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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+1.35%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$403M
AUM Growth
+$5.08M
Cap. Flow
+$451K
Cap. Flow %
0.11%
Top 10 Hldgs %
50.68%
Holding
85
New
3
Increased
11
Reduced
2
Closed
6

Top Buys

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$3.46M
2
AMLP icon
Alerian MLP ETF
AMLP
+$946K
3
BBDC icon
Barings BDC
BBDC
+$420K
4
OCSL icon
Oaktree Specialty Lending
OCSL
+$345K
5
FDUS icon
Fidus Investment
FDUS
+$307K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.16M
2
NMFC icon
New Mountain Finance
NMFC
+$1.92M
3
FFH
FAIRFAX FINL HLDGS LTD SUB VTG
FFH
+$977K
4
JPM icon
JPMorgan Chase
JPM
+$525K
5
SUNS
SLR Senior Investment Corp. Common Stock
SUNS
+$331K

Sector Composition

Rank Sector Weight
1 Real Estate 29.01%
2 Financials 18.42%
3 Energy 11.47%
4 Healthcare 10.61%
5 Communication Services 9.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIPR icon
51
PUT
Innovative Industrial Properties
IIPR
$1.68B
$1.4M 0.35%
+450
New +$47.4K
FITB
52
Fifth Third Bancorp
FITB
$52.6B
$1.39M 0.35%
50,750
– –
TAT
53
DELISTED
TransAtlantic Petroleum LTD.
TAT
$1.29M 0.32%
1,908,771
+252,070
+15% +$179K
PDLI
54
DELISTED
PDL BioPharma, Inc.
PDLI
$1.17M 0.29%
539,450
– –
TSLX icon
55
Sixth Street Specialty
TSLX
$1.78B
$1.16M 0.29%
55,220
– –
MDLZ icon
56
Mondelez International
MDLZ
$79.3B
$1.11M 0.27%
20,000
– –
VALE icon
57
Vale
VALE
$61.4B
$1.01M 0.25%
88,132
– –
SYNA icon
58
Synaptics
SYNA
$4.33B
$1M 0.25%
25,073
– –
THC icon
59
Tenet Healthcare
THC
$21.7B
$995K 0.25%
45,000
– –
EXC icon
60
Exelon
EXC
$46.5B
$870K 0.22%
25,236
– –
PMT
61
PennyMac Mortgage Investment
PMT
$826M
$789K 0.2%
35,500
– –
AMR icon
62
Alpha Metallurgical Resources
AMR
$2.01B
$672K 0.17%
24,032
– –
TCPC icon
63
BlackRock TCP Capital
TCPC
$334M
$665K 0.17%
49,093
– –
PFX icon
64
PhenixFIN
PFX
$88.9M
$622K 0.15%
12,012
– –
CDTX
65
DELISTED
Cidara Therapeutics
CDTX
$599K 0.15%
15,000
– –
SD icon
66
SandRidge Energy
SD
$529M
$597K 0.15%
127,100
– –
XMPT icon
67
VanEck CEF Muni Income ETF
XMPT
$220M
$579K 0.14%
20,995
– –
RIG icon
68
Transocean
RIG
$6.38B
$541K 0.13%
121,138
– –
NAD icon
69
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$537K 0.13%
37,385
– –
COP icon
70
ConocoPhillips
COP
$152B
$410K 0.1%
7,200
– –
EQS icon
71
Equus Total Return
EQS
$15.9M
$393K 0.1%
243,803
– –
IQI icon
72
Invesco Quality Municipal Securities
IQI
$536M
$392K 0.1%
30,674
– –
EARN
73
Ellington Residential Mortgage REIT
EARN
$163M
$385K 0.1%
36,573
– –
PAGP icon
74
Plains GP Holdings
PAGP
$4.98B
$255K 0.06%
12,016
– –
HUM icon
75
PUT
Humana
HUM
$46.5B
$249K 0.06%
100
– –
1 2
3
4

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West Family Investments's Q3 2019 Portfolio in Review

As of Q3 2019, West Family Investments held 85 positions worth $403M, up 1.3% from $397M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

West Family Investments's Q3 2019 filing shows 3 new, 11 increased, 2 reduced and 6 closed positions. Its largest new stake was Movado Group: 10,000 shares worth $249K. The largest sale was Alphabet (Google) Class C, an estimated $2.16M.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, up from 29% a quarter earlier, followed by Financials and Energy.

  • West Family Investments's largest Q3 2019 buy was Movado Group: 10,000 shares worth $249K.
  • West Family Investments added most to Energy Transfer Partners in Q3 2019, an estimated $3.46M increase.
  • West Family Investments's biggest Q3 2019 reduction was New Mountain Finance, cutting an estimated $1.92M.
  • West Family Investments fully exited Alphabet (Google) Class C in Q3 2019, selling an estimated $2.16M.
  • West Family Investments's ten largest holdings make up 51% of its $403M portfolio in Q3 2019.
  • West Family Investments opened 3 new positions and closed 6 in Q3 2019.
  • West Family Investments's portfolio value rose 1.3% quarter-over-quarter to $403M.

Based on West Family Investments's 13F filing for Q3 2019, filed 13 Nov 2019.