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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+5.62%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$520M
AUM Growth
-$47.7M
Cap. Flow
-$75.8M
Cap. Flow %
-14.58%
Top 10 Hldgs %
57.81%
Holding
118
New
6
Increased
7
Reduced
11
Closed
27

Top Buys

Rank Stock Value
1
NVCN
Neovasc Inc.
NVCN
+$1.52M
2
CF icon
CF Industries
CF
+$978K
3
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$929K
4
CDTX
Cidara Therapeutics
CDTX
+$878K
5
BKD icon
Brookdale Senior Living
BKD
+$847K

Top Sells

Rank Stock Value
1
SUI icon
Sun Communities
SUI
+$14.6M
2
CIM
Chimera Investment
CIM
+$11.7M
3
LVLT
Level 3 Communications Inc
LVLT
+$7.67M
4
GS icon
Goldman Sachs
GS
+$4.73M
5
C icon
Citigroup
C
+$2.36M

Sector Composition

Rank Sector Weight
1 Real Estate 28.62%
2 Industrials 27.77%
3 Financials 12.86%
4 Healthcare 8.61%
5 Energy 7.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAGP icon
76
Plains GP Holdings
PAGP
$4.97B
$376K 0.07%
12,016
-18,776
-61% -$610K
COP icon
77
ConocoPhillips
COP
$151B
$359K 0.07%
7,200
– –
VALE.P
78
DELISTED
Vale S A
VALE.P
$337K 0.06%
37,500
– –
RITM icon
79
Rithm Capital
RITM
$5.72B
$334K 0.06%
19,646
– –
MDLY
80
DELISTED
Medley Management Inc
MDLY
$333K 0.06%
+4,013
New +$376K
GOOG icon
81
CALL
Alphabet (Google) Class C
GOOG
$4.19T
$332K 0.06%
+1,000
New +$41K
GE icon
82
CALL
GE Aerospace
GE
$382B
$324K 0.06%
417
– –
EIM
83
Eaton Vance Municipal Bond Fund
EIM
$497M
$320K 0.06%
25,500
– –
DD icon
84
CALL
DuPont de Nemours
DD
$19.5B
$309K 0.06%
+118
New +$18.3K
HTGC icon
85
Hercules Capital
HTGC
$3.12B
$303K 0.06%
20,000
– –
CFG icon
86
Citizens Financial Group
CFG
$30.7B
$276K 0.05%
8,000
-16,000
-67% -$584K
ONIT
87
Onity Group
ONIT
$328M
$219K 0.04%
+2,667
New +$203K
COP icon
88
CALL
ConocoPhillips
COP
$151B
$137K 0.03%
250
– –
MFIC icon
89
MidCap Financial Investment
MFIC
$804M
$98K 0.02%
5,000
-21,933
-81% -$406K
BKD icon
90
CALL
Brookdale Senior Living
BKD
$3B
$2K ﹤0.01%
69
-600
-90% -$8.47K
AAPL icon
91
CALL
Apple
AAPL
$4.45T
– –
-6,400
Closed -$1.32M
AXP icon
92
American Express
AXP
$230B
– –
-30,000
Closed -$2.22M
AXP icon
93
PUT
American Express
AXP
$230B
– –
-300
Closed -$3K
C icon
94
Citigroup
C
$228B
– –
-39,700
Closed -$2.36M
CLMT icon
95
Calumet Specialty Products
CLMT
$4.05B
– –
-69,547
Closed -$278K
DELL icon
96
Dell
DELL
$285B
– –
-15,885
Closed -$245K
GLW icon
97
CALL
Corning
GLW
$137B
– –
-1,500
Closed -$466K
GM icon
98
CALL
General Motors
GM
$78.4B
– –
-300
Closed -$119K
GS icon
99
PUT
Goldman Sachs
GS
$301B
– –
-200
Closed -$1K
GSBD icon
100
Goldman Sachs BDC
GSBD
$1.09B
– –
-63,881
Closed -$1.5M
1 2 3
4
5

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West Family Investments's Q1 2017 Portfolio in Review

As of Q1 2017, West Family Investments held 118 positions worth $520M, down 8.4% from $568M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

West Family Investments withdrew a net $75.8M in Q1 2017, closing 27 positions and reducing 11 holdings. Its most notable exit was Citigroup, an estimated $2.36M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Financials.

Against the trend, West Family Investments opened a new position in CF Industries worth $881K.

  • West Family Investments's largest Q1 2017 buy was CF Industries: 30,000 shares worth $881K.
  • West Family Investments added most to Neovasc Inc. in Q1 2017, an estimated $1.52M increase.
  • West Family Investments's biggest Q1 2017 reduction was Sun Communities, cutting an estimated $14.6M.
  • West Family Investments fully exited Citigroup in Q1 2017, selling an estimated $2.36M.
  • West Family Investments's ten largest holdings make up 58% of its $520M portfolio in Q1 2017.
  • West Family Investments opened 6 new positions and closed 27 in Q1 2017.
  • West Family Investments's portfolio value fell 8.4% quarter-over-quarter to $520M.

Based on West Family Investments's 13F filing for Q1 2017, filed 3 May 2017.