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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+1.75%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$488M
AUM Growth
-$20.2M
Cap. Flow
-$33.5M
Cap. Flow %
-6.86%
Top 10 Hldgs %
58.01%
Holding
122
New
10
Increased
12
Reduced
8
Closed
7

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$5.19M
2
WSTC
West Corporation
WSTC
+$3.16M
3
CFG icon
Citizens Financial Group
CFG
+$2.45M
4
RIG icon
Transocean
RIG
+$1.48M
5
ZAIS
ZAIS Group Holdings, Inc.
ZAIS
+$1.43M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$46.8M
2
PBR icon
Petrobras
PBR
+$694K
3
TR icon
Tootsie Roll Industries
TR
+$594K
4
TA
TravelCenters of America LLC
TA
+$472K
5
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
+$419K

Sector Composition

Rank Sector Weight
1 Real Estate 27.98%
2 Industrials 25.09%
3 Financials 11.17%
4 Energy 10.19%
5 Healthcare 9.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBY
76
DELISTED
Silver Bay Realty Trust Corp.
SBY
$595K 0.12%
36,791
– –
KRFT
77
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$581K 0.12%
6,666
– –
SFR
78
DELISTED
Starwood Waypoint Homes
SFR
$578K 0.12%
22,350
– –
ESNT icon
79
Essent Group
ESNT
$6.14B
$564K 0.12%
23,600
– –
ACAS
80
DELISTED
American Capital Ltd
ACAS
$562K 0.12%
+38,000
New +$557K
EARN
81
Ellington Residential Mortgage REIT
EARN
$163M
$550K 0.11%
33,607
– –
FDUS icon
82
Fidus Investment
FDUS
$748M
$534K 0.11%
34,728
+21,400
+161% +$339K
NPI
83
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$522K 0.11%
37,251
– –
BKD icon
84
PUT
Brookdale Senior Living
BKD
$3.1B
$497K 0.1%
2,125
+1,725
+431% +$63.2K
SYNA icon
85
CALL
Synaptics
SYNA
$4.3B
$450K 0.09%
250
– –
COP icon
86
ConocoPhillips
COP
$153B
$448K 0.09%
7,200
– –
ONIT
87
Onity Group
ONIT
$321M
$424K 0.09%
3,427
+1,000
+41% +$134K
THC icon
88
CALL
Tenet Healthcare
THC
$21.5B
$402K 0.08%
750
– –
KBR icon
89
KBR
KBR
$4.8B
$391K 0.08%
27,000
– –
IQI icon
90
Invesco Quality Municipal Securities
IQI
$538M
$385K 0.08%
30,674
– –
MXWL
91
DELISTED
Maxwell Technologies Inc
MXWL
$372K 0.08%
46,100
-46,000
-50% -$351K
VMO icon
92
Invesco Municipal Opportunity Trust
VMO
$662M
$360K 0.07%
27,800
– –
HCR
93
DELISTED
Hi-Crush Inc. Common Stock
HCR
$351K 0.07%
+10,000
New +$351K
VKQ icon
94
Invesco Municipal Trust
VKQ
$545M
$344K 0.07%
26,900
– –
HRZN icon
95
Horizon Technology Finance
HRZN
$333M
$336K 0.07%
24,294
– –
VKI icon
96
Invesco Advantage Municipal Income Trust II
VKI
$398M
$333K 0.07%
28,300
– –
EIM
97
Eaton Vance Municipal Bond Fund
EIM
$497M
$329K 0.07%
25,500
– –
VGM icon
98
Invesco Trust Investment Grade Municipals
VGM
$566M
$328K 0.07%
24,400
– –
KMI icon
99
Kinder Morgan
KMI
$70.7B
$320K 0.07%
7,600
– –
IBM icon
100
CALL
IBM
IBM
$222B
$309K 0.06%
314
– –
1 2 3
4
5

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West Family Investments's Q1 2015 Portfolio in Review

As of Q1 2015, West Family Investments held 122 positions worth $488M, down 4% from $508M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

West Family Investments withdrew a net $33.5M in Q1 2015, closing 7 positions and reducing 8 holdings. Its most notable exit was Petrobras, an estimated $694K position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 28% of assets, up from 27% a quarter earlier, followed by Industrials and Financials.

Against the trend, West Family Investments opened a new position in Goldman Sachs BDC worth $5.17M.

  • West Family Investments's largest Q1 2015 buy was Goldman Sachs BDC: 250,000 shares worth $5.17M.
  • West Family Investments added most to West Corporation in Q1 2015, an estimated $3.16M increase.
  • West Family Investments's biggest Q1 2015 reduction was Level 3 Communications Inc, cutting an estimated $46.8M.
  • West Family Investments fully exited Petrobras in Q1 2015, selling an estimated $694K.
  • West Family Investments's ten largest holdings make up 58% of its $488M portfolio in Q1 2015.
  • West Family Investments opened 10 new positions and closed 7 in Q1 2015.
  • West Family Investments's portfolio value fell 4% quarter-over-quarter to $488M.

Based on West Family Investments's 13F filing for Q1 2015, filed 14 May 2015.