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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+3.46%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$422M
AUM Growth
+$17M
Cap. Flow
+$2.2M
Cap. Flow %
0.52%
Top 10 Hldgs %
50.74%
Holding
91
New
6
Increased
8
Reduced
5
Closed
2

Top Buys

Rank Stock Value
1
TWO
Two Harbors Investment
TWO
+$15M
2
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.37M
3
SMTS
Sierra Metals Inc. Common Stock
SMTS
+$1.13M
4
FFH
FAIRFAX FINL HLDGS LTD SUB VTG
FFH
+$1.08M
5
BBDC icon
Barings BDC
BBDC
+$758K

Top Sells

Rank Stock Value
1
CYS
CYS Investments Inc.
CYS
+$15.5M
2
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$946K
3
PNNT
Pennant Park Investment Corp
PNNT
+$881K
4
THC icon
Tenet Healthcare
THC
+$660K
5
TPVG icon
TriplePoint Venture Growth BDC
TPVG
+$581K

Sector Composition

Rank Sector Weight
1 Real Estate 27.9%
2 Financials 14.53%
3 Communication Services 13.78%
4 Healthcare 10.65%
5 Energy 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIG icon
51
Transocean
RIG
$6.37B
$1.69M 0.4%
121,138
– –
MMP
52
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.67M 0.39%
24,600
– –
PDLI
53
DELISTED
PDL BioPharma, Inc.
PDLI
$1.65M 0.39%
627,800
+289,659
+86% +$711K
AGNC icon
54
AGNC Investment
AGNC
$12.9B
$1.64M 0.39%
87,633
– –
MBFI
55
DELISTED
MB Financial Corp
MBFI
$1.61M 0.38%
35,000
– –
OCSI
56
DELISTED
Oaktree Strategic Income Corporation
OCSI
$1.38M 0.33%
+159,973
New +$1.37M
UAL icon
57
CALL
United Airlines
UAL
$40.6B
$1.31M 0.31%
600
– –
VALE icon
58
Vale
VALE
$61.4B
$1.31M 0.31%
88,132
– –
THC icon
59
Tenet Healthcare
THC
$21.5B
$1.28M 0.3%
45,000
-20,000
-31% -$660K
KGC icon
60
Kinross Gold
KGC
$32.6B
$1.25M 0.3%
463,352
– –
BBDC icon
61
Barings BDC
BBDC
$966M
$1.15M 0.27%
114,834
+69,134
+151% +$758K
SYNA icon
62
Synaptics
SYNA
$4.31B
$1.14M 0.27%
25,073
– –
TSLX icon
63
Sixth Street Specialty
TSLX
$1.79B
$1.13M 0.27%
55,220
– –
FFH
64
DELISTED
FAIRFAX FINL HLDGS LTD SUB VTG
FFH
$1.08M 0.26%
+1,991
New +$1.08M
PFX icon
65
PhenixFIN
PFX
$88.9M
$918K 0.22%
12,012
-6,350
-35% -$468K
CDTX
66
DELISTED
Cidara Therapeutics
CDTX
$880K 0.21%
10,000
+2,306
+30% +$203K
MDLZ icon
67
Mondelez International
MDLZ
$79.3B
$859K 0.2%
20,000
– –
EXC icon
68
Exelon
EXC
$46.6B
$786K 0.19%
25,236
– –
PMT
69
PennyMac Mortgage Investment
PMT
$828M
$719K 0.17%
35,500
– –
TCPC icon
70
BlackRock TCP Capital
TCPC
$336M
$699K 0.17%
49,093
– –
CVS icon
71
CALL
CVS Health
CVS
$121B
$560K 0.13%
+400
New +$28.6K
COP icon
72
ConocoPhillips
COP
$153B
$557K 0.13%
7,200
– –
JPM icon
73
JPMorgan Chase
JPM
$971B
$531K 0.13%
4,710
-2,500
-35% -$284K
MRCC
74
DELISTED
Monroe Capital Corp
MRCC
$531K 0.13%
39,116
– –
EQS icon
75
Equus Total Return
EQS
$15.6M
$484K 0.11%
243,803
– –
1 2
3
4

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West Family Investments's Q3 2018 Portfolio in Review

As of Q3 2018, West Family Investments held 91 positions worth $422M, up 4.2% from $405M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

West Family Investments's Q3 2018 filing shows 6 new, 8 increased, 5 reduced and 2 closed positions. Its largest new stake was Oaktree Strategic Income Corporation: 159,973 shares worth $1.38M. The largest sale was CYS Investments Inc., an estimated $15.5M.

By sector, the portfolio is most concentrated in Real Estate at 28% of assets, down from 29% a quarter earlier, followed by Financials and Communication Services.

  • West Family Investments's largest Q3 2018 buy was Oaktree Strategic Income Corporation: 159,973 shares worth $1.38M.
  • West Family Investments added most to Two Harbors Investment in Q3 2018, an estimated $15M increase.
  • West Family Investments's biggest Q3 2018 reduction was First Eagle Alternative Capital BDC, Inc. Common Stock, cutting an estimated $946K.
  • West Family Investments fully exited CYS Investments Inc. in Q3 2018, selling an estimated $15.5M.
  • West Family Investments's ten largest holdings make up 51% of its $422M portfolio in Q3 2018.
  • West Family Investments opened 6 new positions and closed 2 in Q3 2018.
  • West Family Investments's portfolio value rose 4.2% quarter-over-quarter to $422M.

Based on West Family Investments's 13F filing for Q3 2018, filed 13 Nov 2018.