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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
-1.69%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$479M
AUM Growth
-$3.68M
Cap. Flow
+$4.91M
Cap. Flow %
1.02%
Top 10 Hldgs %
63.81%
Holding
109
New
4
Increased
14
Reduced
8
Closed
3

Top Buys

Rank Stock Value
1
EFC
Ellington Financial
EFC
+$3.45M
2
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
+$2.19M
3
TAT
TransAtlantic Petroleum LTD.
TAT
+$2.08M
4
MVC
MVC Capital, Inc.
MVC
+$2.01M
5
SUNS
SLR Senior Investment Corp. Common Stock
SUNS
+$1.39M

Top Sells

Rank Stock Value
1
BKD icon
Brookdale Senior Living
BKD
+$6.48M
2
MSFT icon
Microsoft
MSFT
+$2.48M
3
TA
TravelCenters of America LLC
TA
+$705K
4
AWH
Allied World Assurance Co Hld Lt
AWH
+$558K
5
FSLR icon
First Solar
FSLR
+$508K

Sector Composition

Rank Sector Weight
1 Industrials 30.56%
2 Real Estate 27.3%
3 Energy 13.14%
4 Financials 8.25%
5 Healthcare 8.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGP
76
DELISTED
GGP Inc.
GGP
$488K 0.1%
20,719
– –
KRFT
77
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$376K 0.08%
6,666
– –
IQI icon
78
Invesco Quality Municipal Securities
IQI
$536M
$372K 0.08%
30,674
– –
VALE.P
79
DELISTED
Vale S A
VALE.P
$364K 0.08%
37,500
– –
VMO icon
80
Invesco Municipal Opportunity Trust
VMO
$662M
$348K 0.07%
27,800
– –
VKQ icon
81
Invesco Municipal Trust
VKQ
$545M
$338K 0.07%
26,900
– –
VKI icon
82
Invesco Advantage Municipal Income Trust II
VKI
$396M
$322K 0.07%
28,300
– –
VGM icon
83
Invesco Trust Investment Grade Municipals
VGM
$563M
$320K 0.07%
24,400
– –
EIM
84
Eaton Vance Municipal Bond Fund
EIM
$497M
$319K 0.07%
25,500
– –
KMI icon
85
Kinder Morgan
KMI
$70.6B
$291K 0.06%
7,600
– –
SD
86
DELISTED
SANDRIDGE ENERGY, INC.
SD
$262K 0.05%
61,162
– –
LVLT
87
PUT
DELISTED
Level 3 Communications Inc
LVLT
$257K 0.05%
6,090
– –
JCP
88
DELISTED
J.C. Penney Company, Inc.
JCP
$251K 0.05%
25,000
-25,000
-50% -$245K
PMM
89
Franklin Managed Municipal Income Trust
PMM
$272M
$232K 0.05%
32,800
– –
GE icon
90
PUT
GE Aerospace
GE
$380B
$201K 0.04%
576
– –
FSLR icon
91
First Solar
FSLR
$24.4B
$165K 0.03%
2,500
-7,500
-75% -$508K
ARO
92
DELISTED
Aeropostale Inc
ARO
$165K 0.03%
50,000
– –
BKD icon
93
PUT
Brookdale Senior Living
BKD
$3.1B
$156K 0.03%
400
+100
+33% +$3.41K
C icon
94
CALL
Citigroup
C
$231B
$145K 0.03%
250
– –
IPI icon
95
Intrepid Potash
IPI
$496M
$141K 0.03%
910
– –
HRZN icon
96
Horizon Technology Finance
HRZN
$330M
$125K 0.03%
9,314
– –
MDLZ icon
97
CALL
Mondelez International
MDLZ
$78.8B
$95K 0.02%
1,000
– –
RITM icon
98
Rithm Capital
RITM
$5.71B
$70K 0.01%
6,000
– –
VCV icon
99
Invesco California Value Municipal Income Trust
VCV
$525M
$61K 0.01%
5,000
– –
DS
100
DELISTED
Drive Shack Inc.
DS
$51K 0.01%
11,150
– –
1 2 3
4
5

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West Family Investments's Q3 2014 Portfolio in Review

As of Q3 2014, West Family Investments held 109 positions worth $479M, down 0.76% from $482M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

West Family Investments's Q3 2014 filing shows 4 new, 14 increased, 8 reduced and 3 closed positions. Its largest new stake was Onity Group: 2,427 shares worth $953K. The largest sale was Brookdale Senior Living, an estimated $6.48M.

By sector, the portfolio is most concentrated in Industrials at 31% of assets, up from 29% a quarter earlier, followed by Real Estate and Energy.

  • West Family Investments's largest Q3 2014 buy was Onity Group: 2,427 shares worth $953K.
  • West Family Investments added most to Ellington Financial in Q3 2014, an estimated $3.45M increase.
  • West Family Investments's biggest Q3 2014 reduction was Brookdale Senior Living, cutting an estimated $6.48M.
  • West Family Investments's ten largest holdings make up 64% of its $479M portfolio in Q3 2014.
  • West Family Investments opened 4 new positions and closed 3 in Q3 2014.
  • West Family Investments's portfolio value fell 0.76% quarter-over-quarter to $479M.

Based on West Family Investments's 13F filing for Q3 2014, filed 14 Nov 2014.