|
1
|
Advisors Asset Management
Monument,
Colorado
|
$13.4M
|
-$2.38M
|
-180,204
|
-15%
|
|
|
2
|
|
$9.33M
|
+$913K
|
+69,043
|
+11%
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$5.9M
|
–
|
–
|
–
|
|
|
4
|
Bessemer Group
Woodbridge,
New Jersey
|
$5.81M
|
–
|
–
|
–
|
|
|
5
|
Parametric Portfolio Associates
Seattle,
Washington
|
$4.61M
|
+$1.7M
|
+128,946
|
+61%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$4.5M
|
+$1.5M
|
+113,253
|
+52%
|
|
|
7
|
|
$3.97M
|
-$98.4K
|
-7,448
|
-2%
|
|
|
8
|
Shaker Financial Services
Arlington,
Virginia
|
$3.39M
|
+$2.04M
|
+154,691
|
+164%
|
|
|
9
|
Saba Capital Management
New York
|
$2.99M
|
+$469K
|
+35,466
|
+19%
|
|
|
10
|
BlueSpruce Investments
Chicago,
Illinois
|
$2.64M
|
-$1.68M
|
-127,037
|
-40%
|
|
|
11
|
Mariner Investment Group
Harrison,
New York
|
$2.08M
|
-$114K
|
-8,634
|
-5%
|
|
|
12
|
Laurion Capital Management
New York
|
$1.7M
|
+$912K
|
+68,987
|
+123%
|
|
|
13
|
Wolverine Asset Management
Chicago,
Illinois
|
$1.43M
|
-$186K
|
-14,109
|
-12%
|
|
|
14
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$1.35M
|
-$25.1K
|
-1,899
|
-2%
|
|
|
15
|
Guggenheim Capital
Chicago,
Illinois
|
$1.19M
|
+$78.5K
|
+5,940
|
+7%
|
|
|
16
|
Bank of America
Charlotte,
North Carolina
|
$1.08M
|
-$530K
|
-40,090
|
-34%
|
|
|
17
|
Relative Value Partners Group
|
$982K
|
+$13.8K
|
+1,041
|
+1%
|
|
|
18
|
Yorktown Management & Research Company
Forest,
Virginia
|
$953K
|
+$264K
|
+20,000
|
+40%
|
|
|
19
|
UBS Group
Zurich,
Switzerland
|
$766K
|
-$424K
|
-32,110
|
-36%
|
|
|
20
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$708K
|
-$4.12K
|
-312
|
-0.6%
|
|
|
21
|
AQR Arbitrage
Greenwich,
Connecticut
|
$677K
|
-$115K
|
-8,711
|
-15%
|
|
|
22
|
B. Riley Financial
Los Angeles,
California
|
$472K
|
–
|
–
|
–
|
|
|
23
|
LPL Financial
San Diego,
California
|
$379K
|
+$26.4K
|
+2,000
|
+8%
|
|
|
24
|
BB&T Securities
Richmond,
Virginia
|
$370K
|
-$81.5K
|
-6,169
|
-18%
|
|
|
25
|
|
$294K
|
+$1.16K
|
+88
|
+0.4%
|
|
