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BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com

Delisted

BDCS was delisted on the 25th of November, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
MFP
1
Mosaic Financial Partners
California
$2.08M +$1.92M +101,840 New
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.57M -$362K -19,189 -20%
ICOA
3
Investment Centers of America
North Dakota
$1.32M -$13.2K -702 -1%
Ameriprise
4
Ameriprise
Minnesota
$783K -$31K -1,644 -4%
CFA
5
Carroll Financial Associates
North Carolina
$633K +$350K +18,540 +148%
AIG
6
American International Group
New York
$482K +$14.1K +746 +3%
VFS
7
VSR Financial Services
Kansas
$406K -$74.4K -3,946 -17%
CAN
8
Cetera Advisor Networks
California
$361K +$142K +7,520 +74%
1IA
9
1834 Investment Advisors
Wisconsin
$300K -$39.8K -2,110 -13%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$297K +$603 +32 +0.2%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$249K -$24.6K -1,306 -10%
LPL Financial
12
LPL Financial
California
$221K +$205K +10,867 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$191K -$1.42M -75,180 -89%
Thrivent Financial for Lutherans
14
Thrivent Financial for Lutherans
Minnesota
$96K
Morgan Stanley
15
Morgan Stanley
New York
$45K +$9.99K +530 +32%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$32K
MFS
17
MSI Financial Services
Massachusetts
$17K -$2.56K -136 -14%
AAM
18
Advisors Asset Management
Colorado
$5K
NFG
19
Next Financial Group
Texas
$5K
IA
20
IFP Advisors
Florida
$2K -$25.1K -1,329 -94%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
-$228K -11,228 Closed
Jane Street
22
Jane Street
New York
-$213K -10,498 Closed
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
-$151K -7,468 Closed
MCM
24
McKinley Capital Management
Alaska
-$25K -1,224 Closed
CFN
25
Cordasco Financial Network
Florida
-$5K -254 Closed