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Barings Global Short Duration High Yield Fund
BGH

Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$9.25M +$9.91M +402,996 New
RCM
2
Rivernorth Capital Management
Florida
$3.06M +$3.28M +133,346 New
Invesco
3
Invesco
Georgia
$2.22M +$2.38M +96,635 New
ADBIC
4
A.D. Beadell Investment Counsel
Wisconsin
$1.31M +$1.4M +57,100 New
Wells Fargo
5
Wells Fargo
California
$1.02M +$1.09M +44,299 New
Knight Capital Group
6
Knight Capital Group
$676K +$724K +29,443 New
UBS
7
UBS
Switzerland
$324K +$347K +14,125 New
DA
8
Doliver Advisors
Texas
$274K +$294K +11,944 New
Oppenheimer & Co
9
Oppenheimer & Co
New York
$226K +$243K +9,869 New
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$184K +$197K +8,000 New
Deutsche Bank
11
Deutsche Bank
Germany
$160K +$172K +7,000 New
BlackRock Investment Management
12
BlackRock Investment Management
Delaware
$106K +$113K +4,600 New
CAPTRUST Financial Advisors
13
CAPTRUST Financial Advisors
North Carolina
$92K +$98.4K +4,000 New
Citigroup
14
Citigroup
New York
$11K +$12.3K +500 New
Ladenburg Thalmann Financial Services
15
Ladenburg Thalmann Financial Services
Florida
$11K +$12.3K +500 New
MSI Financial Services
16
MSI Financial Services
Massachusetts
$2K +$2.46K +100 New