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ASA

ASA Gold and Precious Metals

45 hedge funds and large institutions have $78.3M invested in ASA Gold and Precious Metals in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

2% more funds holding

Funds holding: 4445 (+1)

2.12% less ownership

Funds ownership: 29.57%27.45% (-2.1%)

7% less capital invested

Capital invested by funds: $84.5M → $78.3M (-$6.2M)

31% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 16

82% less call options, than puts

Call options by funds: $284K | Put options by funds: $1.61M

Holders
45
Holders Change
+1
Holders Change %
+2.27%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
11
Reduced
16
Closed
4
Calls
$284K
Puts
$1.61M
Net Calls
-$1.32M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
26
Creative Planning
Kansas
$42K +$5.78K +374 +15%
DADC
27
D.A. Davidson & Co
Montana
$42K +$32.7K +2,120 +283%
CG
28
Cutler Group
California
$35K -$72.2K -4,677 -66%
AG
29
Advisor Group
Arizona
$34K -$4.63K -300 -12%
GWM
30
Geneos Wealth Management
Colorado
$22K -$10.8K -700 -32%
Bank of Montreal
31
Bank of Montreal
Ontario, Canada
$22K
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$20K
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$16K
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$14K
TCOV
35
Trust Company of Vermont
Vermont
$13K
SIA
36
SeaBridge Investment Advisors
New Jersey
$12K
ST
37
Smithfield Trust
Pennsylvania
$12K
TRCT
38
Tower Research Capital (TRC)
New York
$9K -$20.3K -1,315 -68%
HNB
39
Huntington National Bank
Ohio
$9K
WT
40
Whittier Trust
California
$9K
NFG
41
Next Financial Group
Texas
$8K +$8.69K +563 New
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$3K -$6.18K -400 -65%
US Bancorp
43
US Bancorp
Minnesota
$2K -$37.1K -2,400 -95%
FWM
44
Focused Wealth Management
New York
$1K
WIC
45
Woodmont Investment Counsel
Tennessee
$1K +$1.54K +100 New
WAM
46
Wolverine Asset Management
Illinois
-$3.02M -204,328 Closed
MC
47
Matisse Capital
Oregon
-$1.59M -107,500 Closed
HFS
48
HL Financial Services
Kentucky
-$817K -55,279 Closed
Simplex Trading
49
Simplex Trading
Illinois
-$31.1K -2,014 Closed

ASA Hedge Fund Activity: Q3 2016 in Review

45 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ASA Gold and Precious Metals (ASA) for Q3 2016, worth a combined $78.3M — down 7.3% from $84.5M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new ASA positions and 4 closed out — a net gain of 1 holder — while 11 added to existing stakes and 16 trimmed.

The largest buyer was Cambridge Investment Research Advisors, opening a new position worth an estimated $404K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $3.02M sold.

  • 45 institutional investors held ASA Gold and Precious Metals (ASA) as of Q3 2016, up from 44 in Q2 2016.
  • Funds reported $78.3M of ASA Gold and Precious Metals stock for Q3 2016, down 7.3% quarter-over-quarter.
  • 5 funds opened new ASA Gold and Precious Metals positions in Q3 2016 and 4 closed out, a net change of +1 holder.
  • The largest ASA Gold and Precious Metals buyer in Q3 2016 was Cambridge Investment Research Advisors, an estimated $404K added.
  • The largest ASA Gold and Precious Metals seller in Q3 2016 was Wolverine Asset Management, an estimated $3.02M sold.

Based on aggregated 13F filings for Q3 2016.