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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+5.91%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$405M
AUM Growth
+$27.3M
Cap. Flow
+$3.89M
Cap. Flow %
0.96%
Top 10 Hldgs %
49.02%
Holding
91
New
6
Increased
11
Reduced
–
Closed
6

Top Buys

Rank Stock Value
1
TCP
TC Pipelines LP
TCP
+$2.02M
2
MVC
MVC Capital, Inc.
MVC
+$950K
3
PDLI
PDL BioPharma, Inc.
PDLI
+$944K
4
OCSL icon
Oaktree Specialty Lending
OCSL
+$923K
5
SMC
Summit Midstream
SMC
+$806K

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$2.06M
2
ESRX
Express Scripts Holding Company
ESRX
+$1.73M
3
ARCC icon
Ares Capital
ARCC
+$711K
4
RITM icon
Rithm Capital
RITM
+$323K

Sector Composition

Rank Sector Weight
1 Real Estate 29.35%
2 Financials 14.9%
3 Communication Services 12.67%
4 Healthcare 10.15%
5 Energy 10.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EARN
76
Ellington Residential Mortgage REIT
EARN
$164M
$399K 0.1%
36,573
– –
IQI icon
77
Invesco Quality Municipal Securities
IQI
$536M
$366K 0.09%
30,674
– –
SLB icon
78
SLB Ltd
SLB
$78.9B
$335K 0.08%
5,000
– –
PAGP icon
79
Plains GP Holdings
PAGP
$4.96B
$287K 0.07%
12,016
– –
BMY icon
80
CALL
Bristol-Myers Squibb
BMY
$129B
$200K 0.05%
+500
New +$27K
MDLY
81
DELISTED
Medley Management Inc
MDLY
$142K 0.04%
4,013
– –
NVCN
82
DELISTED
Neovasc Inc.
NVCN
$128K 0.03%
120
– –
MFIC icon
83
MidCap Financial Investment
MFIC
$803M
$84K 0.02%
5,000
– –
FSAM
84
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$23K 0.01%
17,793
– –
AMLP icon
85
CALL
Alerian MLP ETF
AMLP
$13.1B
$13K ﹤0.01%
100
– –
ARCC icon
86
Ares Capital
ARCC
$14.3B
– –
-44,796
Closed -$711K
MOS icon
87
The Mosaic Company
MOS
$7.3B
– –
-85,000
Closed -$2.06M
RITM icon
88
Rithm Capital
RITM
$5.75B
– –
-19,646
Closed -$323K
ESRX
89
CALL
DELISTED
Express Scripts Holding Company
ESRX
– –
-200
Closed -$57K
ESRX
90
DELISTED
Express Scripts Holding Company
ESRX
– –
-25,000
Closed -$1.73M
ESRX
91
PUT
DELISTED
Express Scripts Holding Company
ESRX
– –
-300
Closed -$7K
1 2 3
4

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West Family Investments's Q2 2018 Portfolio in Review

As of Q2 2018, West Family Investments held 91 positions worth $405M, up 7.2% from $378M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

West Family Investments's Q2 2018 filing shows 6 new, 11 increased and 6 closed positions. Its largest new stake was PDL BioPharma, Inc.: 338,141 shares worth $791K. The largest sale was The Mosaic Company, an estimated $2.06M.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, down from 30% a quarter earlier, followed by Financials and Communication Services.

  • West Family Investments's largest Q2 2018 buy was PDL BioPharma, Inc.: 338,141 shares worth $791K.
  • West Family Investments added most to TC Pipelines LP in Q2 2018, an estimated $2.02M increase.
  • West Family Investments fully exited The Mosaic Company in Q2 2018, selling an estimated $2.06M.
  • West Family Investments's ten largest holdings make up 49% of its $405M portfolio in Q2 2018.
  • West Family Investments opened 6 new positions and closed 6 in Q2 2018.
  • West Family Investments's portfolio value rose 7.2% quarter-over-quarter to $405M.

Based on West Family Investments's 13F filing for Q2 2018, filed 9 Aug 2018.