1832 Asset Management’s Apollo Tactical Income Fund Inc. AIF Stock Holding History

1832 Asset Management’s Portfolio AIF Stock Details AIF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-150,000	Closed	-$2.36M	–	703
2015 Q2	$2.36M	Hold	150,000	–	–	0.01%	399
2015 Q1	$2.45M	Hold	150,000	–	–	0.01%	354
2014 Q4	$2.39M	Buy	150,000 +50,000	+50%	+$844K	0.01%	393
2014 Q3	$1.73M	Hold	100,000	–	–	0.01%	418
2014 Q2	$1.84M	Hold	100,000	–	–	0.01%	431
2014 Q1	$1.79M	Hold	100,000	–	–	0.01%	426
2013 Q4	$1.8M	Buy	+100,000	New	+$1.73M	0.01%	377

Other funds holding AIF

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BlueSpruce Investments Chicago, Illinois $631M AUM 11.83% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1832 Asset Management's AIF Position: Q3 2015 in Review

1832 Asset Management sold out of Apollo Tactical Income Fund Inc. (AIF) in Q3 2015, closing a stake of 150,000 shares — an estimated $2.36M sold.

1832 Asset Management first reported a position in AIF in Q4 2013 and held it in 7 quarters. The position peaked at $2.45M in Q1 2015. 28 funds tracked by Wall St. Rank hold AIF as of Q3 2015.

1832 Asset Management reported no remaining Apollo Tactical Income Fund Inc. position as of Q3 2015 after selling out during the quarter.
1832 Asset Management sold 150,000 Apollo Tactical Income Fund Inc. shares in Q3 2015, an estimated $2.36M.
1832 Asset Management first reported a position in Apollo Tactical Income Fund Inc. in Q4 2013 and held it in 7 quarters.
1832 Asset Management's Apollo Tactical Income Fund Inc. position peaked at $2.45M in Q1 2015.
28 funds tracked by Wall St. Rank held Apollo Tactical Income Fund Inc. as of Q3 2015.

Based on 1832 Asset Management's 13F filing for Q3 2015, filed 12 Nov 2015.