|
1
|
Advisors Asset Management
Monument,
Colorado
|
$14M
|
-$1.73M
|
-116,717
|
-10%
|
|
|
2
|
Parametric Portfolio Associates
Seattle,
Washington
|
$11.4M
|
-$925K
|
-62,559
|
-7%
|
|
|
3
|
Wells Fargo
San Francisco,
California
|
$9.41M
|
+$280K
|
+18,972
|
+3%
|
|
|
4
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$5.18M
|
+$400K
|
+27,091
|
+8%
|
|
|
5
|
|
$4.39M
|
-$609K
|
-41,180
|
-11%
|
|
|
6
|
Bank of America
Charlotte,
North Carolina
|
$3.55M
|
+$335K
|
+22,672
|
+10%
|
|
|
7
|
Shaker Financial Services
Arlington,
Virginia
|
$3.07M
|
+$1.39M
|
+93,952
|
+73%
|
|
|
8
|
|
$2.78M
|
+$406K
|
+27,463
|
+16%
|
|
|
9
|
Curi RMB Capital
Chicago,
Illinois
|
$2.24M
|
+$1.85M
|
+125,011
|
+332%
|
|
|
10
|
Guggenheim Capital
Chicago,
Illinois
|
$1.45M
|
-$52.7K
|
-3,567
|
-3%
|
|
|
11
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$1.44M
|
+$116K
|
+7,846
|
+8%
|
|
|
12
|
Saba Capital Management
New York
|
$1.16M
|
+$1.24M
|
+84,173
|
New
|
|
|
13
|
Wolverine Asset Management
Chicago,
Illinois
|
$1.07M
|
+$1.14M
|
+77,445
|
New
|
|
|
14
|
First Trust Advisors
Wheaton,
Illinois
|
$1.04M
|
+$83.2K
|
+5,631
|
+8%
|
|
|
15
|
Westchester Capital Management (New York)
Valhalla,
New York
|
$779K
|
+$807K
|
+54,586
|
+2,704%
|
|
|
16
|
Robinson Capital Management
Grosse Pointe Farms,
Michigan
|
$752K
|
+$807K
|
+54,623
|
New
|
|
|
17
|
Mariner Investment Group
Harrison,
New York
|
$737K
|
+$791K
|
+53,500
|
New
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$556K
|
-$14.8K
|
-1,000
|
-2%
|
|
|
19
|
Landscape Capital Management
Englewood,
New Jersey
|
$465K
|
+$499K
|
+33,792
|
New
|
|
|
20
|
Stifel Financial
St. Louis,
Missouri
|
$408K
|
-$436K
|
-29,521
|
-50%
|
|
|
21
|
Weiss Asset Management
Boston,
Massachusetts
|
$381K
|
+$409K
|
+27,659
|
New
|
|
|
22
|
Capital Investment Advisors
Atlanta,
Georgia
|
$378K
|
+$99.8K
|
+6,750
|
+33%
|
|
|
23
|
Raymond James & Associates
St Petersburg,
Florida
|
$341K
|
-$123K
|
-8,308
|
-25%
|
|
|
24
|
Ares Management
Los Angeles,
California
|
$317K
|
–
|
–
|
–
|
|
|
25
|
AQR Arbitrage
Greenwich,
Connecticut
|
$287K
|
+$308K
|
+20,833
|
New
|
|
