|
1
|
|
$10.4M
|
-$316K
|
-17,628
|
-3%
|
|
|
2
|
Regiment Capital Management
Boston,
Massachusetts
|
$10.3M
|
–
|
–
|
–
|
|
|
3
|
Saba Capital Management
New York
|
$8.94M
|
+$561K
|
+31,273
|
+7%
|
|
|
4
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$5.3M
|
-$2.4M
|
-133,985
|
-31%
|
|
|
5
|
Advisors Asset Management
Monument,
Colorado
|
$4.44M
|
+$2.74M
|
+152,681
|
+159%
|
|
|
6
|
BlueSpruce Investments
Chicago,
Illinois
|
$3.2M
|
+$596K
|
+33,201
|
+23%
|
|
|
7
|
Wells Fargo
San Francisco,
California
|
$2.96M
|
-$325K
|
-18,123
|
-10%
|
|
|
8
|
Relative Value Partners
Northbrook,
Illinois
|
$2.7M
|
-$153K
|
-8,544
|
-5%
|
|
|
9
|
Mariner Investment Group
Harrison,
New York
|
$1.91M
|
+$334K
|
+18,598
|
+21%
|
|
|
10
|
1832 Asset Management
Toronto,
Ontario, Canada
|
$1.79M
|
–
|
–
|
–
|
|
|
11
|
Apollo Management Holdings
New York
|
$1.78M
|
+$1.79M
|
+100,000
|
New
|
|
|
12
|
|
$1.4M
|
+$27.9K
|
+1,557
|
+2%
|
|
|
13
|
BNP Paribas Financial Markets
Paris,
France
|
$1.3M
|
-$592K
|
-33,018
|
-31%
|
|
|
14
|
Bank of America
Charlotte,
North Carolina
|
$1.23M
|
+$129K
|
+7,167
|
+12%
|
|
|
15
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$1M
|
+$32.3K
|
+1,800
|
+3%
|
|
|
16
|
Franklin Resources
San Mateo,
California
|
$892K
|
–
|
–
|
–
|
|
|
17
|
Shaker Financial Services
Arlington,
Virginia
|
$850K
|
+$538K
|
+29,962
|
+170%
|
|
|
18
|
BB&T Securities
Richmond,
Virginia
|
$284K
|
+$286K
|
+15,932
|
New
|
|
|
19
|
LPL Financial
San Diego,
California
|
$281K
|
+$57.4K
|
+3,200
|
+25%
|
|
|
20
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$250K
|
+$162K
|
+9,022
|
+180%
|
|
|
21
|
Oppenheimer & Co
New York
|
$205K
|
–
|
–
|
–
|
|
|
22
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
$180K
|
+$56.3K
|
+3,140
|
+45%
|
|
|
23
|
B. Riley Wealth Management
Memphis,
Tennessee
|
$178K
|
+$179K
|
+10,000
|
New
|
|
|
24
|
Tower Research Capital (TRC)
New York
|
$107K
|
+$108K
|
+6,000
|
New
|
|
|
25
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$89K
|
-$38.1K
|
-2,126
|
-30%
|
|
