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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+0.36%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$397M
AUM Growth
-$2.52M
Cap. Flow
-$1.96M
Cap. Flow %
-0.49%
Top 10 Hldgs %
50.11%
Holding
87
New
–
Increased
4
Reduced
3
Closed
5

Top Buys

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$294K
2
CDTX
Cidara Therapeutics
CDTX
+$183K
3
SD icon
SandRidge Energy
SD
+$82.9K
4
SMTS
Sierra Metals Inc. Common Stock
SMTS
+$139

Top Sells

Rank Stock Value
1
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$260K
2
SLB icon
SLB Ltd
SLB
+$218K
3
PDLI
PDL BioPharma, Inc.
PDLI
+$199K
4
JPM icon
JPMorgan Chase
JPM
+$1.1K

Sector Composition

Rank Sector Weight
1 Real Estate 28.64%
2 Financials 19.5%
3 Energy 11.11%
4 Healthcare 10.3%
5 Communication Services 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAGP icon
76
Plains GP Holdings
PAGP
$4.97B
$300K 0.08%
12,016
– –
HUM icon
77
PUT
Humana
HUM
$44.8B
$225K 0.06%
100
– –
TA
78
DELISTED
TravelCenters of America LLC
TA
$127K 0.03%
7,000
– –
MDLY
79
DELISTED
Medley Management Inc
MDLY
$99K 0.02%
4,013
– –
FSAM
80
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$26K 0.01%
17,793
– –
NVCN
81
DELISTED
Neovasc Inc.
NVCN
$14K ﹤0.01%
120
– –
AMLP icon
82
CALL
Alerian MLP ETF
AMLP
$13.3B
$4K ﹤0.01%
150
– –
IBM icon
83
CALL
IBM
IBM
$225B
– –
-209
Closed -$352K
SBUX icon
84
CALL
Starbucks
SBUX
$122B
– –
-250
Closed -$616K
SD icon
85
CALL
SandRidge Energy
SD
$531M
– –
-500
Closed -$4K
SLB icon
86
SLB Ltd
SLB
$79.7B
– –
-5,000
Closed -$218K
TSLA icon
87
PUT
Tesla
TSLA
$1.31T
– –
-6,000
Closed -$874K
1 2 3
4

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West Family Investments's Q2 2019 Portfolio in Review

As of Q2 2019, West Family Investments held 87 positions worth $397M, down 0.63% from $400M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

West Family Investments's Q2 2019 filing shows 4 increased, 3 reduced and 5 closed positions. The largest sale was PennantPark Floating Rate Capital, an estimated $260K.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, down from 29% a quarter earlier, followed by Financials and Energy.

  • West Family Investments added most to Barings BDC in Q2 2019, an estimated $294K increase.
  • West Family Investments's biggest Q2 2019 reduction was PennantPark Floating Rate Capital, cutting an estimated $260K.
  • West Family Investments fully exited SLB Ltd in Q2 2019, selling an estimated $218K.
  • West Family Investments's ten largest holdings make up 50% of its $397M portfolio in Q2 2019.
  • West Family Investments opened 0 new positions and closed 5 in Q2 2019.
  • West Family Investments's portfolio value fell 0.63% quarter-over-quarter to $397M.

Based on West Family Investments's 13F filing for Q2 2019, filed 8 Aug 2019.