|
1
|
Saba Capital Management
New York
|
$18.3M
|
+$6.03M
|
+478,175
|
+50%
|
|
|
2
|
Parametric Portfolio Associates
Seattle,
Washington
|
$9.95M
|
+$742K
|
+58,835
|
+8%
|
|
|
3
|
Wells Fargo
San Francisco,
California
|
$7.97M
|
-$3.78M
|
-299,671
|
-32%
|
|
|
4
|
Advisors Asset Management
Monument,
Colorado
|
$5.3M
|
-$1.13M
|
-89,691
|
-18%
|
|
|
5
|
|
$5.17M
|
+$2.2M
|
+174,204
|
+75%
|
|
|
6
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$3.72M
|
-$72.7K
|
-5,763
|
-2%
|
|
|
7
|
Shaker Financial Services
Arlington,
Virginia
|
$3.39M
|
+$461K
|
+36,530
|
+16%
|
|
|
8
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$3.17M
|
+$3.14M
|
+249,063
|
New
|
|
|
9
|
Guggenheim Capital
Chicago,
Illinois
|
$1.79M
|
-$31.9K
|
-2,525
|
-2%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$1.72M
|
-$108K
|
-8,595
|
-6%
|
|
|
11
|
Osaic Holdings
Scottsdale,
Arizona
|
$1.3M
|
-$29.8K
|
-2,359
|
-2%
|
|
|
12
|
Congress Park Capital
Saratoga Springs,
New York
|
$1.13M
|
-$146K
|
-11,597
|
-12%
|
|
|
13
|
First Trust Advisors
Wheaton,
Illinois
|
$931K
|
-$15.3K
|
-1,214
|
-2%
|
|
|
14
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$878K
|
+$872K
|
+69,090
|
New
|
|
|
15
|
Capital Investment Advisors
Atlanta,
Georgia
|
$813K
|
-$21.2K
|
-1,677
|
-3%
|
|
|
16
|
AQR Arbitrage
Greenwich,
Connecticut
|
$761K
|
+$370K
|
+29,293
|
+96%
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$691K
|
-$293K
|
-23,226
|
-30%
|
|
|
18
|
Matisse Capital
Portland,
Oregon
|
$648K
|
-$2.65M
|
-209,895
|
-80%
|
|
|
19
|
Robinson Capital Management
Grosse Pointe Farms,
Michigan
|
$626K
|
–
|
–
|
–
|
|
|
20
|
Wolverine Asset Management
Chicago,
Illinois
|
$490K
|
+$404K
|
+32,009
|
+484%
|
|
|
21
|
UBS Group
Zurich,
Switzerland
|
$422K
|
-$21.3K
|
-1,687
|
-5%
|
|
|
22
|
LPL Financial
San Diego,
California
|
$408K
|
+$6.59K
|
+522
|
+2%
|
|
|
23
|
Moors & Cabot
Boston,
Massachusetts
|
$356K
|
+$20.2K
|
+1,600
|
+6%
|
|
|
24
|
6 Meridian
Wichita,
Kansas
|
$332K
|
-$13.4K
|
-1,062
|
-4%
|
|
|
25
|
Mid Atlantic Financial Management
Pittsburgh,
Pennsylvania
|
$330K
|
-$26.1K
|
-2,071
|
-8%
|
|
