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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$508M
AUM Growth
+$28.9M
Cap. Flow
+$22.4M
Cap. Flow %
4.42%
Top 10 Hldgs %
63.23%
Holding
123
New
17
Increased
14
Reduced
7
Closed
12

Top Buys

Rank Stock Value
1
SUNS
SLR Senior Investment Corp. Common Stock
SUNS
+$3.1M
2
B
Barrick Mining
B
+$2.95M
3
SLRC icon
SLR Investment Corp
SLRC
+$2.69M
4
NEM icon
Newmont
NEM
+$1.91M
5
MVC
MVC Capital, Inc.
MVC
+$1.74M

Top Sells

Rank Stock Value
1
JPM.WS
JPMorgan Chase
JPM.WS
+$2.12M
2
RIG icon
Transocean
RIG
+$1.53M
3
LVLT
Level 3 Communications Inc
LVLT
+$989K
4
TA
TravelCenters of America LLC
TA
+$985K
5
MXWL
Maxwell Technologies Inc
MXWL
+$439K

Sector Composition

Rank Sector Weight
1 Industrials 30.63%
2 Real Estate 26.77%
3 Energy 10.31%
4 Financials 8.9%
5 Healthcare 8.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGP
76
DELISTED
GGP Inc.
GGP
$583K 0.11%
20,719
– –
ONIT
77
Onity Group
ONIT
$324M
$550K 0.11%
2,427
– –
EARN
78
Ellington Residential Mortgage REIT
EARN
$163M
$547K 0.11%
33,607
– –
RIG icon
79
Transocean
RIG
$6.38B
$547K 0.11%
29,838
-61,300
-67% -$1.53M
NPI
80
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$516K 0.1%
37,251
– –
COP icon
81
ConocoPhillips
COP
$151B
$497K 0.1%
7,200
– –
TA
82
DELISTED
TravelCenters of America LLC
TA
$472K 0.09%
7,480
-20,000
-73% -$985K
KBR icon
83
KBR
KBR
$4.71B
$458K 0.09%
27,000
– –
KRFT
84
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$418K 0.08%
6,666
– –
IQI icon
85
Invesco Quality Municipal Securities
IQI
$536M
$383K 0.08%
30,674
– –
IBM icon
86
CALL
IBM
IBM
$220B
$377K 0.07%
+314
New +$50K
VMO icon
87
Invesco Municipal Opportunity Trust
VMO
$663M
$358K 0.07%
27,800
– –
VKQ icon
88
Invesco Municipal Trust
VKQ
$545M
$341K 0.07%
26,900
– –
HRZN icon
89
Horizon Technology Finance
HRZN
$330M
$340K 0.07%
24,294
+14,980
+161% +$208K
SYNA icon
90
CALL
Synaptics
SYNA
$4.31B
$328K 0.06%
+250
New +$16.7K
VKI icon
91
Invesco Advantage Municipal Income Trust II
VKI
$398M
$328K 0.06%
28,300
– –
EIM
92
Eaton Vance Municipal Bond Fund
EIM
$498M
$327K 0.06%
25,500
– –
VGM icon
93
Invesco Trust Investment Grade Municipals
VGM
$565M
$324K 0.06%
24,400
– –
KMI icon
94
Kinder Morgan
KMI
$70.5B
$322K 0.06%
7,600
– –
CQP icon
95
Cheniere Energy
CQP
$32.6B
$282K 0.06%
+8,816
New +$270K
VALE.P
96
DELISTED
Vale S A
VALE.P
$272K 0.05%
37,500
– –
EPR icon
97
EPR Properties
EPR
$4.62B
$259K 0.05%
+4,500
New +$250K
DD icon
98
CALL
DuPont de Nemours
DD
$19.2B
$238K 0.05%
+197
New +$24K
PMM
99
Franklin Managed Municipal Income Trust
PMM
$272M
$238K 0.05%
32,800
– –
FDUS icon
100
Fidus Investment
FDUS
$748M
$198K 0.04%
+13,328
New +$214K
1 2 3
4
5

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West Family Investments's Q4 2014 Portfolio in Review

As of Q4 2014, West Family Investments held 123 positions worth $508M, up 6% from $479M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

West Family Investments deployed $22.4M of net new capital in Q4 2014, opening 17 new positions and adding to 14 existing holdings. Its largest new stake was Synaptics: 25,073 shares worth $1.73M.

By sector, the portfolio is most concentrated in Industrials at 31% of assets, up from 31% a quarter earlier, followed by Real Estate and Energy.

On the sell side, the largest reduction was Transocean, an estimated $1.53M trimmed.

  • West Family Investments's largest Q4 2014 buy was Synaptics: 25,073 shares worth $1.73M.
  • West Family Investments added most to SLR Senior Investment Corp. Common Stock in Q4 2014, an estimated $3.1M increase.
  • West Family Investments's biggest Q4 2014 reduction was Transocean, cutting an estimated $1.53M.
  • West Family Investments fully exited JPMorgan Chase in Q4 2014, selling an estimated $2.12M.
  • West Family Investments's ten largest holdings make up 63% of its $508M portfolio in Q4 2014.
  • West Family Investments opened 17 new positions and closed 12 in Q4 2014.
  • West Family Investments's portfolio value rose 6% quarter-over-quarter to $508M.

Based on West Family Investments's 13F filing for Q4 2014, filed 13 Feb 2015.