We are live on ! Find out more
WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+1.35%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$403M
AUM Growth
+$5.08M
Cap. Flow
+$451K
Cap. Flow %
0.11%
Top 10 Hldgs %
50.68%
Holding
85
New
3
Increased
11
Reduced
2
Closed
6

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$3.46M
2
AMLP icon
Alerian MLP ETF
AMLP
+$946K
3
BBDC icon
Barings BDC
BBDC
+$420K
4
OCSL icon
Oaktree Specialty Lending
OCSL
+$345K
5
FDUS icon
Fidus Investment
FDUS
+$307K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.16M
2
NMFC icon
New Mountain Finance
NMFC
+$1.92M
3
FFH
FAIRFAX FINL HLDGS LTD SUB VTG
FFH
+$977K
4
JPM icon
JPMorgan Chase
JPM
+$525K
5
SUNS
SLR Senior Investment Corp. Common Stock
SUNS
+$331K

Sector Composition

Rank Sector Weight
1 Real Estate 29.01%
2 Financials 18.42%
3 Energy 11.47%
4 Healthcare 10.61%
5 Communication Services 9.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOV icon
76
Movado Group
MOV
$815M
$249K 0.06%
+10,000
New +$248K
NEWT icon
77
NewtekOne
NEWT
$370M
$226K 0.06%
+10,005
New +$222K
MDLY
78
DELISTED
Medley Management Inc
MDLY
$140K 0.03%
4,013
– –
AMLP icon
79
CALL
Alerian MLP ETF
AMLP
$13.2B
$2K ﹤0.01%
150
– –
GOOG icon
80
Alphabet (Google) Class C
GOOG
$4.19T
– –
-40,000
Closed -$2.16M
JPM icon
81
JPMorgan Chase
JPM
$971B
– –
-4,700
Closed -$525K
TA
82
DELISTED
TravelCenters of America LLC
TA
– –
-7,000
Closed -$127K
NVCN
83
DELISTED
Neovasc Inc.
NVCN
– –
-120
Closed -$14K
FSAM
84
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
– –
-17,793
Closed -$26K
FFH
85
DELISTED
FAIRFAX FINL HLDGS LTD SUB VTG
FFH
– –
-1,991
Closed -$977K
1 2 3
4

Similar funds

PFMOSF
Philadelphia Financial Management of San Francisco San Francisco, California $346M AUM 30.02% 1-Year Est. Return
ICM
III Capital Management Boca Raton, Florida $344M AUM 11.22% 1-Year Est. Return
GLCM
Greenlea Lane Capital Management Weston, Connecticut $344M AUM 14.33% 1-Year Est. Return
VW
Vance Wealth Santa Clarita, California $346M AUM 19.74% 1-Year Est. Return
FMB
Field & Main Bank Henderson, Kentucky $344M AUM 23.98% 1-Year Est. Return
TCMNY
Thrive Capital Management (New York) New York $344M AUM 25.6% 1-Year Est. Return
FFA
Fi3 Financial Advisors Indianapolis, Indiana $346M AUM 25.49% 1-Year Est. Return
LWM
Long Walk Management Greenwich, Connecticut $344M AUM 44.86% 1-Year Est. Return

West Family Investments's Q3 2019 Portfolio in Review

As of Q3 2019, West Family Investments held 85 positions worth $403M, up 1.3% from $397M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

West Family Investments's Q3 2019 filing shows 3 new, 11 increased, 2 reduced and 6 closed positions. Its largest new stake was Movado Group: 10,000 shares worth $249K. The largest sale was Alphabet (Google) Class C, an estimated $2.16M.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, up from 29% a quarter earlier, followed by Financials and Energy.

  • West Family Investments's largest Q3 2019 buy was Movado Group: 10,000 shares worth $249K.
  • West Family Investments added most to Energy Transfer Partners in Q3 2019, an estimated $3.46M increase.
  • West Family Investments's biggest Q3 2019 reduction was New Mountain Finance, cutting an estimated $1.92M.
  • West Family Investments fully exited Alphabet (Google) Class C in Q3 2019, selling an estimated $2.16M.
  • West Family Investments's ten largest holdings make up 51% of its $403M portfolio in Q3 2019.
  • West Family Investments opened 3 new positions and closed 6 in Q3 2019.
  • West Family Investments's portfolio value rose 1.3% quarter-over-quarter to $403M.

Based on West Family Investments's 13F filing for Q3 2019, filed 13 Nov 2019.