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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+8.84%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$568M
AUM Growth
+$29.3M
Cap. Flow
-$2.51M
Cap. Flow %
-0.44%
Top 10 Hldgs %
58.43%
Holding
117
New
8
Increased
8
Reduced
12
Closed
5

Top Buys

Rank Stock Value
1
WSTC
West Corporation
WSTC
+$12.9M
2
NVCN
Neovasc Inc.
NVCN
+$1.92M
3
RC
Ready Capital
RC
+$1.46M
4
FDUS icon
Fidus Investment
FDUS
+$1.11M
5
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$1.11M

Top Sells

Rank Stock Value
1
CIM
Chimera Investment
CIM
+$8.76M
2
AWH
Allied World Assurance Co Hld Lt
AWH
+$4.31M
3
GSBD icon
Goldman Sachs BDC
GSBD
+$2.34M
4
C icon
Citigroup
C
+$2.14M
5
SYK icon
Stryker
SYK
+$1.15M

Sector Composition

Rank Sector Weight
1 Real Estate 28.48%
2 Industrials 26.63%
3 Financials 13.35%
4 Energy 7.02%
5 Healthcare 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DELL icon
101
Dell
DELL
$301B
$245K 0.04%
15,885
– –
QCOM icon
102
CALL
Qualcomm
QCOM
$170B
$230K 0.04%
150
– –
JCP
103
DELISTED
J.C. Penney Company, Inc.
JCP
$208K 0.04%
25,000
– –
COP icon
104
CALL
ConocoPhillips
COP
$151B
$182K 0.03%
+250
New +$11.5K
IVR icon
105
Invesco Mortgage Capital
IVR
$804M
$146K 0.03%
1,000
– –
GM icon
106
CALL
General Motors
GM
$77B
$119K 0.02%
300
– –
ZAIS
107
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$39K 0.01%
26,340
-28,015
-52% -$46.6K
SPXC icon
108
PUT
SPX Corp
SPXC
$10.9B
$25K ﹤0.01%
265
-3,250
-92% -$71.3K
BKD icon
109
CALL
Brookdale Senior Living
BKD
$3.12B
$15K ﹤0.01%
669
– –
AXP icon
110
PUT
American Express
AXP
$230B
$3K ﹤0.01%
+300
New +$20.8K
GS icon
111
PUT
Goldman Sachs
GS
$303B
$1K ﹤0.01%
200
– –
QCOM icon
112
Qualcomm
QCOM
$170B
– –
-16,000
Closed -$1.07M
ONIT
113
CALL
Onity Group
ONIT
$326M
– –
-27
Closed -$2K
ONIT
114
Onity Group
ONIT
$326M
– –
-5,093
Closed -$280K
SDRL
115
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-1,867
Closed -$220K
SCTY
116
PUT
DELISTED
SolarCity Corporation
SCTY
– –
-500
Closed -$1.11M
1 2 3 4
5

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West Family Investments's Q4 2016 Portfolio in Review

As of Q4 2016, West Family Investments held 117 positions worth $568M, up 5.4% from $538M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

West Family Investments's Q4 2016 filing shows 8 new, 8 increased, 12 reduced and 5 closed positions. Its largest new stake was Neovasc Inc.: 80 shares worth $3.46M. The largest sale was Chimera Investment, an estimated $8.76M.

By sector, the portfolio is most concentrated in Real Estate at 28% of assets, down from 31% a quarter earlier, followed by Industrials and Financials.

  • West Family Investments's largest Q4 2016 buy was Neovasc Inc.: 80 shares worth $3.46M.
  • West Family Investments added most to West Corporation in Q4 2016, an estimated $12.9M increase.
  • West Family Investments's biggest Q4 2016 reduction was Chimera Investment, cutting an estimated $8.76M.
  • West Family Investments fully exited Qualcomm in Q4 2016, selling an estimated $1.07M.
  • West Family Investments's ten largest holdings make up 58% of its $568M portfolio in Q4 2016.
  • West Family Investments opened 8 new positions and closed 5 in Q4 2016.
  • West Family Investments's portfolio value rose 5.4% quarter-over-quarter to $568M.

Based on West Family Investments's 13F filing for Q4 2016, filed 13 Feb 2017.