WFI

West Family Investments Portfolio holdings

AUM $383M
1-Year Return 26.07%
This Quarter Return
+0.36%
1 Year Return
+26.07%
3 Year Return
+62.16%
5 Year Return
+133.6%
10 Year Return
+115.07%
AUM
$397M
AUM Growth
-$632K
Cap. Flow
-$143K
Cap. Flow %
-0.04%
Top 10 Hldgs %
50.14%
Holding
84
New
–
Increased
4
Reduced
3
Closed
1

Top Buys

1
BBDC icon
Barings BDC
BBDC
+$290K
2
CDTX icon
Cidara Therapeutics
CDTX
+$148K
3
SD icon
SandRidge Energy
SD
+$74.8K
4
SMTS
Sierra Metals Inc. Common Stock
SMTS
+$140

Top Sells

1
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$244K
2
SLB icon
Schlumberger
SLB
+$218K
3
PDLI
PDL BioPharma, Inc.
PDLI
+$192K
4
JPM icon
JPMorgan Chase
JPM
+$1.12K

Sector Composition

1 Real Estate 28.65%
2 Financials 19.51%
3 Energy 11.12%
4 Healthcare 10.31%
5 Communication Services 9.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MMP
51
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.57M 0.4%
24,600
– –
AGNC icon
52
AGNC Investment
AGNC
$10.8B
$1.48M 0.37%
87,633
– –
FITB icon
53
Fifth Third Bancorp
FITB
$30.2B
$1.42M 0.36%
50,750
– –
AMR icon
54
Alpha Metallurgical Resources
AMR
$1.87B
$1.25M 0.31%
24,032
– –
TAT
55
DELISTED
TransAtlantic Petroleum LTD.
TAT
$1.19M 0.3%
1,656,701
– –
VALE icon
56
Vale
VALE
$45.2B
$1.18M 0.3%
88,132
– –
TSLX icon
57
Sixth Street Specialty
TSLX
$2.33B
$1.08M 0.27%
55,220
– –
MDLZ icon
58
Mondelez International
MDLZ
$80.5B
$1.08M 0.27%
20,000
– –
FFH
59
DELISTED
FAIRFAX FINL HLDGS LTD SUB VTG
FFH
$977K 0.25%
1,991
– –
THC icon
60
Tenet Healthcare
THC
$16.9B
$930K 0.23%
45,000
– –
SD icon
61
SandRidge Energy
SD
$427M
$880K 0.22%
127,100
+10,800
+9% +$74.8K
EXC icon
62
Exelon
EXC
$43.4B
$863K 0.22%
25,236
– –
RIG icon
63
Transocean
RIG
$3.01B
$776K 0.2%
121,138
– –
PMT
64
PennyMac Mortgage Investment
PMT
$1.08B
$775K 0.2%
35,500
– –
SYNA icon
65
Synaptics
SYNA
$2.72B
$731K 0.18%
25,073
– –
TCPC icon
66
BlackRock TCP Capital
TCPC
$613M
$700K 0.18%
49,093
– –
XMPT icon
67
VanEck CEF Muni Income ETF
XMPT
$174M
$566K 0.14%
20,995
– –
PFX icon
68
PhenixFIN
PFX
$96.4M
$562K 0.14%
12,012
– –
JPM icon
69
JPMorgan Chase
JPM
$810B
$525K 0.13%
4,700
-10
-0.2% -$1.12K
NAD icon
70
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$523K 0.13%
37,385
– –
CDTX icon
71
Cidara Therapeutics
CDTX
$1.59B
$504K 0.13%
15,000
+4,406
+42% +$148K
COP icon
72
ConocoPhillips
COP
$116B
$439K 0.11%
7,200
– –
EQS icon
73
Equus Total Return
EQS
$32.6M
$398K 0.1%
243,803
– –
EARN
74
Ellington Residential Mortgage REIT
EARN
$213M
$394K 0.1%
36,573
– –
IQI icon
75
Invesco Quality Municipal Securities
IQI
$517M
$381K 0.1%
30,674
– –
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3
4