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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
-12.71%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$387M
AUM Growth
-$35.8M
Cap. Flow
+$26.9M
Cap. Flow %
6.97%
Top 10 Hldgs %
50.07%
Holding
99
New
10
Increased
16
Reduced
3
Closed
8

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$12.9M
2
SYK icon
Stryker
SYK
+$5.42M
3
META icon
Meta Platforms (Facebook)
META
+$3.62M
4
HUM icon
Humana
HUM
+$3.17M
5
BBDC icon
Barings BDC
BBDC
+$2.51M

Top Sells

Rank Stock Value
1
CCT
Corporate Capital Trust, Inc.
CCT
+$8.61M
2
ETP
Energy Transfer Partners, L.P.
ETP
+$2.05M
3
RC
Ready Capital
RC
+$1.67M
4
UAL icon
United Airlines
UAL
+$1.32M
5
LLY icon
Eli Lilly
LLY
+$983K

Sector Composition

Rank Sector Weight
1 Real Estate 28.23%
2 Financials 17.74%
3 Communication Services 12.46%
4 Healthcare 11.73%
5 Energy 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQS icon
76
Equus Total Return
EQS
$15.9M
$478K 0.12%
243,803
– –
CDTX
77
DELISTED
Cidara Therapeutics
CDTX
$470K 0.12%
10,000
– –
NAD icon
78
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$469K 0.12%
37,385
– –
JPM icon
79
JPMorgan Chase
JPM
$973B
$460K 0.12%
4,710
– –
COP icon
80
ConocoPhillips
COP
$153B
$449K 0.12%
7,200
– –
SBUX icon
81
CALL
Starbucks
SBUX
$124B
$380K 0.1%
250
– –
EARN
82
Ellington Residential Mortgage REIT
EARN
$163M
$374K 0.1%
36,573
– –
IQI icon
83
Invesco Quality Municipal Securities
IQI
$536M
$344K 0.09%
30,674
– –
NKE icon
84
PUT
Nike
NKE
$60.3B
$282K 0.07%
+450
New +$33.7K
GRUB
85
CALL
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$266K 0.07%
175
– –
PAGP icon
86
Plains GP Holdings
PAGP
$4.99B
$242K 0.06%
12,016
– –
MDLY
87
DELISTED
Medley Management Inc
MDLY
$155K 0.04%
4,013
– –
KMI icon
88
Kinder Morgan
KMI
$70.7B
$117K 0.03%
+7,600
New +$129K
FSAM
89
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$24K 0.01%
17,793
– –
NVCN
90
DELISTED
Neovasc Inc.
NVCN
$18K ﹤0.01%
120
– –
AMLP icon
91
CALL
Alerian MLP ETF
AMLP
$13.2B
$13K ﹤0.01%
250
+150
+150% +$7.36K
BMY icon
92
CALL
Bristol-Myers Squibb
BMY
$131B
– –
-500
Closed -$379K
CVS icon
93
CALL
CVS Health
CVS
$122B
– –
-400
Closed -$560K
MFIC icon
94
MidCap Financial Investment
MFIC
$793M
– –
-5,000
Closed -$84K
SLB icon
95
SLB Ltd
SLB
$78.3B
– –
-5,000
Closed -$305K
SPXC icon
96
PUT
SPX Corp
SPXC
$11B
– –
-355
Closed -$438K
ESRX
97
CALL
DELISTED
Express Scripts Holding Company
ESRX
– –
-150
Closed -$245K
CCT
98
DELISTED
Corporate Capital Trust, Inc.
CCT
– –
-564,487
Closed -$8.61M
ETP
99
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-92,071
Closed -$2.05M
1 2 3
4

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West Family Investments's Q4 2018 Portfolio in Review

As of Q4 2018, West Family Investments held 99 positions worth $387M, down 8.5% from $422M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

West Family Investments deployed $26.9M of net new capital in Q4 2018, opening 10 new positions and adding to 16 existing holdings. Its largest new stake was FS KKR Capital: 520,043 shares worth $10.8M.

By sector, the portfolio is most concentrated in Real Estate at 28% of assets, up from 28% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Ready Capital, an estimated $1.67M trimmed.

  • West Family Investments's largest Q4 2018 buy was FS KKR Capital: 520,043 shares worth $10.8M.
  • West Family Investments added most to Stryker in Q4 2018, an estimated $5.42M increase.
  • West Family Investments's biggest Q4 2018 reduction was Ready Capital, cutting an estimated $1.67M.
  • West Family Investments fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $8.61M.
  • West Family Investments's ten largest holdings make up 50% of its $387M portfolio in Q4 2018.
  • West Family Investments opened 10 new positions and closed 8 in Q4 2018.
  • West Family Investments's portfolio value fell 8.5% quarter-over-quarter to $387M.

Based on West Family Investments's 13F filing for Q4 2018, filed 7 Feb 2019.