Mariner Investment Group’s Apollo Tactical Income Fund Inc. AIF Stock Holding History

Mariner Investment Group’s Portfolio AIF Stock Details AIF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-40,000	Closed	-$588K	–	86
2019 Q1	$588K	Sell	40,000 -13,500	-25%	-$196K	0.79%	44
2018 Q4	$737K	Buy	+53,500	New	+$791K	1.03%	37
2018 Q3	–	Sell	-30,163	Closed	-$471K	–	81
2018 Q2	$471K	Hold	30,163	–	–	1.01%	36
2018 Q1	$474K	Hold	30,163	–	–	0.47%	36
2017 Q4	$475K	Buy	+30,163	New	+$480K	0.2%	58
2017 Q1	–	Sell	-41,081	Closed	-$635K	–	100
2016 Q4	$635K	Sell	41,081 -5,119	-11%	-$77.6K	0.34%	54
2016 Q3	$714K	Sell	46,200 -46,000	-50%	-$689K	0.37%	48
2016 Q2	$1.33M	Sell	92,200 -60,731	-40%	-$860K	0.45%	64
2016 Q1	$2.08M	Sell	152,931 -8,634	-5%	-$114K	0.57%	59
2015 Q4	$2.24M	Buy	161,565 +22,027	+16%	+$316K	0.5%	70
2015 Q3	$2.02M	Buy	139,538 +114,015	+447%	+$1.74M	0.41%	75
2015 Q2	$402K	Buy	+25,523	New	+$417K	0.1%	142
2015 Q1	–	Sell	-87,564	Closed	-$1.4M	–	254
2014 Q4	$1.4M	Sell	87,564 -25,993	-23%	-$439K	0.24%	97
2014 Q3	$1.97M	Sell	113,557 -35,663	-24%	-$635K	0.41%	60
2014 Q2	$2.74M	Buy	149,220 +42,176	+39%	+$761K	0.53%	51
2014 Q1	$1.91M	Buy	107,044 +18,598	+21%	+$334K	0.42%	57
2013 Q4	$1.59M	Buy	+88,446	New	+$1.53M	0.24%	82

Other funds holding AIF

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Mariner Investment Group's AIF Position: Q2 2019 in Review

Mariner Investment Group sold out of Apollo Tactical Income Fund Inc. (AIF) in Q2 2019, closing a stake of 40,000 shares — an estimated $588K sold.

Mariner Investment Group first reported a position in AIF in Q4 2013 and held it in 17 quarters. The position peaked at $2.74M in Q2 2014. 42 funds tracked by Wall St. Rank hold AIF as of Q2 2019.

Mariner Investment Group reported no remaining Apollo Tactical Income Fund Inc. position as of Q2 2019 after selling out during the quarter.
Mariner Investment Group sold 40,000 Apollo Tactical Income Fund Inc. shares in Q2 2019, an estimated $588K.
Mariner Investment Group first reported a position in Apollo Tactical Income Fund Inc. in Q4 2013 and held it in 17 quarters.
Mariner Investment Group's Apollo Tactical Income Fund Inc. position peaked at $2.74M in Q2 2014.
42 funds tracked by Wall St. Rank held Apollo Tactical Income Fund Inc. as of Q2 2019.

Based on Mariner Investment Group's 13F filing for Q2 2019, filed 6 Aug 2019.