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BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com

Delisted

BDCS was delisted on the 25th of November, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$4.02M +$929K +40,127 +31%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$3.03M +$275K +11,864 +10%
MFP
3
Mosaic Financial Partners
California
$1.82M -$124K -5,338 -7%
PCP
4
Proficio Capital Partners
Massachusetts
$1.26M +$314K +13,555 +32%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.13M +$1.09M +46,896 +6,146%
WA
6
WESPAC Advisors
California
$920K -$202K -8,746 -18%
Wells Fargo
7
Wells Fargo
California
$816K +$787K +34,006 +12,784%
FHA
8
Flagship Harbor Advisors
Massachusetts
$794K -$101K -4,353 -12%
AG
9
Advisor Group
Arizona
$541K -$8.17K -353 -2%
CAS
10
Cue Advisory Services
Arizona
$516K
SI
11
SII Investments
Wisconsin
$438K +$426K +18,392 New
PAG
12
Private Advisor Group
New Jersey
$402K +$69.5K +3,000 +21%
ICOA
13
Investment Centers of America
North Dakota
$398K -$1.25M -53,856 -76%
MML Investors Services
14
MML Investors Services
Massachusetts
$394K +$341K +14,720 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$341K -$7.59K -328 -2%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$281K +$274K +11,823 New
1IA
17
1834 Investment Advisors
Wisconsin
$256K -$37K -1,600 -13%
ASN
18
Advisory Services Network
Georgia
$228K +$222K +9,594 New
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$78K
Morgan Stanley
20
Morgan Stanley
New York
$55K +$16.6K +716 +45%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$43K
IA
22
IFP Advisors
Florida
$37K +$648 +28 +2%
GRP
23
Global Retirement Partners
California
$19K
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$18K -$17.9K -775 -51%
MCM
25
McKinley Capital Management
Alaska
$8K -$7.96K -344 -50%