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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+4.62%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$395M
AUM Growth
+$17.2M
Cap. Flow
-$4.12M
Cap. Flow %
-1.04%
Top 10 Hldgs %
59.39%
Holding
109
New
4
Increased
11
Reduced
6
Closed
9

Top Buys

Rank Stock Value
1
CYS
CYS Investments Inc.
CYS
+$1.79M
2
MFA
MFA Financial
MFA
+$1.41M
3
TWO
Two Harbors Investment
TWO
+$1.29M
4
RC
Ready Capital
RC
+$1.22M
5
ARI
Apollo Commercial Real Estate
ARI
+$1.19M

Top Sells

Rank Stock Value
1
TSRX
TRIUS THERAPEUTICS INC COM STK (DE)
TSRX
+$894K
2
PPIH
Perma-Pipe International
PPIH
+$838K
3
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
+$797K
4
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$636K
5
GBDC icon
Golub Capital BDC
GBDC
+$569K

Sector Composition

Rank Sector Weight
1 Real Estate 29.25%
2 Industrials 21.36%
3 Energy 13.31%
4 Healthcare 11.83%
5 Financials 9.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKD icon
76
PUT
Brookdale Senior Living
BKD
$3.05B
$350K 0.09%
1,400
-600
-30% -$16.4K
KRFT
77
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$350K 0.09%
6,666
– –
XLS
78
DELISTED
EXELIS INC COM STK
XLS
$314K 0.08%
21,420
– –
GLW icon
79
CALL
Corning
GLW
$144B
$312K 0.08%
5,200
– –
ITT icon
80
ITT
ITT
$19.2B
$298K 0.08%
8,300
-1,700
-17% -$56.7K
KMI icon
81
Kinder Morgan
KMI
$70.5B
$270K 0.07%
7,600
– –
CAB
82
PUT
DELISTED
Cabela's Inc
CAB
$236K 0.06%
850
-1,609
-65% -$107K
BA icon
83
CALL
Boeing
BA
$182B
$186K 0.05%
+100
New +$10.8K
QCOM icon
84
CALL
Qualcomm
QCOM
$171B
$158K 0.04%
+250
New +$16.4K
IPI icon
85
Intrepid Potash
IPI
$497M
$143K 0.04%
910
– –
ONIT
86
CALL
Onity Group
ONIT
$324M
$141K 0.04%
+7
New +$5.28K
GE icon
87
PUT
GE Aerospace
GE
$379B
$132K 0.03%
85
-145
-63% -$16.6K
MSFT icon
88
PUT
Microsoft
MSFT
$3.67T
$129K 0.03%
2,320
– –
SYK icon
89
PUT
Stryker
SYK
$131B
$105K 0.03%
800
+200
+33% +$13.8K
RITM icon
90
Rithm Capital
RITM
$5.71B
$79K 0.02%
6,000
– –
DS
91
DELISTED
Drive Shack Inc.
DS
$67K 0.02%
13,269
– –
GS icon
92
PUT
Goldman Sachs
GS
$306B
$49K 0.01%
300
– –
SONY icon
93
Sony
SONY
$137B
$43K 0.01%
10,000
– –
ZBH icon
94
PUT
Zimmer Biomet
ZBH
$18.2B
$31K 0.01%
+335
New +$26.4K
PFE icon
95
PUT
Pfizer
PFE
$150B
$22K 0.01%
1,018
– –
GLD icon
96
CALL
SPDR Gold Trust
GLD
$144B
$18K ﹤0.01%
1,000
– –
B
97
CALL
Barrick Mining
B
$67.8B
$15K ﹤0.01%
2,000
– –
AAPL icon
98
PUT
Apple
AAPL
$4.42T
$12K ﹤0.01%
1,400
– –
JCP
99
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
$5K ﹤0.01%
500
– –
AAPL icon
100
CALL
Apple
AAPL
$4.42T
– –
-6,860
Closed -$27K
1 2 3
4
5

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West Family Investments's Q3 2013 Portfolio in Review

As of Q3 2013, West Family Investments held 109 positions worth $395M, up 4.6% from $378M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

West Family Investments's Q3 2013 filing shows 4 new, 11 increased, 6 reduced and 9 closed positions. The largest sale was TRIUS THERAPEUTICS INC COM STK (DE), an estimated $894K.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, down from 30% a quarter earlier, followed by Industrials and Energy.

  • West Family Investments added most to CYS Investments Inc. in Q3 2013, an estimated $1.79M increase.
  • West Family Investments's biggest Q3 2013 reduction was HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS), cutting an estimated $797K.
  • West Family Investments fully exited TRIUS THERAPEUTICS INC COM STK (DE) in Q3 2013, selling an estimated $894K.
  • West Family Investments's ten largest holdings make up 59% of its $395M portfolio in Q3 2013.
  • West Family Investments opened 4 new positions and closed 9 in Q3 2013.
  • West Family Investments's portfolio value rose 4.6% quarter-over-quarter to $395M.

Based on West Family Investments's 13F filing for Q3 2013, filed 12 Nov 2013.