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BGH

Barings Global Short Duration High Yield Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$9.14M -$731K -56,000 -7%
Morgan Stanley
2
Morgan Stanley
New York
$7.8M -$594K -45,484 -7%
RCM
3
Rivernorth Capital Management
Florida
$7.36M -$270K -20,674 -4%
Wells Fargo
4
Wells Fargo
California
$6.42M -$50.9K -3,899 -0.8%
TCMG
5
TSP Capital Management Group
New Jersey
$5.17M +$261K +19,968 +5%
Invesco
6
Invesco
Georgia
$4.61M -$762K -58,381 -14%
HWAM
7
Hennion & Walsh Asset Management
New Jersey
$4.15M -$31.5K -2,410 -0.8%
GC
8
Guggenheim Capital
Illinois
$4.01M +$330K +25,278 +9%
Cohen & Steers
9
Cohen & Steers
New York
$3.41M -$131K -10,000 -4%
VCM
10
Vivaldi Capital Management
Illinois
$3.41M -$30.4K -2,328 -0.9%
RJA
11
Raymond James & Associates
Florida
$2.05M -$71.9K -5,502 -3%
CIA
12
Capital Investment Advisors
Georgia
$1.99M +$416K +31,890 +26%
RA
13
RFG Advisory
Alabama
$1.37M +$1.37M +104,906 New
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$1.08M -$380K -29,102 -26%
CP
15
Camelot Portfolios
Ohio
$1.07M +$131K +10,015 +14%
PAS
16
Park Avenue Securities
New York
$913K -$36.4K -2,791 -4%
NA
17
NewEdge Advisors
Louisiana
$790K +$14.5K +1,109 +2%
Bank of America
18
Bank of America
North Carolina
$742K -$59.9K -4,584 -7%
Osaic Holdings
19
Osaic Holdings
Arizona
$683K -$9.66K -740 -1%
Thrivent Financial for Lutherans
20
Thrivent Financial for Lutherans
Minnesota
$679K -$123K -9,400 -15%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$575K -$25.8K -1,974 -4%
Lazard Asset Management
22
Lazard Asset Management
New York
$502K
First Trust Advisors
23
First Trust Advisors
Illinois
$467K -$288K -22,077 -38%
JFG
24
Jefferies Financial Group
New York
$426K +$1.7K +130 +0.4%
AA
25
AQR Arbitrage
Connecticut
$403K +$91.2K +6,980 +29%