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AIF

Apollo Tactical Income Fund Inc.
AIF

Delisted

AIF was delisted on the 19th of July, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Pathstone Holdings
1
Pathstone Holdings
New Jersey
– -$9.1M -621,557 Closed
Wells Fargo
2
Wells Fargo
California
– -$4.75M -324,609 Closed
Morgan Stanley
3
Morgan Stanley
New York
– -$4.69M -320,189 Closed
FIA
4
Foundations Investment Advisors
Arizona
– -$4.14M -282,552 Closed
GC
5
Guggenheim Capital
Illinois
– -$3.52M -240,525 Closed
Invesco
6
Invesco
Georgia
– -$3.19M -217,662 Closed
LPL Financial
7
LPL Financial
California
– -$2.57M -175,288 Closed
Bank of America
8
Bank of America
North Carolina
– -$1.96M -134,109 Closed
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
– -$1.79M -122,205 Closed
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
– -$1.78M -121,518 Closed
SI
11
Stephens Inc
Arkansas
– -$1.28M -87,514 Closed
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
– -$773K -52,810 Closed
CIA
13
Capital Investment Advisors
Georgia
– -$771K -52,640 Closed
IFG
14
Independent Financial Group
California
– -$558K -38,100 Closed
NA
15
Nottingham Advisors
New York
– -$454K -31,021 Closed
KAS
16
Kestra Advisory Services
Texas
– -$443K -30,265 Closed
RJA
17
Raymond James & Associates
Florida
– -$426K -29,067 Closed
Osaic Holdings
18
Osaic Holdings
Arizona
– -$410K -28,018 Closed
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
– -$377K -25,759 Closed
PS
20
Principal Securities
Iowa
– -$374K -25,575 Closed
WLPWM
21
Walled Lake Planning & Wealth Management
Illinois
– -$345K -23,590 Closed
TWP
22
Tyche Wealth Partners
Texas
– -$329K -22,487 Closed
CMS
23
Capital Market Strategies
Florida
– -$316K -21,563 Closed
UBS Group
24
UBS Group
Switzerland
– -$314K -21,453 Closed
RFC
25
Regions Financial Corp
Alabama
– -$293K -20,000 Closed
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