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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$482M
AUM Growth
+$25.6M
Cap. Flow
-$6.65M
Cap. Flow %
-1.38%
Top 10 Hldgs %
64.61%
Holding
109
New
4
Increased
9
Reduced
9
Closed
4

Top Buys

Rank Stock Value
1
JPM.WS
JPMorgan Chase
JPM.WS
+$2.06M
2
TR icon
Tootsie Roll Industries
TR
+$1.57M
3
MVC
MVC Capital, Inc.
MVC
+$1.47M
4
B
Barrick Mining
B
+$780K
5
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$578K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.63M
2
HRZN icon
Horizon Technology Finance
HRZN
+$1.15M
3
PFX icon
PhenixFIN
PFX
+$639K
4
ARI
Apollo Commercial Real Estate
ARI
+$584K
5
GGP
GGP Inc.
GGP
+$465K

Sector Composition

Rank Sector Weight
1 Industrials 29.28%
2 Real Estate 27.75%
3 Energy 12.89%
4 Healthcare 9.7%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESNT icon
76
Essent Group
ESNT
$6.08B
$474K 0.1%
23,600
– –
JCP
77
DELISTED
J.C. Penney Company, Inc.
JCP
$453K 0.09%
50,000
– –
VALE.P
78
DELISTED
Vale S A
VALE.P
$446K 0.09%
37,500
– –
SD
79
DELISTED
SANDRIDGE ENERGY, INC.
SD
$437K 0.09%
61,162
– –
KRFT
80
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$400K 0.08%
6,666
– –
IQI icon
81
Invesco Quality Municipal Securities
IQI
$534M
$377K 0.08%
30,674
– –
VMO icon
82
Invesco Municipal Opportunity Trust
VMO
$663M
$350K 0.07%
27,800
– –
MDLZ icon
83
CALL
Mondelez International
MDLZ
$78.9B
$340K 0.07%
1,000
– –
VKQ icon
84
Invesco Municipal Trust
VKQ
$545M
$337K 0.07%
26,900
– –
VKI icon
85
Invesco Advantage Municipal Income Trust II
VKI
$398M
$321K 0.07%
28,300
– –
VGM icon
86
Invesco Trust Investment Grade Municipals
VGM
$565M
$318K 0.07%
24,400
– –
EIM
87
Eaton Vance Municipal Bond Fund
EIM
$499M
$317K 0.07%
25,500
– –
KMI icon
88
Kinder Morgan
KMI
$70.1B
$276K 0.06%
7,600
– –
GE icon
89
PUT
GE Aerospace
GE
$382B
$240K 0.05%
576
– –
SPXC icon
90
PUT
SPX Corp
SPXC
$10.9B
$237K 0.05%
+794
New +$20.6K
PMM
91
Franklin Managed Municipal Income Trust
PMM
$273M
$235K 0.05%
32,800
– –
ARO
92
DELISTED
Aeropostale Inc
ARO
$175K 0.04%
50,000
-100,000
-67% -$425K
IPI icon
93
Intrepid Potash
IPI
$496M
$153K 0.03%
910
– –
HRZN icon
94
Horizon Technology Finance
HRZN
$328M
$136K 0.03%
9,314
-84,436
-90% -$1.15M
RITM icon
95
Rithm Capital
RITM
$5.72B
$76K 0.02%
6,000
– –
C icon
96
CALL
Citigroup
C
$228B
$73K 0.02%
250
+150
+150% +$7.13K
VCV icon
97
Invesco California Value Municipal Income Trust
VCV
$527M
$62K 0.01%
5,000
– –
DS
98
DELISTED
Drive Shack Inc.
DS
$57K 0.01%
11,150
– –
SONY icon
99
Sony
SONY
$138B
$34K 0.01%
10,000
– –
YUME
100
DELISTED
YuMe, Inc.
YUME
$34K 0.01%
5,700
– –
1 2 3
4
5

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West Family Investments's Q2 2014 Portfolio in Review

As of Q2 2014, West Family Investments held 109 positions worth $482M, up 5.6% from $457M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

West Family Investments's Q2 2014 filing shows 4 new, 9 increased, 9 reduced and 4 closed positions. Its largest new stake was JPMorgan Chase: 108,800 shares worth $2.1M. The largest sale was Microsoft, an estimated $8.63M.

By sector, the portfolio is most concentrated in Industrials at 29% of assets, up from 28% a quarter earlier, followed by Real Estate and Energy.

  • West Family Investments's largest Q2 2014 buy was JPMorgan Chase: 108,800 shares worth $2.1M.
  • West Family Investments added most to MVC Capital, Inc. in Q2 2014, an estimated $1.47M increase.
  • West Family Investments's biggest Q2 2014 reduction was Microsoft, cutting an estimated $8.63M.
  • West Family Investments fully exited AllianceBernstein National Municipal Income Fund in Q2 2014, selling an estimated $298K.
  • West Family Investments's ten largest holdings make up 65% of its $482M portfolio in Q2 2014.
  • West Family Investments opened 4 new positions and closed 4 in Q2 2014.
  • West Family Investments's portfolio value rose 5.6% quarter-over-quarter to $482M.

Based on West Family Investments's 13F filing for Q2 2014, filed 13 Aug 2014.