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BDCS

UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com

Delisted

BDCS was delisted on the 25th of November, 2020.

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$11.8M +$227K +11,495 +2%
Natixis Advisors
2
Natixis Advisors
Massachusetts
$4.37M +$371K +18,756 +9%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$2.66M -$1.15M -58,041 -31%
AG
4
Advisor Group
Arizona
$2M +$39.7K +2,007 +2%
SIS
5
Sound Income Strategies
Florida
$929K +$55.5K +2,804 +6%
RT
6
Rockland Trust
Massachusetts
$830K +$116K +5,882 +16%
HIS
7
Harvest Investment Services
Illinois
$547K +$38.5K +1,948 +8%
CFG
8
Cooper Financial Group
California
$544K -$339K -17,138 -39%
Thrivent Financial for Lutherans
9
Thrivent Financial for Lutherans
Minnesota
$527K +$22.3K +1,125 +4%
Wells Fargo
10
Wells Fargo
California
$505K +$158K +7,979 +47%
HH
11
Hilltop Holdings
Texas
$491K +$58.8K +2,970 +14%
MML Investors Services
12
MML Investors Services
Massachusetts
$399K -$48.9K -2,473 -11%
ASN
13
Advisory Services Network
Georgia
$356K
FHA
14
Flagship Harbor Advisors
Massachusetts
$347K
RIA
15
Regal Investment Advisors
Michigan
$327K +$15.1K +763 +5%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$321K -$66.6K -3,366 -17%
BAM
17
Belpointe Asset Management
Nevada
$274K +$269K +13,582 New
Jane Street
18
Jane Street
New York
$269K +$264K +13,350 New
1IA
19
1834 Investment Advisors
Wisconsin
$259K +$9.89K +500 +4%
Citadel Advisors
20
Citadel Advisors
Florida
$250K +$245K +12,389 New
SPC
21
Sigma Planning Corp
Michigan
$247K
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$239K +$732 +37 +0.3%
P
23
&Partners
Tennessee
$236K
CFGS
24
Concourse Financial Group Securities
Alabama
$66K -$1.03M -51,821 -94%
Morgan Stanley
25
Morgan Stanley
New York
$60K -$205K -10,387 -78%