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BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com

Delisted

BDCS was delisted on the 25th of November, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$2.92M +$1.59M +72,929 +130%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$2.63M +$504K +23,038 +25%
MFP
3
Mosaic Financial Partners
California
$1.85M -$4.5K -206 -0.3%
ICOA
4
Investment Centers of America
North Dakota
$1.6M +$62.8K +2,874 +4%
WA
5
WESPAC Advisors
California
$1.07M -$38.6K -1,767 -4%
PCP
6
Proficio Capital Partners
Massachusetts
$960K +$25.1K +1,150 +3%
Jane Street
7
Jane Street
New York
$950K +$915K +41,860 New
FHA
8
Flagship Harbor Advisors
Massachusetts
$852K +$826K +37,776 New
AG
9
Advisor Group
Arizona
$524K -$3.39K -155 -0.7%
CAS
10
Cue Advisory Services
Arizona
$492K +$474K +21,700 New
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$332K +$4.74K +217 +2%
PAG
12
Private Advisor Group
New Jersey
$318K +$306K +14,000 New
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$316K +$304K +13,925 New
1IA
14
1834 Investment Advisors
Wisconsin
$281K +$5.88K +269 +2%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$74K
MFS
16
MSI Financial Services
Massachusetts
$67K +$49.2K +2,249 +325%
Thrivent Financial for Lutherans
17
Thrivent Financial for Lutherans
Minnesota
$43K -$62.8K -2,872 -61%
Morgan Stanley
18
Morgan Stanley
New York
$36K
IA
19
IFP Advisors
Florida
$35K -$16K -732 -32%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$35K +$33.3K +1,525 New
GRP
21
Global Retirement Partners
California
$18K +$17.2K +786 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$17K +$6.71K +307 +67%
MCM
23
McKinley Capital Management
Alaska
$16K -$3.5K -160 -19%
NFG
24
Next Financial Group
Texas
$6K
Wells Fargo
25
Wells Fargo
California
$6K +$5.79K +265 +26,500%