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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+24.33%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$328K
AUM Growth
-$266M
Cap. Flow
+$3.01M
Cap. Flow %
917.27%
Top 10 Hldgs %
39.63%
Holding
130
New
38
Increased
4
Reduced
18
Closed
12

Top Buys

Rank Stock Value
1
B
Barrick Mining
B
+$14.7M
2
BBDC icon
Barings BDC
BBDC
+$7.56M
3
ELV icon
Elevance Health
ELV
+$3.22M
4
UNH icon
UnitedHealth
UNH
+$3.12M
5
XRAY icon
Dentsply Sirona
XRAY
+$2.42M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$25.4M
2
MVC
MVC Capital, Inc.
MVC
+$7.13M
3
FSK icon
FS KKR Capital
FSK
+$6.25M
4
LUMN icon
Lumen
LUMN
+$3.95M
5
PDLI
PDL BioPharma, Inc.
PDLI
+$3.61M

Sector Composition

Rank Sector Weight
1 Real Estate 14%
2 Energy 13.97%
3 Financials 13.64%
4 Materials 11.26%
5 Consumer Discretionary 10.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFLT icon
101
PennantPark Floating Rate Capital
PFLT
$742M
$397 0.12%
37,165
-82,526
-69% -$781K
GBDC icon
102
Golub Capital BDC
GBDC
$3.4B
$384 0.12%
27,190
– –
EQS icon
103
Equus Total Return
EQS
$15.6M
$374 0.11%
210,276
– –
POCT icon
104
Innovator US Equity Power Buffer ETF October
POCT
$974M
$362 0.11%
+13,000
New +$353K
NEWT icon
105
NewtekOne
NEWT
$370M
$354 0.11%
17,971
– –
COP icon
106
ConocoPhillips
COP
$153B
$288 0.09%
7,200
– –
SMC
107
Summit Midstream
SMC
$478M
$280 0.09%
22,379
– –
KO icon
108
CALL
Coca-Cola
KO
$373B
$276 0.08%
+444
New +$23K
MA icon
109
CALL
Mastercard
MA
$490B
$230 0.07%
+57
New +$19K
TCPC icon
110
BlackRock TCP Capital
TCPC
$336M
$225 0.07%
20,000
– –
FSK icon
111
FS KKR Capital
FSK
$3.36B
$199 0.06%
11,776
-375,775
-97% -$6.25M
SD icon
112
SandRidge Energy
SD
$529M
$196 0.06%
63,131
-63,969
-50% -$157K
JAMF
113
CALL
DELISTED
Jamf
JAMF
$183 0.06%
+600
New +$19.8K
EVFM
114
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
$170 0.05%
4,597
-3,138
-41% -$113K
GM icon
115
CALL
General Motors
GM
$76.1B
$144 0.04%
300
– –
SKT icon
116
Tanger
SKT
$4.42B
$81 0.02%
8,000
-50,000
-86% -$423K
RIG icon
117
Transocean
RIG
$6.37B
$79 0.02%
29,838
-74,700
-71% -$110K
AMR icon
118
Alpha Metallurgical Resources
AMR
$2.02B
– –
-24,032
Closed -$176K
BA icon
119
CALL
Boeing
BA
$183B
– –
-100
Closed -$10K
MOV icon
120
Movado Group
MOV
$815M
– –
-25,100
Closed -$249K
PLNT icon
121
PUT
Planet Fitness
PLNT
$3.65B
– –
-400
Closed -$280K
SPY icon
122
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
– –
-2,640
Closed -$3.18M
TSLA icon
123
CALL
Tesla
TSLA
$1.29T
– –
-975
Closed -$9.18M
TSLA icon
124
PUT
Tesla
TSLA
$1.29T
– –
-1,500
Closed -$16K
MDLY
125
DELISTED
Medley Management Inc
MDLY
– –
-4,013
Closed -$23K
2 3 4
5
6

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West Family Investments's Q4 2020 Portfolio in Review

As of Q4 2020, West Family Investments held 130 positions worth $328K, down 100% from $266M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

West Family Investments deployed $3.01M of net new capital in Q4 2020, opening 38 new positions and adding to 4 existing holdings. Its largest new stake was Barrick Mining: 582,197 shares worth $13.3K.

By sector, the portfolio is most concentrated in Real Estate at 14% of assets, down from 15% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was Tesla, an estimated $25.4M trimmed.

  • West Family Investments's largest Q4 2020 buy was Barrick Mining: 582,197 shares worth $13.3K.
  • West Family Investments added most to Barings BDC in Q4 2020, an estimated $7.56M increase.
  • West Family Investments's biggest Q4 2020 reduction was Tesla, cutting an estimated $25.4M.
  • West Family Investments fully exited MVC Capital, Inc. in Q4 2020, selling an estimated $7.13M.
  • West Family Investments's ten largest holdings make up 40% of its $328K portfolio in Q4 2020.
  • West Family Investments opened 38 new positions and closed 12 in Q4 2020.
  • West Family Investments's portfolio value fell 100% quarter-over-quarter to $328K.

Based on West Family Investments's 13F filing for Q4 2020, filed 16 Feb 2021.