WFI

West Family Investments Portfolio holdings

AUM $383M
1-Year Return 26.07%
This Quarter Return
+5.6%
1 Year Return
+26.07%
3 Year Return
+62.16%
5 Year Return
+133.6%
10 Year Return
+115.07%
AUM
$518M
AUM Growth
-$19.5M
Cap. Flow
-$48.4M
Cap. Flow %
-9.35%
Top 10 Hldgs %
58.05%
Holding
109
New
4
Increased
7
Reduced
10
Closed
14

Top Buys

1
NVCN
Neovasc Inc.
NVCN
$1.53M
2
PFLT icon
PennantPark Floating Rate Capital
PFLT
$933K
3
CF icon
CF Industries
CF
$881K
4
BKD icon
Brookdale Senior Living
BKD
$796K
5
CDTX icon
Cidara Therapeutics
CDTX
$780K

Top Sells

1
SUI icon
Sun Communities
SUI
$14.7M
2
CIM
Chimera Investment
CIM
$12.7M
3
LVLT
Level 3 Communications Inc
LVLT
$7.62M
4
GS icon
Goldman Sachs
GS
$4.5M
5
C icon
Citigroup
C
$2.36M

Sector Composition

1 Real Estate 28.74%
2 Industrials 27.88%
3 Financials 12.91%
4 Healthcare 8.64%
5 Energy 7.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
COP icon
76
ConocoPhillips
COP
$113B
$359K 0.07%
7,200
– –
VALE.P
77
DELISTED
Vale S A
VALE.P
$337K 0.06%
37,500
– –
RITM icon
78
Rithm Capital
RITM
$6.66B
$334K 0.06%
19,646
– –
MDLY
79
DELISTED
Medley Management Inc
MDLY
$333K 0.06%
+4,013
New +$333K
EIM
80
Eaton Vance Municipal Bond Fund
EIM
$557M
$320K 0.06%
25,500
– –
HTGC icon
81
Hercules Capital
HTGC
$3.49B
$303K 0.06%
20,000
– –
CFG icon
82
Citizens Financial Group
CFG
$22.2B
$276K 0.05%
8,000
-16,000
-67% -$552K
ONIT
83
Onity Group Inc.
ONIT
$348M
$219K 0.04%
+2,667
New +$219K
MFIC icon
84
MidCap Financial Investment
MFIC
$1.2B
$98K 0.02%
5,000
-21,933
-81% -$430K
AAPL icon
85
Apple
AAPL
$3.52T
– –
0
– –
AXP icon
86
American Express
AXP
$226B
– –
-30,000
Closed -$2.22M
C icon
87
Citigroup
C
$175B
– –
-39,700
Closed -$2.36M
CLMT icon
88
Calumet Specialty Products
CLMT
$1.49B
– –
-69,547
Closed -$278K
DD icon
89
DuPont de Nemours
DD
$32.1B
– –
0
– –
DELL icon
90
Dell
DELL
$83.7B
– –
-15,885
Closed -$245K
GLW icon
91
Corning
GLW
$61.7B
– –
0
– –
GOOG icon
92
Alphabet (Google) Class C
GOOG
$2.84T
– –
0
– –
GSBD icon
93
Goldman Sachs BDC
GSBD
$1.3B
– –
-63,881
Closed -$1.5M
IVR icon
94
Invesco Mortgage Capital
IVR
$529M
– –
-1,000
Closed -$146K
KBR icon
95
KBR
KBR
$6.33B
– –
-27,000
Closed -$451K
MCD icon
96
McDonald's
MCD
$223B
– –
0
– –
QCOM icon
97
Qualcomm
QCOM
$172B
– –
0
– –
SAFE
98
Safehold
SAFE
$1.14B
– –
-15,408
Closed -$928K
SPXC icon
99
SPX Corp
SPXC
$9.35B
– –
0
– –
TPVG icon
100
TriplePoint Venture Growth BDC
TPVG
$275M
– –
-30,035
Closed -$354K
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4
5