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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$538M
AUM Growth
-$10M
Cap. Flow
-$25.5M
Cap. Flow %
-4.73%
Top 10 Hldgs %
55.36%
Holding
122
New
4
Increased
6
Reduced
15
Closed
13

Top Buys

Rank Stock Value
1
THC icon
Tenet Healthcare
THC
+$1.95M
2
MVC
MVC Capital, Inc.
MVC
+$782K
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$580K
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$503K
5
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$471K

Top Sells

Rank Stock Value
1
CIM
Chimera Investment
CIM
+$5.7M
2
TTE icon
TotalEnergies
TTE
+$5.18M
3
DD icon
DuPont de Nemours
DD
+$1.74M
4
HTGC icon
Hercules Capital
HTGC
+$1.63M
5
GSBD icon
Goldman Sachs BDC
GSBD
+$1.6M

Sector Composition

Rank Sector Weight
1 Real Estate 31.3%
2 Industrials 21.39%
3 Financials 13.79%
4 Healthcare 7.53%
5 Energy 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBY
76
DELISTED
Silver Bay Realty Trust Corp.
SBY
$645K 0.12%
36,791
– –
SFR
77
DELISTED
Starwood Waypoint Homes
SFR
$641K 0.12%
22,350
– –
CFG icon
78
Citizens Financial Group
CFG
$31.1B
$593K 0.11%
24,000
– –
NAD icon
79
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$563K 0.1%
+37,385
New +$580K
PMT
80
PennyMac Mortgage Investment
PMT
$826M
$553K 0.1%
35,500
– –
TTE icon
81
TotalEnergies
TTE
$194B
$529K 0.1%
89,581,182
-7,404,604,004
-99% -$5.18M
EARN
82
Ellington Residential Mortgage REIT
EARN
$163M
$475K 0.09%
36,573
– –
MFIC icon
83
MidCap Financial Investment
MFIC
$794M
$469K 0.09%
26,933
– –
GLW icon
84
CALL
Corning
GLW
$144B
$425K 0.08%
+1,500
New +$33.4K
IQI icon
85
Invesco Quality Municipal Securities
IQI
$536M
$423K 0.08%
30,674
– –
KBR icon
86
KBR
KBR
$4.79B
$409K 0.08%
27,000
– –
MCD icon
87
CALL
McDonald's
MCD
$195B
$398K 0.07%
250
– –
ACAS
88
CALL
DELISTED
American Capital Ltd
ACAS
$374K 0.07%
1,800
– –
EIM
89
Eaton Vance Municipal Bond Fund
EIM
$498M
$347K 0.06%
25,500
– –
CLMT icon
90
Calumet Specialty Products
CLMT
$4.15B
$314K 0.06%
69,547
– –
COP icon
91
ConocoPhillips
COP
$153B
$313K 0.06%
7,200
– –
VALE icon
92
Vale
VALE
$61.5B
$292K 0.05%
53,100
– –
QCOM icon
93
CALL
Qualcomm
QCOM
$171B
$281K 0.05%
150
– –
ONIT
94
Onity Group
ONIT
$323M
$280K 0.05%
5,093
– –
HTGC icon
95
Hercules Capital
HTGC
$3.11B
$271K 0.05%
20,000
-122,502
-86% -$1.63M
RITM icon
96
Rithm Capital
RITM
$5.72B
$271K 0.05%
19,646
– –
MSFT icon
97
CALL
Microsoft
MSFT
$3.67T
$242K 0.04%
300
– –
JCP
98
DELISTED
J.C. Penney Company, Inc.
JCP
$231K 0.04%
25,000
– –
SDRL
99
DELISTED
Seadrill Limited Common Stock
SDRL
$220K 0.04%
1,867
– –
DELL icon
100
Dell
DELL
$309B
$213K 0.04%
+15,885
New +$216K
1 2 3
4
5

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West Family Investments's Q3 2016 Portfolio in Review

As of Q3 2016, West Family Investments held 122 positions worth $538M, down 1.8% from $549M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

West Family Investments withdrew a net $25.5M in Q3 2016, closing 13 positions and reducing 15 holdings. Its most notable exit was DuPont de Nemours, an estimated $1.74M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 31% of assets, down from 32% a quarter earlier, followed by Industrials and Financials.

Against the trend, West Family Investments opened a new position in Tenet Healthcare worth $1.7M.

  • West Family Investments's largest Q3 2016 buy was Tenet Healthcare: 75,000 shares worth $1.7M.
  • West Family Investments added most to MVC Capital, Inc. in Q3 2016, an estimated $782K increase.
  • West Family Investments's biggest Q3 2016 reduction was Chimera Investment, cutting an estimated $5.7M.
  • West Family Investments fully exited DuPont de Nemours in Q3 2016, selling an estimated $1.74M.
  • West Family Investments's ten largest holdings make up 55% of its $538M portfolio in Q3 2016.
  • West Family Investments opened 4 new positions and closed 13 in Q3 2016.
  • West Family Investments's portfolio value fell 1.8% quarter-over-quarter to $538M.

Based on West Family Investments's 13F filing for Q3 2016, filed 14 Nov 2016.