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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
-1.69%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$479M
AUM Growth
-$3.68M
Cap. Flow
+$4.91M
Cap. Flow %
1.02%
Top 10 Hldgs %
63.81%
Holding
109
New
4
Increased
14
Reduced
8
Closed
3

Top Buys

Rank Stock Value
1
EFC
Ellington Financial
EFC
+$3.45M
2
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
+$2.19M
3
TAT
TransAtlantic Petroleum LTD.
TAT
+$2.08M
4
MVC
MVC Capital, Inc.
MVC
+$2.01M
5
SUNS
SLR Senior Investment Corp. Common Stock
SUNS
+$1.39M

Top Sells

Rank Stock Value
1
BKD icon
Brookdale Senior Living
BKD
+$6.48M
2
MSFT icon
Microsoft
MSFT
+$2.48M
3
TA
TravelCenters of America LLC
TA
+$705K
4
AWH
Allied World Assurance Co Hld Lt
AWH
+$558K
5
FSLR icon
First Solar
FSLR
+$508K

Sector Composition

Rank Sector Weight
1 Industrials 30.56%
2 Real Estate 27.3%
3 Energy 13.14%
4 Financials 8.25%
5 Healthcare 8.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLX icon
101
Sixth Street Specialty
TSLX
$1.77B
$48K 0.01%
+3,000
New +$55.9K
SONY icon
102
Sony
SONY
$137B
$36K 0.01%
10,000
– –
YUME
103
DELISTED
YuMe, Inc.
YUME
$29K 0.01%
5,700
– –
MYCC
104
PUT
DELISTED
ClubCorp Holdings, Inc.
MYCC
$20K ﹤0.01%
+800
New +$14.4K
TDAY
105
USA Today Co
TDAY
$995M
$14K ﹤0.01%
866
– –
ACSF
106
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$7K ﹤0.01%
500
– –
MSFT icon
107
PUT
Microsoft
MSFT
$3.68T
– –
-650
Closed -$1K
SPXC icon
108
PUT
SPX Corp
SPXC
$10.9B
– –
-794
Closed -$237K
ZBH icon
109
PUT
Zimmer Biomet
ZBH
$18.2B
– –
-215
Closed -$26K
1 2 3 4
5

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West Family Investments's Q3 2014 Portfolio in Review

As of Q3 2014, West Family Investments held 109 positions worth $479M, down 0.76% from $482M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

West Family Investments's Q3 2014 filing shows 4 new, 14 increased, 8 reduced and 3 closed positions. Its largest new stake was Onity Group: 2,427 shares worth $953K. The largest sale was Brookdale Senior Living, an estimated $6.48M.

By sector, the portfolio is most concentrated in Industrials at 31% of assets, up from 29% a quarter earlier, followed by Real Estate and Energy.

  • West Family Investments's largest Q3 2014 buy was Onity Group: 2,427 shares worth $953K.
  • West Family Investments added most to Ellington Financial in Q3 2014, an estimated $3.45M increase.
  • West Family Investments's biggest Q3 2014 reduction was Brookdale Senior Living, cutting an estimated $6.48M.
  • West Family Investments's ten largest holdings make up 64% of its $479M portfolio in Q3 2014.
  • West Family Investments opened 4 new positions and closed 3 in Q3 2014.
  • West Family Investments's portfolio value fell 0.76% quarter-over-quarter to $479M.

Based on West Family Investments's 13F filing for Q3 2014, filed 14 Nov 2014.