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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$508M
AUM Growth
+$28.9M
Cap. Flow
+$22.4M
Cap. Flow %
4.42%
Top 10 Hldgs %
63.23%
Holding
123
New
17
Increased
14
Reduced
7
Closed
12

Top Buys

Rank Stock Value
1
SUNS
SLR Senior Investment Corp. Common Stock
SUNS
+$3.1M
2
B
Barrick Mining
B
+$2.95M
3
SLRC icon
SLR Investment Corp
SLRC
+$2.69M
4
NEM icon
Newmont
NEM
+$1.91M
5
MVC
MVC Capital, Inc.
MVC
+$1.74M

Top Sells

Rank Stock Value
1
JPM.WS
JPMorgan Chase
JPM.WS
+$2.12M
2
RIG icon
Transocean
RIG
+$1.53M
3
LVLT
Level 3 Communications Inc
LVLT
+$989K
4
TA
TravelCenters of America LLC
TA
+$985K
5
MXWL
Maxwell Technologies Inc
MXWL
+$439K

Sector Composition

Rank Sector Weight
1 Industrials 30.63%
2 Real Estate 26.77%
3 Energy 10.31%
4 Financials 8.9%
5 Healthcare 8.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
101
CALL
Citigroup
C
$230B
$181K 0.04%
250
– –
JCP
102
DELISTED
J.C. Penney Company, Inc.
JCP
$162K 0.03%
25,000
– –
MDLZ icon
103
CALL
Mondelez International
MDLZ
$78.4B
$157K 0.03%
1,000
– –
ARO
104
DELISTED
Aeropostale Inc
ARO
$116K 0.02%
50,000
– –
SD
105
DELISTED
SANDRIDGE ENERGY, INC.
SD
$111K 0.02%
61,162
– –
ONIT
106
CALL
Onity Group
ONIT
$328M
$90K 0.02%
+67
New +$21.8K
PAGP icon
107
CALL
Plains GP Holdings
PAGP
$4.96B
$75K 0.01%
+188
New +$13.4K
GE icon
108
PUT
GE Aerospace
GE
$381B
$55K 0.01%
472
-104
-18% -$12.8K
BKD icon
109
PUT
Brookdale Senior Living
BKD
$3.09B
$52K 0.01%
400
– –
GM icon
110
CALL
General Motors
GM
$77.1B
$39K 0.01%
+1,876
New +$59.9K
LVLT
111
PUT
DELISTED
Level 3 Communications Inc
LVLT
$31K 0.01%
5,957
-133
-2% -$6.14K
FSLR icon
112
First Solar
FSLR
$25.1B
– –
-2,500
Closed -$165K
TDAY
113
USA Today Co
TDAY
$990M
– –
-866
Closed -$14K
IPI icon
114
Intrepid Potash
IPI
$495M
– –
-910
Closed -$141K
RITM icon
115
Rithm Capital
RITM
$5.72B
– –
-6,000
Closed -$70K
SONY icon
116
Sony
SONY
$137B
– –
-10,000
Closed -$36K
TSLX icon
117
Sixth Street Specialty
TSLX
$1.77B
– –
-3,000
Closed -$48K
VCV icon
118
Invesco California Value Municipal Income Trust
VCV
$527M
– –
-5,000
Closed -$61K
DS
119
DELISTED
Drive Shack Inc.
DS
– –
-11,150
Closed -$51K
JPM.WS
120
DELISTED
JPMorgan Chase
JPM.WS
– –
-108,800
Closed -$2.12M
ACSF
121
DELISTED
American Capital Senior Floating, Ltd.
ACSF
– –
-500
Closed -$7K
YUME
122
DELISTED
YuMe, Inc.
YUME
– –
-5,700
Closed -$29K
MYCC
123
PUT
DELISTED
ClubCorp Holdings, Inc.
MYCC
– –
-800
Closed -$20K
1 2 3 4
5

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West Family Investments's Q4 2014 Portfolio in Review

As of Q4 2014, West Family Investments held 123 positions worth $508M, up 6% from $479M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

West Family Investments deployed $22.4M of net new capital in Q4 2014, opening 17 new positions and adding to 14 existing holdings. Its largest new stake was Synaptics: 25,073 shares worth $1.73M.

By sector, the portfolio is most concentrated in Industrials at 31% of assets, up from 31% a quarter earlier, followed by Real Estate and Energy.

On the sell side, the largest reduction was Transocean, an estimated $1.53M trimmed.

  • West Family Investments's largest Q4 2014 buy was Synaptics: 25,073 shares worth $1.73M.
  • West Family Investments added most to SLR Senior Investment Corp. Common Stock in Q4 2014, an estimated $3.1M increase.
  • West Family Investments's biggest Q4 2014 reduction was Transocean, cutting an estimated $1.53M.
  • West Family Investments fully exited JPMorgan Chase in Q4 2014, selling an estimated $2.12M.
  • West Family Investments's ten largest holdings make up 63% of its $508M portfolio in Q4 2014.
  • West Family Investments opened 17 new positions and closed 12 in Q4 2014.
  • West Family Investments's portfolio value rose 6% quarter-over-quarter to $508M.

Based on West Family Investments's 13F filing for Q4 2014, filed 13 Feb 2015.