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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$538M
AUM Growth
-$10M
Cap. Flow
-$25.5M
Cap. Flow %
-4.73%
Top 10 Hldgs %
55.36%
Holding
122
New
4
Increased
6
Reduced
15
Closed
13

Top Buys

Rank Stock Value
1
THC icon
Tenet Healthcare
THC
+$1.95M
2
MVC
MVC Capital, Inc.
MVC
+$782K
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$580K
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$503K
5
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$471K

Top Sells

Rank Stock Value
1
CIM
Chimera Investment
CIM
+$5.7M
2
TTE icon
TotalEnergies
TTE
+$5.18M
3
DD icon
DuPont de Nemours
DD
+$1.74M
4
HTGC icon
Hercules Capital
HTGC
+$1.63M
5
GSBD icon
Goldman Sachs BDC
GSBD
+$1.6M

Sector Composition

Rank Sector Weight
1 Real Estate 31.3%
2 Industrials 21.39%
3 Financials 13.79%
4 Healthcare 7.53%
5 Energy 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKD icon
101
CALL
Brookdale Senior Living
BKD
$3.09B
$192K 0.04%
669
– –
VALE.P
102
DELISTED
Vale S A
VALE.P
$177K 0.03%
37,500
– –
IVR icon
103
Invesco Mortgage Capital
IVR
$805M
$152K 0.03%
1,000
-5,083
-84% -$763K
LVLT
104
CALL
DELISTED
Level 3 Communications Inc
LVLT
$126K 0.02%
800
– –
ZAIS
105
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$125K 0.02%
54,355
– –
GS icon
106
PUT
Goldman Sachs
GS
$301B
$96K 0.02%
200
– –
GM icon
107
CALL
General Motors
GM
$76.4B
$60K 0.01%
300
– –
ONIT
108
CALL
Onity Group
ONIT
$324M
$2K ﹤0.01%
27
– –
ARCC icon
109
Ares Capital
ARCC
$14.3B
– –
-25,928
Closed -$368K
AXP icon
110
PUT
American Express
AXP
$231B
– –
-300
Closed -$125K
BMY icon
111
CALL
Bristol-Myers Squibb
BMY
$130B
– –
-250
Closed -$304K
DD icon
112
DuPont de Nemours
DD
$19.5B
– –
-13,821
Closed -$1.74M
EPR icon
113
EPR Properties
EPR
$4.66B
– –
-4,400
Closed -$355K
FSK icon
114
FS KKR Capital
FSK
$3.36B
– –
-22,650
Closed -$820K
VKQ icon
115
Invesco Municipal Trust
VKQ
$545M
– –
-17,900
Closed -$254K
LVLT
116
PUT
DELISTED
Level 3 Communications Inc
LVLT
– –
-100
Closed -$3K
GGP
117
DELISTED
GGP Inc.
GGP
– –
-20,719
Closed -$618K
NPI
118
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
– –
-37,251
Closed -$575K
EMC
119
DELISTED
EMC CORPORATION
EMC
– –
-40,000
Closed -$1.09M
ACAS
120
DELISTED
American Capital Ltd
ACAS
– –
-38,500
Closed -$637K
1 2 3 4
5

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West Family Investments's Q3 2016 Portfolio in Review

As of Q3 2016, West Family Investments held 122 positions worth $538M, down 1.8% from $549M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

West Family Investments withdrew a net $25.5M in Q3 2016, closing 13 positions and reducing 15 holdings. Its most notable exit was DuPont de Nemours, an estimated $1.74M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 31% of assets, down from 32% a quarter earlier, followed by Industrials and Financials.

Against the trend, West Family Investments opened a new position in Tenet Healthcare worth $1.7M.

  • West Family Investments's largest Q3 2016 buy was Tenet Healthcare: 75,000 shares worth $1.7M.
  • West Family Investments added most to MVC Capital, Inc. in Q3 2016, an estimated $782K increase.
  • West Family Investments's biggest Q3 2016 reduction was Chimera Investment, cutting an estimated $5.7M.
  • West Family Investments fully exited DuPont de Nemours in Q3 2016, selling an estimated $1.74M.
  • West Family Investments's ten largest holdings make up 55% of its $538M portfolio in Q3 2016.
  • West Family Investments opened 4 new positions and closed 13 in Q3 2016.
  • West Family Investments's portfolio value fell 1.8% quarter-over-quarter to $538M.

Based on West Family Investments's 13F filing for Q3 2016, filed 14 Nov 2016.