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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+9.62%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$400M
AUM Growth
+$13.3M
Cap. Flow
-$16.2M
Cap. Flow %
-4.04%
Top 10 Hldgs %
50.17%
Holding
97
New
6
Increased
9
Reduced
5
Closed
10

Top Buys

Rank Stock Value
1
SMC
Summit Midstream
SMC
+$1.76M
2
FITB
Fifth Third Bancorp
FITB
+$1.35M
3
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$808K
4
FSK icon
FS KKR Capital
FSK
+$544K
5
AMLP icon
Alerian MLP ETF
AMLP
+$466K

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$9.96M
2
META icon
Meta Platforms (Facebook)
META
+$3.28M
3
UAL icon
United Airlines
UAL
+$2.09M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$1.64M
5
MBFI
MB Financial Corp
MBFI
+$1.39M

Sector Composition

Rank Sector Weight
1 Real Estate 28.87%
2 Financials 19.26%
3 Energy 11.36%
4 Healthcare 10.09%
5 Communication Services 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGNC icon
51
AGNC Investment
AGNC
$12.9B
$1.58M 0.4%
87,633
– –
MMP
52
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.49M 0.37%
24,600
– –
TAT
53
DELISTED
TransAtlantic Petroleum LTD.
TAT
$1.44M 0.36%
1,656,701
+196,309
+13% +$225K
AMR icon
54
Alpha Metallurgical Resources
AMR
$2.02B
$1.39M 0.35%
24,032
– –
THC icon
55
Tenet Healthcare
THC
$21.5B
$1.3M 0.32%
45,000
– –
FITB
56
Fifth Third Bancorp
FITB
$52.6B
$1.28M 0.32%
+50,750
New +$1.35M
VALE icon
57
Vale
VALE
$61.4B
$1.15M 0.29%
88,132
– –
TSLX icon
58
Sixth Street Specialty
TSLX
$1.79B
$1.1M 0.28%
55,220
– –
RIG icon
59
Transocean
RIG
$6.37B
$1.05M 0.26%
121,138
– –
MDLZ icon
60
Mondelez International
MDLZ
$79.4B
$998K 0.25%
20,000
– –
SYNA icon
61
Synaptics
SYNA
$4.3B
$997K 0.25%
25,073
– –
SD icon
62
SandRidge Energy
SD
$529M
$933K 0.23%
116,300
+42,100
+57% +$345K
FFH
63
DELISTED
FAIRFAX FINL HLDGS LTD SUB VTG
FFH
$924K 0.23%
1,991
– –
EXC icon
64
Exelon
EXC
$46.6B
$902K 0.23%
25,236
– –
TSLA icon
65
PUT
Tesla
TSLA
$1.29T
$874K 0.22%
6,000
– –
PFX icon
66
PhenixFIN
PFX
$88.9M
$747K 0.19%
12,012
– –
PMT
67
PennyMac Mortgage Investment
PMT
$827M
$735K 0.18%
35,500
– –
TCPC icon
68
BlackRock TCP Capital
TCPC
$336M
$696K 0.17%
49,093
– –
SBUX icon
69
CALL
Starbucks
SBUX
$124B
$616K 0.15%
250
– –
CDTX
70
DELISTED
Cidara Therapeutics
CDTX
$561K 0.14%
10,594
+594
+6% +$32.6K
XMPT icon
71
VanEck CEF Muni Income ETF
XMPT
$219M
$548K 0.14%
20,995
– –
NAD icon
72
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$507K 0.13%
37,385
– –
COP icon
73
ConocoPhillips
COP
$153B
$481K 0.12%
7,200
– –
JPM icon
74
JPMorgan Chase
JPM
$971B
$477K 0.12%
4,710
– –
EQS icon
75
Equus Total Return
EQS
$15.6M
$464K 0.12%
243,803
– –
1 2
3
4

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West Family Investments's Q1 2019 Portfolio in Review

As of Q1 2019, West Family Investments held 97 positions worth $400M, up 3.4% from $387M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

West Family Investments withdrew a net $16.2M in Q1 2019, closing 10 positions and reducing 5 holdings. Its most notable exit was UnitedHealth, an estimated $9.96M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 29% of assets, up from 28% a quarter earlier, followed by Financials and Energy.

Against the trend, West Family Investments opened a new position in Fifth Third Bancorp worth $1.28M.

  • West Family Investments's largest Q1 2019 buy was Fifth Third Bancorp: 50,750 shares worth $1.28M.
  • West Family Investments added most to Summit Midstream in Q1 2019, an estimated $1.76M increase.
  • West Family Investments's biggest Q1 2019 reduction was PennantPark Floating Rate Capital, cutting an estimated $1.64M.
  • West Family Investments fully exited UnitedHealth in Q1 2019, selling an estimated $9.96M.
  • West Family Investments's ten largest holdings make up 50% of its $400M portfolio in Q1 2019.
  • West Family Investments opened 6 new positions and closed 10 in Q1 2019.
  • West Family Investments's portfolio value rose 3.4% quarter-over-quarter to $400M.

Based on West Family Investments's 13F filing for Q1 2019, filed 13 May 2019.