Regiment Capital Management’s Apollo Tactical Income Fund Inc. AIF Stock Holding History

Regiment Capital Management’s Portfolio AIF Stock Details AIF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-175,000	Closed	-$3.03M	–	17
2014 Q3	$3.03M	Sell	175,000 -400,000	-70%	-$7.13M	0.51%	18
2014 Q2	$10.5M	Hold	575,000	–	–	2.4%	14
2014 Q1	$10.3M	Hold	575,000	–	–	2.22%	13
2013 Q4	$10.3M	Buy	+575,000	New	+$9.94M	1.68%	16

Other funds holding AIF

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

BlueSpruce Investments Chicago, Illinois $631M AUM 11.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Regiment Capital Management's AIF Position: Q4 2014 in Review

Regiment Capital Management sold out of Apollo Tactical Income Fund Inc. (AIF) in Q4 2014, closing a stake of 175,000 shares — an estimated $3.03M sold.

Regiment Capital Management first reported a position in AIF in Q4 2013 and held it in 4 quarters. The position peaked at $10.5M in Q2 2014. 30 funds tracked by Wall St. Rank hold AIF as of Q4 2014.

Regiment Capital Management reported no remaining Apollo Tactical Income Fund Inc. position as of Q4 2014 after selling out during the quarter.
Regiment Capital Management sold 175,000 Apollo Tactical Income Fund Inc. shares in Q4 2014, an estimated $3.03M.
Regiment Capital Management first reported a position in Apollo Tactical Income Fund Inc. in Q4 2013 and held it in 4 quarters.
Regiment Capital Management's Apollo Tactical Income Fund Inc. position peaked at $10.5M in Q2 2014.
30 funds tracked by Wall St. Rank held Apollo Tactical Income Fund Inc. as of Q4 2014.

Based on Regiment Capital Management's 13F filing for Q4 2014, filed 6 Feb 2015.