ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

70 hedge funds and large institutions have $174M invested in ASA Gold and Precious Metals in 2020 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 3 closing their positions.

Holders
70
Holders Change
+13
Holders Change %
+22.81%
% of All Funds
1.24%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
16
Increased
20
Reduced
12
Closed
3
Calls
$401K
Puts
$1.03M
Net Calls
-$632K
Net Calls Change
-$241K

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$62M
2
COLIM
2
City of London Investment Management
United Kingdom
$6.71M
3
QC
3
Quantedge Capital
Singapore
$2.75M
4
WAM
4
Wolverine Asset Management
Illinois
$2.28M
5
VC
5
Veracity Capital
Georgia
$2.12M

Top Sellers

1
BI
1
Bulldog Investors
New Jersey
$298K
2
BFM
2
Boothbay Fund Management
New York
$0
3
UCI
3
Uncommon Cents Investing
Wisconsin
$12.9M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$281K
5
Stifel Financial
5
Stifel Financial
Missouri
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PFGIA
51
Patriot Financial Group Insurance Agency
Massachusetts
$46K 2,100 +100 +5%
HCM
52
Highlander Capital Management
New Jersey
$37K 1,700 – –
TRCT
53
Tower Research Capital (TRC)
New York
$37K 1,683 +1,683 New
CCM
54
Covington Capital Management
California
$33K 1,500 – –
CG
55
Cutler Group
California
$32K 1,500 -741 -33%
Bank of Montreal
56
Bank of Montreal
Ontario, Canada
$32K 1,500 – –
GEA
57
Glen Eagle Advisors
New Jersey
$28.8K 1,315 – –
SFS
58
Sowell Financial Services
Arkansas
$22K 1,012 – –
TCOV
59
Trust Company of Vermont
Vermont
$20K 900 – –
GWM
60
Geneos Wealth Management
Colorado
$20K 1,000 +200 +25%
RE
61
RBC Europe
United Kingdom
$16.4K 750 – –
WT
62
Whittier Trust
California
$13K 600 – –
Group One Trading
63
Group One Trading
Illinois
$11K 500 – –
SBL
64
Sargent Bickham Lagudis
Colorado
$10K 465 – –
EA
65
Elm Advisors
California
$4K 174 +174 New
FWM
66
Focused Wealth Management
New York
$1K 50 – –
JWA
67
JFS Wealth Advisors
Pennsylvania
$1K 55 – –
CWA
68
Core Wealth Advisors
Florida
$1K 30 – –
Walleye Capital
69
Walleye Capital
New York
$619 28,287 +13,592 +92%
BFM
70
Boothbay Fund Management
New York
– – -68,558 Closed
Stifel Financial
71
Stifel Financial
Missouri
– – -9,700 Closed
Northwestern Mutual Wealth Management
72
Northwestern Mutual Wealth Management
Wisconsin
– – -1,643 Closed
Simplex Trading
73
Simplex Trading
Illinois
– – – –
CFGS
74
Concourse Financial Group Securities
Alabama
– – – –
US Bancorp
75
US Bancorp
Minnesota
$0 21 – –
1 2
3