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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
-0.43%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$827K
AUM Growth
-$455M
Cap. Flow
+$10.2M
Cap. Flow %
1,234.29%
Top 10 Hldgs %
76.53%
Holding
104
New
4
Increased
11
Reduced
20
Closed
15

Top Buys

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$38.6M
2
SMTS
Sierra Metals Inc. Common Stock
SMTS
+$2.42M
3
CMCSA icon
Comcast
CMCSA
+$2.36M
4
MOS icon
The Mosaic Company
MOS
+$1.84M
5
ETP
Energy Transfer Partners, L.P.
ETP
+$1.79M

Top Sells

Rank Stock Value
1
SYK icon
Stryker
SYK
+$6.31M
2
AWH
Allied World Assurance Co Hld Lt
AWH
+$4M
3
MFA
MFA Financial
MFA
+$3.91M
4
ARI
Apollo Commercial Real Estate
ARI
+$2.44M
5
GSBD icon
Goldman Sachs BDC
GSBD
+$2.3M

Sector Composition

Rank Sector Weight
1 Industrials 58.77%
2 Real Estate 14.88%
3 Financials 7.91%
4 Healthcare 4.78%
5 Energy 4.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
51
Eli Lilly
LLY
$1.09T
$1.54K 0.19%
18,000
– –
BPL
52
DELISTED
Buckeye Partners, L.P.
BPL
$1.54K 0.19%
26,963
– –
WFC icon
53
Wells Fargo
WFC
$265B
$1.38K 0.17%
25,000
– –
ZTS icon
54
Zoetis
ZTS
$30.9B
$1.35K 0.16%
21,174
– –
RIG icon
55
Transocean
RIG
$6.54B
$1.3K 0.16%
121,138
– –
THC icon
56
Tenet Healthcare
THC
$21B
$1.23K 0.15%
75,000
– –
ABT icon
57
Abbott
ABT
$189B
$1.17K 0.14%
22,000
– –
TSLX icon
58
Sixth Street Specialty
TSLX
$1.78B
$1.16K 0.14%
55,220
– –
TAT
59
DELISTED
TransAtlantic Petroleum LTD.
TAT
$1.01K 0.12%
1,179,026
– –
SYNA icon
60
Synaptics
SYNA
$4.14B
$982 0.12%
25,073
– –
AMZN icon
61
CALL
Amazon
AMZN
$2.93T
$924 0.11%
8,000
– –
VALE icon
62
Vale
VALE
$60.9B
$887 0.11%
88,132
+35,032
+66% +$352K
HRZN icon
63
Horizon Technology Finance
HRZN
$327M
$827 0.1%
74,470
-84,158
-53% -$919K
MDLZ icon
64
Mondelez International
MDLZ
$78.5B
$813 0.1%
20,000
– –
CDTX
65
DELISTED
Cidara Therapeutics
CDTX
$810 0.1%
5,000
– –
TCPC icon
66
BlackRock TCP Capital
TCPC
$327M
$810 0.1%
49,093
-50,664
-51% -$837K
GOOG icon
67
CALL
Alphabet (Google) Class C
GOOG
$4.23T
$743 0.09%
1,000
– –
ARCC icon
68
Ares Capital
ARCC
$14.4B
$734 0.09%
44,796
-43,928
-50% -$711K
CF icon
69
CF Industries
CF
$18B
$703 0.09%
20,000
-10,000
-33% -$309K
EXC icon
70
Exelon
EXC
$46.2B
$678 0.08%
25,236
-72,904
-74% -$1.95M
PMT
71
PennyMac Mortgage Investment
PMT
$829M
$617 0.07%
35,500
– –
MRCC
72
DELISTED
Monroe Capital Corp
MRCC
$560 0.07%
+39,116
New +$559K
SPY icon
73
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$541 0.07%
1,000
– –
EARN
74
Ellington Residential Mortgage REIT
EARN
$164M
$531 0.06%
36,573
– –
NAD icon
75
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$530 0.06%
37,385
– –
1 2
3
4 5

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West Family Investments's Q3 2017 Portfolio in Review

As of Q3 2017, West Family Investments held 104 positions worth $827K, down 100% from $456M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

West Family Investments deployed $10.2M of net new capital in Q3 2017, opening 4 new positions and adding to 11 existing holdings. Its largest new stake was Sierra Metals Inc. Common Stock: 944,725 shares worth $2.39K.

By sector, the portfolio is most concentrated in Industrials at 59% of assets, up from 22% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was Stryker, an estimated $6.31M trimmed.

  • West Family Investments's largest Q3 2017 buy was Sierra Metals Inc. Common Stock: 944,725 shares worth $2.39K.
  • West Family Investments added most to Level 3 Communications Inc in Q3 2017, an estimated $38.6M increase.
  • West Family Investments's biggest Q3 2017 reduction was Stryker, cutting an estimated $6.31M.
  • West Family Investments fully exited Allied World Assurance Co Hld Lt in Q3 2017, selling an estimated $4M.
  • West Family Investments's ten largest holdings make up 77% of its $827K portfolio in Q3 2017.
  • West Family Investments opened 4 new positions and closed 15 in Q3 2017.
  • West Family Investments's portfolio value fell 100% quarter-over-quarter to $827K.

Based on West Family Investments's 13F filing for Q3 2017, filed 13 Nov 2017.