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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+0.36%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$397M
AUM Growth
-$2.52M
Cap. Flow
-$1.96M
Cap. Flow %
-0.49%
Top 10 Hldgs %
50.11%
Holding
87
New
–
Increased
4
Reduced
3
Closed
5

Top Buys

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$294K
2
CDTX
Cidara Therapeutics
CDTX
+$183K
3
SD icon
SandRidge Energy
SD
+$82.9K
4
SMTS
Sierra Metals Inc. Common Stock
SMTS
+$139

Top Sells

Rank Stock Value
1
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$260K
2
SLB icon
SLB Ltd
SLB
+$218K
3
PDLI
PDL BioPharma, Inc.
PDLI
+$199K
4
JPM icon
JPMorgan Chase
JPM
+$1.1K

Sector Composition

Rank Sector Weight
1 Real Estate 28.64%
2 Financials 19.5%
3 Energy 11.11%
4 Healthcare 10.3%
5 Communication Services 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMP
51
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.57M 0.4%
24,600
– –
AGNC icon
52
AGNC Investment
AGNC
$12.9B
$1.48M 0.37%
87,633
– –
FITB
53
Fifth Third Bancorp
FITB
$52.2B
$1.42M 0.36%
50,750
– –
AMR icon
54
Alpha Metallurgical Resources
AMR
$1.95B
$1.25M 0.31%
24,032
– –
TAT
55
DELISTED
TransAtlantic Petroleum LTD.
TAT
$1.19M 0.3%
1,656,701
– –
VALE icon
56
Vale
VALE
$60.9B
$1.18M 0.3%
88,132
– –
TSLX icon
57
Sixth Street Specialty
TSLX
$1.78B
$1.08M 0.27%
55,220
– –
MDLZ icon
58
Mondelez International
MDLZ
$78.9B
$1.08M 0.27%
20,000
– –
FFH
59
DELISTED
FAIRFAX FINL HLDGS LTD SUB VTG
FFH
$977K 0.25%
1,991
– –
THC icon
60
Tenet Healthcare
THC
$20.9B
$930K 0.23%
45,000
– –
SD icon
61
SandRidge Energy
SD
$531M
$880K 0.22%
127,100
+10,800
+9% +$82.9K
EXC icon
62
Exelon
EXC
$46.2B
$863K 0.22%
25,236
– –
RIG icon
63
Transocean
RIG
$6.49B
$776K 0.2%
121,138
– –
PMT
64
PennyMac Mortgage Investment
PMT
$824M
$775K 0.2%
35,500
– –
SYNA icon
65
Synaptics
SYNA
$4.18B
$731K 0.18%
25,073
– –
TCPC icon
66
BlackRock TCP Capital
TCPC
$327M
$700K 0.18%
49,093
– –
XMPT icon
67
VanEck CEF Muni Income ETF
XMPT
$220M
$566K 0.14%
20,995
– –
PFX icon
68
PhenixFIN
PFX
$88.9M
$562K 0.14%
12,012
– –
JPM icon
69
JPMorgan Chase
JPM
$962B
$525K 0.13%
4,700
-10
-0.2% -$1.1K
NAD icon
70
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$523K 0.13%
37,385
– –
CDTX
71
DELISTED
Cidara Therapeutics
CDTX
$504K 0.13%
15,000
+4,406
+42% +$183K
COP icon
72
ConocoPhillips
COP
$151B
$439K 0.11%
7,200
– –
EQS icon
73
Equus Total Return
EQS
$16.1M
$398K 0.1%
243,803
– –
EARN
74
Ellington Residential Mortgage REIT
EARN
$164M
$394K 0.1%
36,573
– –
IQI icon
75
Invesco Quality Municipal Securities
IQI
$534M
$381K 0.1%
30,674
– –
1 2
3
4

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ICM
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GLCM
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VW
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West Family Investments's Q2 2019 Portfolio in Review

As of Q2 2019, West Family Investments held 87 positions worth $397M, down 0.63% from $400M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

West Family Investments's Q2 2019 filing shows 4 increased, 3 reduced and 5 closed positions. The largest sale was PennantPark Floating Rate Capital, an estimated $260K.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, down from 29% a quarter earlier, followed by Financials and Energy.

  • West Family Investments added most to Barings BDC in Q2 2019, an estimated $294K increase.
  • West Family Investments's biggest Q2 2019 reduction was PennantPark Floating Rate Capital, cutting an estimated $260K.
  • West Family Investments fully exited SLB Ltd in Q2 2019, selling an estimated $218K.
  • West Family Investments's ten largest holdings make up 50% of its $397M portfolio in Q2 2019.
  • West Family Investments opened 0 new positions and closed 5 in Q2 2019.
  • West Family Investments's portfolio value fell 0.63% quarter-over-quarter to $397M.

Based on West Family Investments's 13F filing for Q2 2019, filed 8 Aug 2019.