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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+8.84%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$568M
AUM Growth
+$29.3M
Cap. Flow
-$2.51M
Cap. Flow %
-0.44%
Top 10 Hldgs %
58.43%
Holding
117
New
8
Increased
8
Reduced
12
Closed
5

Top Buys

Rank Stock Value
1
WSTC
West Corporation
WSTC
+$12.9M
2
NVCN
Neovasc Inc.
NVCN
+$1.92M
3
RC
Ready Capital
RC
+$1.46M
4
FDUS icon
Fidus Investment
FDUS
+$1.11M
5
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$1.11M

Top Sells

Rank Stock Value
1
CIM
Chimera Investment
CIM
+$8.76M
2
AWH
Allied World Assurance Co Hld Lt
AWH
+$4.31M
3
GSBD icon
Goldman Sachs BDC
GSBD
+$2.34M
4
C icon
Citigroup
C
+$2.14M
5
SYK icon
Stryker
SYK
+$1.15M

Sector Composition

Rank Sector Weight
1 Real Estate 28.48%
2 Industrials 26.63%
3 Financials 13.35%
4 Energy 7.02%
5 Healthcare 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
76
PUT
Tesla
TSLA
$1.29T
$823K 0.15%
+7,500
New +$98.6K
ARCC icon
77
Ares Capital
ARCC
$14.3B
$739K 0.13%
+44,796
New +$705K
SFR
78
DELISTED
Starwood Waypoint Homes
SFR
$644K 0.11%
22,350
– –
TTE icon
79
TotalEnergies
TTE
$194B
$637K 0.11%
100,879,710
+11,298,528
+13% +$67.8K
SBY
80
DELISTED
Silver Bay Realty Trust Corp.
SBY
$631K 0.11%
36,791
– –
GE icon
81
CALL
GE Aerospace
GE
$380B
$620K 0.11%
+417
New +$60.6K
PMT
82
PennyMac Mortgage Investment
PMT
$826M
$581K 0.1%
35,500
– –
LVLT
83
CALL
DELISTED
Level 3 Communications Inc
LVLT
$556K 0.1%
800
– –
MCD icon
84
CALL
McDonald's
MCD
$195B
$541K 0.1%
250
– –
NAD icon
85
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$522K 0.09%
37,385
– –
ACAS
86
CALL
DELISTED
American Capital Ltd
ACAS
$520K 0.09%
1,800
– –
EARN
87
Ellington Residential Mortgage REIT
EARN
$163M
$476K 0.08%
36,573
– –
MFIC icon
88
MidCap Financial Investment
MFIC
$792M
$473K 0.08%
26,933
– –
GLW icon
89
CALL
Corning
GLW
$144B
$466K 0.08%
1,500
– –
KBR icon
90
KBR
KBR
$4.74B
$451K 0.08%
27,000
– –
VALE icon
91
Vale
VALE
$61.8B
$405K 0.07%
53,100
– –
IQI icon
92
Invesco Quality Municipal Securities
IQI
$536M
$380K 0.07%
30,674
– –
MSFT icon
93
CALL
Microsoft
MSFT
$3.67T
$367K 0.06%
300
– –
COP icon
94
ConocoPhillips
COP
$151B
$361K 0.06%
7,200
– –
TPVG icon
95
TriplePoint Venture Growth BDC
TPVG
$219M
$354K 0.06%
+30,035
New +$350K
EIM
96
Eaton Vance Municipal Bond Fund
EIM
$497M
$316K 0.06%
25,500
– –
RITM icon
97
Rithm Capital
RITM
$5.71B
$309K 0.05%
19,646
– –
HTGC icon
98
Hercules Capital
HTGC
$3.12B
$282K 0.05%
20,000
– –
CLMT icon
99
Calumet Specialty Products
CLMT
$4.12B
$278K 0.05%
69,547
– –
VALE.P
100
DELISTED
Vale S A
VALE.P
$258K 0.05%
37,500
– –
1 2 3
4
5

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West Family Investments's Q4 2016 Portfolio in Review

As of Q4 2016, West Family Investments held 117 positions worth $568M, up 5.4% from $538M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

West Family Investments's Q4 2016 filing shows 8 new, 8 increased, 12 reduced and 5 closed positions. Its largest new stake was Neovasc Inc.: 80 shares worth $3.46M. The largest sale was Chimera Investment, an estimated $8.76M.

By sector, the portfolio is most concentrated in Real Estate at 28% of assets, down from 31% a quarter earlier, followed by Industrials and Financials.

  • West Family Investments's largest Q4 2016 buy was Neovasc Inc.: 80 shares worth $3.46M.
  • West Family Investments added most to West Corporation in Q4 2016, an estimated $12.9M increase.
  • West Family Investments's biggest Q4 2016 reduction was Chimera Investment, cutting an estimated $8.76M.
  • West Family Investments fully exited Qualcomm in Q4 2016, selling an estimated $1.07M.
  • West Family Investments's ten largest holdings make up 58% of its $568M portfolio in Q4 2016.
  • West Family Investments opened 8 new positions and closed 5 in Q4 2016.
  • West Family Investments's portfolio value rose 5.4% quarter-over-quarter to $568M.

Based on West Family Investments's 13F filing for Q4 2016, filed 13 Feb 2017.