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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+3.46%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$422M
AUM Growth
+$17M
Cap. Flow
+$2.2M
Cap. Flow %
0.52%
Top 10 Hldgs %
50.74%
Holding
91
New
6
Increased
8
Reduced
5
Closed
2

Top Buys

Rank Stock Value
1
TWO
Two Harbors Investment
TWO
+$15M
2
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.37M
3
SMTS
Sierra Metals Inc. Common Stock
SMTS
+$1.13M
4
FFH
FAIRFAX FINL HLDGS LTD SUB VTG
FFH
+$1.08M
5
BBDC icon
Barings BDC
BBDC
+$758K

Top Sells

Rank Stock Value
1
CYS
CYS Investments Inc.
CYS
+$15.5M
2
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$946K
3
PNNT
Pennant Park Investment Corp
PNNT
+$881K
4
THC icon
Tenet Healthcare
THC
+$660K
5
TPVG icon
TriplePoint Venture Growth BDC
TPVG
+$581K

Sector Composition

Rank Sector Weight
1 Real Estate 27.9%
2 Financials 14.53%
3 Communication Services 13.78%
4 Healthcare 10.65%
5 Energy 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAD icon
76
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$478K 0.11%
37,385
– –
SPXC icon
77
PUT
SPX Corp
SPXC
$10.9B
$438K 0.1%
355
– –
EARN
78
Ellington Residential Mortgage REIT
EARN
$163M
$413K 0.1%
36,573
– –
BMY icon
79
CALL
Bristol-Myers Squibb
BMY
$130B
$379K 0.09%
500
– –
IQI icon
80
Invesco Quality Municipal Securities
IQI
$538M
$355K 0.08%
30,674
– –
SLB icon
81
SLB Ltd
SLB
$78.1B
$305K 0.07%
5,000
– –
PAGP icon
82
Plains GP Holdings
PAGP
$4.98B
$295K 0.07%
12,016
– –
ESRX
83
CALL
DELISTED
Express Scripts Holding Company
ESRX
$245K 0.06%
+150
New +$12.8K
SBUX icon
84
CALL
Starbucks
SBUX
$124B
$212K 0.05%
+250
New +$13.2K
MDLY
85
DELISTED
Medley Management Inc
MDLY
$211K 0.05%
4,013
– –
MFIC icon
86
MidCap Financial Investment
MFIC
$795M
$84K 0.02%
5,000
– –
NVCN
87
DELISTED
Neovasc Inc.
NVCN
$82K 0.02%
120
– –
FSAM
88
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$24K 0.01%
17,793
– –
AMLP icon
89
CALL
Alerian MLP ETF
AMLP
$13.2B
$10K ﹤0.01%
100
– –
TPVG icon
90
TriplePoint Venture Growth BDC
TPVG
$220M
– –
-46,770
Closed -$581K
CYS
91
DELISTED
CYS Investments Inc.
CYS
– –
-2,063,092
Closed -$15.5M
1 2 3
4

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West Family Investments's Q3 2018 Portfolio in Review

As of Q3 2018, West Family Investments held 91 positions worth $422M, up 4.2% from $405M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

West Family Investments's Q3 2018 filing shows 6 new, 8 increased, 5 reduced and 2 closed positions. Its largest new stake was Oaktree Strategic Income Corporation: 159,973 shares worth $1.38M. The largest sale was CYS Investments Inc., an estimated $15.5M.

By sector, the portfolio is most concentrated in Real Estate at 28% of assets, down from 29% a quarter earlier, followed by Financials and Communication Services.

  • West Family Investments's largest Q3 2018 buy was Oaktree Strategic Income Corporation: 159,973 shares worth $1.38M.
  • West Family Investments added most to Two Harbors Investment in Q3 2018, an estimated $15M increase.
  • West Family Investments's biggest Q3 2018 reduction was First Eagle Alternative Capital BDC, Inc. Common Stock, cutting an estimated $946K.
  • West Family Investments fully exited CYS Investments Inc. in Q3 2018, selling an estimated $15.5M.
  • West Family Investments's ten largest holdings make up 51% of its $422M portfolio in Q3 2018.
  • West Family Investments opened 6 new positions and closed 2 in Q3 2018.
  • West Family Investments's portfolio value rose 4.2% quarter-over-quarter to $422M.

Based on West Family Investments's 13F filing for Q3 2018, filed 13 Nov 2018.