We are live on ! Find out more
WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
-2.52%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$389M
AUM Growth
+$388M
Cap. Flow
+$56.6M
Cap. Flow %
14.55%
Top 10 Hldgs %
49.68%
Holding
96
New
7
Increased
11
Reduced
12
Closed
7

Top Buys

Rank Stock Value
1
LUMN icon
Lumen
LUMN
+$43M
2
CCT
Corporate Capital Trust, Inc.
CCT
+$6.27M
3
AMLP icon
Alerian MLP ETF
AMLP
+$6.14M
4
STWD icon
Starwood Property Trust
STWD
+$2.6M
5
GPMT
Granite Point Mortgage Trust
GPMT
+$2.57M

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$2.75M
2
CGBD icon
Carlyle Secured Lending
CGBD
+$2.46M
3
GS icon
Goldman Sachs
GS
+$2.45M
4
GM icon
General Motors
GM
+$1.19M
5
TWO
Two Harbors Investment
TWO
+$1.19M

Sector Composition

Rank Sector Weight
1 Real Estate 30.22%
2 Financials 14.53%
3 Communication Services 12.11%
4 Energy 9.57%
5 Healthcare 9.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVCN
51
DELISTED
Neovasc Inc.
NVCN
$1.8M 0.46%
120
– –
MMP
52
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.75M 0.45%
24,600
– –
ETP
53
DELISTED
Energy Transfer Partners, L.P.
ETP
$1.65M 0.42%
92,071
– –
MBFI
54
DELISTED
MB Financial Corp
MBFI
$1.56M 0.4%
35,000
– –
ZTS icon
55
Zoetis
ZTS
$31B
$1.52M 0.39%
21,174
– –
LLY icon
56
Eli Lilly
LLY
$1.1T
$1.52M 0.39%
18,000
– –
RIG icon
57
Transocean
RIG
$6.34B
$1.29M 0.33%
121,138
– –
ABT icon
58
Abbott
ABT
$190B
$1.26M 0.32%
22,000
– –
GOOG icon
59
CALL
Alphabet (Google) Class C
GOOG
$4.27T
$1.14M 0.29%
1,000
– –
THC icon
60
Tenet Healthcare
THC
$21.2B
$1.14M 0.29%
75,000
– –
TSLX icon
61
Sixth Street Specialty
TSLX
$1.78B
$1.09M 0.28%
55,220
– –
VALE icon
62
Vale
VALE
$63.2B
$1.08M 0.28%
88,132
– –
SYNA icon
63
Synaptics
SYNA
$4.16B
$1M 0.26%
25,073
– –
MDLZ icon
64
Mondelez International
MDLZ
$78.4B
$856K 0.22%
20,000
– –
CF icon
65
CF Industries
CF
$18.2B
$851K 0.22%
20,000
– –
TCPC icon
66
BlackRock TCP Capital
TCPC
$323M
$750K 0.19%
49,093
– –
EXC icon
67
Exelon
EXC
$46.2B
$709K 0.18%
25,236
– –
ARCC icon
68
Ares Capital
ARCC
$14.3B
$704K 0.18%
44,796
– –
CDTX
69
DELISTED
Cidara Therapeutics
CDTX
$680K 0.17%
5,000
– –
HRZN icon
70
Horizon Technology Finance
HRZN
$320M
$658K 0.17%
58,641
-15,829
-21% -$175K
PMT
71
PennyMac Mortgage Investment
PMT
$820M
$570K 0.15%
35,500
– –
MRCC
72
DELISTED
Monroe Capital Corp
MRCC
$538K 0.14%
39,116
– –
NAD icon
73
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$526K 0.14%
37,385
– –
EARN
74
Ellington Residential Mortgage REIT
EARN
$164M
$439K 0.11%
36,573
– –
COP icon
75
ConocoPhillips
COP
$148B
$395K 0.1%
7,200
– –
1 2
3
4

Similar funds

AIM
Aikya Investment Management London, United Kingdom $345M AUM 10.59% 1-Year Est. Return
PFMOSF
Philadelphia Financial Management of San Francisco San Francisco, California $346M AUM 30.02% 1-Year Est. Return
ICM
III Capital Management Boca Raton, Florida $344M AUM 11.22% 1-Year Est. Return
GLCM
Greenlea Lane Capital Management Weston, Connecticut $344M AUM 14.33% 1-Year Est. Return
VW
Vance Wealth Santa Clarita, California $346M AUM 19.74% 1-Year Est. Return
FMB
Field & Main Bank Henderson, Kentucky $344M AUM 23.98% 1-Year Est. Return
TCMNY
Thrive Capital Management (New York) New York $344M AUM 25.6% 1-Year Est. Return
BA
Ballast Advisors Woodbury, Minnesota $344M AUM 16.81% 1-Year Est. Return

West Family Investments's Q4 2017 Portfolio in Review

As of Q4 2017, West Family Investments held 96 positions worth $389M, up 46,964% from $827K the previous quarter. Its ten largest holdings account for 50% of the portfolio.

West Family Investments deployed $56.6M of net new capital in Q4 2017, opening 7 new positions and adding to 11 existing holdings. Its largest new stake was Lumen: 2,537,148 shares worth $42.3M.

By sector, the portfolio is most concentrated in Real Estate at 30% of assets, up from 15% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Annaly Capital Management, an estimated $2.75M trimmed.

  • West Family Investments's largest Q4 2017 buy was Lumen: 2,537,148 shares worth $42.3M.
  • West Family Investments added most to Starwood Property Trust in Q4 2017, an estimated $2.6M increase.
  • West Family Investments's biggest Q4 2017 reduction was Annaly Capital Management, cutting an estimated $2.75M.
  • West Family Investments fully exited West Corporation in Q4 2017, selling an estimated $389K.
  • West Family Investments's ten largest holdings make up 50% of its $389M portfolio in Q4 2017.
  • West Family Investments opened 7 new positions and closed 7 in Q4 2017.
  • West Family Investments's portfolio value rose 46,964% quarter-over-quarter to $389M.

Based on West Family Investments's 13F filing for Q4 2017, filed 12 Feb 2018.