Northwestern Mutual Wealth Management’s UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com BDCS Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio BDCS Stock Details BDCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-550	Closed	-$11K	–	2793
2018 Q2	$11K	Buy	+550	New	+$11K	﹤0.01%	1826
2017 Q2	–	Sell	-750	Closed	-$18K	–	2288
2017 Q1	$18K	Sell	750 -775	-51%	-$17.9K	﹤0.01%	1384
2016 Q4	$35K	Buy	+1,525	New	+$33.3K	﹤0.01%	1148

Other funds holding BDCS

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return

Rockland Trust Hanover, Massachusetts $2.55B AUM 17.04% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Northwestern Mutual Wealth Management's BDCS Position: Q3 2018 in Review

Northwestern Mutual Wealth Management sold out of UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com (BDCS) in Q3 2018, closing a stake of 550 shares — an estimated $11K sold.

Northwestern Mutual Wealth Management first reported a position in BDCS in Q4 2016 and held it in 3 quarters. The position peaked at $35K in Q4 2016. 33 funds tracked by Wall St. Rank hold BDCS as of Q3 2018.

Northwestern Mutual Wealth Management reported no remaining UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position as of Q3 2018 after selling out during the quarter.
Northwestern Mutual Wealth Management sold 550 UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com shares in Q3 2018, an estimated $11K.
Northwestern Mutual Wealth Management first reported a position in UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q4 2016 and held it in 3 quarters.
Northwestern Mutual Wealth Management's UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com position peaked at $35K in Q4 2016.
33 funds tracked by Wall St. Rank held UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com as of Q3 2018.

Based on Northwestern Mutual Wealth Management's 13F filing for Q3 2018, filed 1 Nov 2018.