WFI

West Family Investments Portfolio holdings

AUM $383M
1-Year Return 26.07%
This Quarter Return
-1.69%
1 Year Return
+26.07%
3 Year Return
+62.16%
5 Year Return
+133.6%
10 Year Return
+115.07%
AUM
$474M
AUM Growth
-$5.28M
Cap. Flow
+$3.83M
Cap. Flow %
0.81%
Top 10 Hldgs %
64.43%
Holding
103
New
3
Increased
12
Reduced
8
Closed
–

Top Buys

1
EFC
Ellington Financial
EFC
$3.22M
2
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$2.1M
3
TAT
TransAtlantic Petroleum LTD.
TAT
$1.76M
4
MVC
MVC Capital, Inc.
MVC
$1.75M
5
SUNS
SLR Senior Investment Corp. Common Stock
SUNS
$1.32M

Top Sells

1
BKD icon
Brookdale Senior Living
BKD
$6.13M
2
MSFT icon
Microsoft
MSFT
$2.58M
3
TA
TravelCenters of America LLC
TA
$698K
4
AWH
Allied World Assurance Co Hld Lt
AWH
$553K
5
FSLR icon
First Solar
FSLR
$495K

Sector Composition

1 Industrials 30.85%
2 Real Estate 27.56%
3 Energy 13.27%
4 Financials 8.33%
5 Healthcare 8.31%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KRFT
76
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$376K 0.08%
6,666
– –
IQI icon
77
Invesco Quality Municipal Securities
IQI
$507M
$372K 0.08%
30,674
– –
VALE.P
78
DELISTED
Vale S A
VALE.P
$364K 0.08%
37,500
– –
VMO icon
79
Invesco Municipal Opportunity Trust
VMO
$622M
$348K 0.07%
27,800
– –
VKQ icon
80
Invesco Municipal Trust
VKQ
$511M
$338K 0.07%
26,900
– –
VKI icon
81
Invesco Advantage Municipal Income Trust II
VKI
$373M
$322K 0.07%
28,300
– –
VGM icon
82
Invesco Trust Investment Grade Municipals
VGM
$527M
$320K 0.07%
24,400
– –
EIM
83
Eaton Vance Municipal Bond Fund
EIM
$553M
$319K 0.07%
25,500
– –
KMI icon
84
Kinder Morgan
KMI
$59.1B
$291K 0.06%
7,600
– –
SD
85
DELISTED
SANDRIDGE ENERGY, INC.
SD
$262K 0.05%
61,162
– –
JCP
86
DELISTED
J.C. Penney Company, Inc.
JCP
$251K 0.05%
25,000
-25,000
-50% -$251K
PMM
87
Putnam Managed Municipal Income
PMM
$257M
$232K 0.05%
32,800
– –
FSLR icon
88
First Solar
FSLR
$22B
$165K 0.03%
2,500
-7,500
-75% -$495K
ARO
89
DELISTED
AEROPOSTALE INC
ARO
$165K 0.03%
50,000
– –
IPI icon
90
Intrepid Potash
IPI
$379M
$141K 0.03%
910
– –
HRZN icon
91
Horizon Technology Finance
HRZN
$294M
$125K 0.03%
9,314
– –
RITM icon
92
Rithm Capital
RITM
$6.69B
$70K 0.01%
6,000
– –
VCV icon
93
Invesco California Value Municipal Income Trust
VCV
$492M
$61K 0.01%
5,000
– –
DS
94
DELISTED
Drive Shack Inc.
DS
$51K 0.01%
11,150
– –
TSLX icon
95
Sixth Street Specialty
TSLX
$2.32B
$48K 0.01%
+3,000
New +$48K
SONY icon
96
Sony
SONY
$165B
$36K 0.01%
10,000
– –
YUME
97
DELISTED
YuMe, Inc.
YUME
$29K 0.01%
5,700
– –
GCI icon
98
Gannett
GCI
$629M
$14K ﹤0.01%
866
– –
ACSF
99
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$7K ﹤0.01%
500
– –
AAPL icon
100
Apple
AAPL
$3.56T
– –
0
– –
1 2 3
4
5