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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
-0.43%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$827K
AUM Growth
-$455M
Cap. Flow
+$10.2M
Cap. Flow %
1,234.29%
Top 10 Hldgs %
76.53%
Holding
104
New
4
Increased
11
Reduced
20
Closed
15

Top Buys

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$38.6M
2
SMTS
Sierra Metals Inc. Common Stock
SMTS
+$2.42M
3
CMCSA icon
Comcast
CMCSA
+$2.36M
4
MOS icon
The Mosaic Company
MOS
+$1.84M
5
ETP
Energy Transfer Partners, L.P.
ETP
+$1.79M

Top Sells

Rank Stock Value
1
SYK icon
Stryker
SYK
+$6.31M
2
AWH
Allied World Assurance Co Hld Lt
AWH
+$4M
3
MFA
MFA Financial
MFA
+$3.91M
4
ARI
Apollo Commercial Real Estate
ARI
+$2.44M
5
GSBD icon
Goldman Sachs BDC
GSBD
+$2.3M

Sector Composition

Rank Sector Weight
1 Industrials 58.77%
2 Real Estate 14.88%
3 Financials 7.91%
4 Healthcare 4.78%
5 Energy 4.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQI icon
76
Invesco Quality Municipal Securities
IQI
$535M
$393 0.05%
30,674
– –
COP icon
77
ConocoPhillips
COP
$151B
$360 0.04%
7,200
– –
RITM icon
78
Rithm Capital
RITM
$5.73B
$329 0.04%
19,646
– –
PAGP icon
79
Plains GP Holdings
PAGP
$4.98B
$263 0.03%
12,016
– –
HTGC icon
80
Hercules Capital
HTGC
$3.13B
$258 0.03%
20,000
-62,982
-76% -$808K
MDLY
81
DELISTED
Medley Management Inc
MDLY
$247 0.03%
4,013
– –
ONIT
82
Onity Group
ONIT
$332M
$138 0.02%
2,667
– –
COP icon
83
CALL
ConocoPhillips
COP
$151B
$99 0.01%
250
– –
MFIC icon
84
MidCap Financial Investment
MFIC
$806M
$92 0.01%
5,000
-21,933
-81% -$408K
FSAM
85
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$69 0.01%
17,793
– –
MDLZ icon
86
CALL
Mondelez International
MDLZ
$78.7B
$22 ﹤0.01%
500
– –
GE icon
87
CALL
GE Aerospace
GE
$381B
$7 ﹤0.01%
417
– –
BKD icon
88
CALL
Brookdale Senior Living
BKD
$3.02B
$2 ﹤0.01%
69
– –
ARI
89
Apollo Commercial Real Estate
ARI
$884M
– –
-152,164
Closed -$2.44M
BXMT icon
90
Blackstone Mortgage Trust
BXMT
$2.47B
– –
-10,000
Closed -$277K
C icon
91
Citigroup
C
$228B
– –
-35,000
Closed -$1.48M
DD icon
92
CALL
DuPont de Nemours
DD
$19.5B
– –
-118
Closed -$283K
EPR icon
93
EPR Properties
EPR
$4.61B
– –
-4,400
Closed -$355K
FSLR icon
94
First Solar
FSLR
$25.8B
– –
-35,000
Closed -$1.4M
FSK icon
95
FS KKR Capital
FSK
$3.39B
– –
-13,600
Closed -$492K
GSBD icon
96
Goldman Sachs BDC
GSBD
$1.09B
– –
-115,000
Closed -$2.3M
IVR icon
97
Invesco Mortgage Capital
IVR
$807M
– –
-1,686
Closed -$231K
SUI icon
98
Sun Communities
SUI
$14.5B
– –
-4,702
Closed -$360K
UAL icon
99
CALL
United Airlines
UAL
$41.2B
– –
-1,400
Closed -$795K
VALE.P
100
DELISTED
Vale S A
VALE.P
– –
-37,500
Closed -$306K
1 2 3
4
5

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West Family Investments's Q3 2017 Portfolio in Review

As of Q3 2017, West Family Investments held 104 positions worth $827K, down 100% from $456M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

West Family Investments deployed $10.2M of net new capital in Q3 2017, opening 4 new positions and adding to 11 existing holdings. Its largest new stake was Sierra Metals Inc. Common Stock: 944,725 shares worth $2.39K.

By sector, the portfolio is most concentrated in Industrials at 59% of assets, up from 22% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was Stryker, an estimated $6.31M trimmed.

  • West Family Investments's largest Q3 2017 buy was Sierra Metals Inc. Common Stock: 944,725 shares worth $2.39K.
  • West Family Investments added most to Level 3 Communications Inc in Q3 2017, an estimated $38.6M increase.
  • West Family Investments's biggest Q3 2017 reduction was Stryker, cutting an estimated $6.31M.
  • West Family Investments fully exited Allied World Assurance Co Hld Lt in Q3 2017, selling an estimated $4M.
  • West Family Investments's ten largest holdings make up 77% of its $827K portfolio in Q3 2017.
  • West Family Investments opened 4 new positions and closed 15 in Q3 2017.
  • West Family Investments's portfolio value fell 100% quarter-over-quarter to $827K.

Based on West Family Investments's 13F filing for Q3 2017, filed 13 Nov 2017.