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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+5.62%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$520M
AUM Growth
-$47.7M
Cap. Flow
-$75.8M
Cap. Flow %
-14.58%
Top 10 Hldgs %
57.81%
Holding
118
New
6
Increased
7
Reduced
11
Closed
27

Top Buys

Rank Stock Value
1
NVCN
Neovasc Inc.
NVCN
+$1.52M
2
CF icon
CF Industries
CF
+$978K
3
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$929K
4
CDTX
Cidara Therapeutics
CDTX
+$878K
5
BKD icon
Brookdale Senior Living
BKD
+$847K

Top Sells

Rank Stock Value
1
SUI icon
Sun Communities
SUI
+$14.6M
2
CIM
Chimera Investment
CIM
+$11.7M
3
LVLT
Level 3 Communications Inc
LVLT
+$7.67M
4
GS icon
Goldman Sachs
GS
+$4.73M
5
C icon
Citigroup
C
+$2.36M

Sector Composition

Rank Sector Weight
1 Real Estate 28.62%
2 Industrials 27.77%
3 Financials 12.86%
4 Healthcare 8.61%
5 Energy 7.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVR icon
101
Invesco Mortgage Capital
IVR
$802M
– –
-1,000
Closed -$146K
KBR icon
102
KBR
KBR
$4.74B
– –
-27,000
Closed -$451K
MCD icon
103
CALL
McDonald's
MCD
$194B
– –
-250
Closed -$541K
MSFT icon
104
CALL
Microsoft
MSFT
$3.74T
– –
-300
Closed -$367K
QCOM icon
105
CALL
Qualcomm
QCOM
$171B
– –
-150
Closed -$230K
SAFE
106
Safehold
SAFE
$1.08B
– –
-15,408
Closed -$928K
SPXC icon
107
CALL
SPX Corp
SPXC
$10.9B
– –
-600
Closed -$23.5M
SPXC icon
108
PUT
SPX Corp
SPXC
$10.9B
– –
-265
Closed -$25K
TPVG icon
109
TriplePoint Venture Growth BDC
TPVG
$214M
– –
-30,035
Closed -$354K
TSLA icon
110
PUT
Tesla
TSLA
$1.31T
– –
-7,500
Closed -$823K
TTE icon
111
TotalEnergies
TTE
$195B
– –
-100,879,710
Closed -$637K
JCP
112
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-25,000
Closed -$208K
BWP
113
DELISTED
Boardwalk Pipeline Partners
BWP
– –
-49,796
Closed -$864K
ZAIS
114
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
– –
-26,340
Closed -$39K
LVLT
115
CALL
DELISTED
Level 3 Communications Inc
LVLT
– –
-800
Closed -$556K
SFR
116
DELISTED
Starwood Waypoint Homes
SFR
– –
-22,350
Closed -$644K
ACAS
117
CALL
DELISTED
American Capital Ltd
ACAS
– –
-1,800
Closed -$520K
1 2 3 4
5

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West Family Investments's Q1 2017 Portfolio in Review

As of Q1 2017, West Family Investments held 118 positions worth $520M, down 8.4% from $568M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

West Family Investments withdrew a net $75.8M in Q1 2017, closing 27 positions and reducing 11 holdings. Its most notable exit was Citigroup, an estimated $2.36M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Financials.

Against the trend, West Family Investments opened a new position in CF Industries worth $881K.

  • West Family Investments's largest Q1 2017 buy was CF Industries: 30,000 shares worth $881K.
  • West Family Investments added most to Neovasc Inc. in Q1 2017, an estimated $1.52M increase.
  • West Family Investments's biggest Q1 2017 reduction was Sun Communities, cutting an estimated $14.6M.
  • West Family Investments fully exited Citigroup in Q1 2017, selling an estimated $2.36M.
  • West Family Investments's ten largest holdings make up 58% of its $520M portfolio in Q1 2017.
  • West Family Investments opened 6 new positions and closed 27 in Q1 2017.
  • West Family Investments's portfolio value fell 8.4% quarter-over-quarter to $520M.

Based on West Family Investments's 13F filing for Q1 2017, filed 3 May 2017.