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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
-2.52%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$389M
AUM Growth
+$388M
Cap. Flow
+$56.6M
Cap. Flow %
14.55%
Top 10 Hldgs %
49.68%
Holding
96
New
7
Increased
11
Reduced
12
Closed
7

Top Buys

Rank Stock Value
1
LUMN icon
Lumen
LUMN
+$43M
2
CCT
Corporate Capital Trust, Inc.
CCT
+$6.27M
3
AMLP icon
Alerian MLP ETF
AMLP
+$6.14M
4
STWD icon
Starwood Property Trust
STWD
+$2.6M
5
GPMT
Granite Point Mortgage Trust
GPMT
+$2.57M

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$2.75M
2
CGBD icon
Carlyle Secured Lending
CGBD
+$2.46M
3
GS icon
Goldman Sachs
GS
+$2.45M
4
GM icon
General Motors
GM
+$1.19M
5
TWO
Two Harbors Investment
TWO
+$1.19M

Sector Composition

Rank Sector Weight
1 Real Estate 30.22%
2 Financials 14.53%
3 Communication Services 12.11%
4 Energy 9.57%
5 Healthcare 9.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQI icon
76
Invesco Quality Municipal Securities
IQI
$534M
$384K 0.1%
30,674
– –
RITM icon
77
Rithm Capital
RITM
$5.76B
$351K 0.09%
19,646
– –
SLB icon
78
SLB Ltd
SLB
$79.2B
$337K 0.09%
+5,000
New +$324K
PAGP icon
79
Plains GP Holdings
PAGP
$4.99B
$264K 0.07%
12,016
– –
MDLY
80
DELISTED
Medley Management Inc
MDLY
$261K 0.07%
4,013
– –
CVS icon
81
CALL
CVS Health
CVS
$120B
$239K 0.06%
+300
New +$21.8K
COP icon
82
CALL
ConocoPhillips
COP
$151B
$188K 0.05%
250
– –
ONIT
83
Onity Group
ONIT
$333M
$125K 0.03%
2,667
– –
MFIC icon
84
MidCap Financial Investment
MFIC
$804M
$85K 0.02%
5,000
– –
AMLP icon
85
CALL
Alerian MLP ETF
AMLP
$13.4B
$36K 0.01%
+100
New +$5.35K
FSAM
86
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$23K 0.01%
17,793
– –
MDLZ icon
87
CALL
Mondelez International
MDLZ
$78.5B
$3K ﹤0.01%
500
– –
GE icon
88
CALL
GE Aerospace
GE
$382B
$1K ﹤0.01%
417
– –
BKD icon
89
CALL
Brookdale Senior Living
BKD
$3.04B
– –
-69
Closed -$2
HTGC icon
90
Hercules Capital
HTGC
$3.13B
– –
-20,000
Closed -$258
NEWT icon
91
NewtekOne
NEWT
$368M
– –
-214,261
Closed -$3.82K
SPY icon
92
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$808B
– –
-1,000
Closed -$541
WFC icon
93
Wells Fargo
WFC
$265B
– –
-25,000
Closed -$1.38K
LVLT
94
DELISTED
Level 3 Communications Inc
LVLT
– –
-1,775,970
Closed -$94.6K
WSTC
95
DELISTED
West Corporation
WSTC
– –
-1,591,636
Closed -$389K
1 2 3
4

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West Family Investments's Q4 2017 Portfolio in Review

As of Q4 2017, West Family Investments held 96 positions worth $389M, up 46,964% from $827K the previous quarter. Its ten largest holdings account for 50% of the portfolio.

West Family Investments deployed $56.6M of net new capital in Q4 2017, opening 7 new positions and adding to 11 existing holdings. Its largest new stake was Lumen: 2,537,148 shares worth $42.3M.

By sector, the portfolio is most concentrated in Real Estate at 30% of assets, up from 15% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Annaly Capital Management, an estimated $2.75M trimmed.

  • West Family Investments's largest Q4 2017 buy was Lumen: 2,537,148 shares worth $42.3M.
  • West Family Investments added most to Starwood Property Trust in Q4 2017, an estimated $2.6M increase.
  • West Family Investments's biggest Q4 2017 reduction was Annaly Capital Management, cutting an estimated $2.75M.
  • West Family Investments fully exited West Corporation in Q4 2017, selling an estimated $389K.
  • West Family Investments's ten largest holdings make up 50% of its $389M portfolio in Q4 2017.
  • West Family Investments opened 7 new positions and closed 7 in Q4 2017.
  • West Family Investments's portfolio value rose 46,964% quarter-over-quarter to $389M.

Based on West Family Investments's 13F filing for Q4 2017, filed 12 Feb 2018.