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BGH

Barings Global Short Duration High Yield Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TCMG
1
TSP Capital Management Group
New Jersey
$7.49M
Bank of America
2
Bank of America
North Carolina
$6.05M -$1.14M -47,779 -16%
GC
3
Guggenheim Capital
Illinois
$5.48M +$4.94M +207,215 +974%
U
4
UBS
Switzerland
$4.34M +$354K +14,829 +9%
Invesco
5
Invesco
Georgia
$2.81M +$71.8K +3,012 +3%
TAM
6
Third Avenue Management
New York
$2.01M +$64K +2,685 +3%
ADBIC
7
A.D. Beadell Investment Counsel
Wisconsin
$1.57M +$21.5K +900 +1%
Wells Fargo
8
Wells Fargo
California
$1.25M -$1.24M -52,188 -50%
1832 Asset Management
9
1832 Asset Management
Ontario, Canada
$1.24M +$32.4K +1,357 +3%
Deutsche Bank
10
Deutsche Bank
Germany
$1.09M +$597K +25,018 +121%
RJA
11
Raymond James & Associates
Florida
$876K +$3.58K +150 +0.4%
Morgan Stanley
12
Morgan Stanley
New York
$466K +$13.8K +579 +3%
LPL Financial
13
LPL Financial
California
$339K -$79.8K -3,345 -19%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$308K +$2.31K +97 +0.8%
DC
15
Davenport & Co
Virginia
$294K +$11.9K +500 +4%
WKWM
16
Walter & Keenan Wealth Management
Indiana
$240K +$239K +10,000 New
OC
17
Oppenheimer & Co
New York
$202K -$7.16K -300 -3%
PIA
18
Peachtree Investment Advisors
Georgia
$200K +$199K +8,350 New
TRCT
19
Tower Research Capital (TRC)
New York
$173K +$147K +6,162 +594%
BNP Paribas Financial Markets
20
BNP Paribas Financial Markets
France
$139K
Barclays
21
Barclays
United Kingdom
$128K +$133K +5,566 New
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$96K -$19.1K -800 -17%
CAPTRUST Financial Advisors
23
CAPTRUST Financial Advisors
North Carolina
$96K
CFSG
24
Community Financial Services Group
Vermont
$24K +$23.9K +1,000 New
Creative Planning
25
Creative Planning
Kansas
$19K -$14.9K -625 -44%