WFI

West Family Investments Portfolio holdings

AUM $383M
This Quarter Return
-0.55%
1 Year Return
+26.07%
3 Year Return
+62.16%
5 Year Return
+133.6%
10 Year Return
+115.07%
AUM
$452M
AUM Growth
+$452M
Cap. Flow
-$44.3M
Cap. Flow %
-9.79%
Top 10 Hldgs %
55.28%
Holding
101
New
11
Increased
14
Reduced
13
Closed
5

Top Buys

1
CGBD icon
Carlyle Secured Lending
CGBD
$5.4M
2
AWH
Allied World Assurance Co Hld Lt
AWH
$2.69M
3
GSBD icon
Goldman Sachs BDC
GSBD
$2.3M
4
C icon
Citigroup
C
$1.48M
5
FSLR icon
First Solar
FSLR
$1.4M

Top Sells

1
LVLT
Level 3 Communications Inc
LVLT
$41M
2
SUI icon
Sun Communities
SUI
$8.1M
3
CMCSA icon
Comcast
CMCSA
$3.91M
4
ARI
Apollo Commercial Real Estate
ARI
$3.81M
5
ETP
Energy Transfer Partners L.p.
ETP
$2.24M

Sector Composition

1 Real Estate 28.35%
2 Industrials 22.45%
3 Financials 16.16%
4 Healthcare 10.38%
5 Energy 7.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BPL
51
DELISTED
Buckeye Partners, L.P.
BPL
$1.72M 0.38%
26,963
– –
TCPC icon
52
BlackRock TCP Capital
TCPC
$606M
$1.56M 0.34%
99,757
-67,379
-40% -$1.05M
MBFI
53
DELISTED
MB Financial Corp
MBFI
$1.54M 0.34%
35,000
– –
C icon
54
Citigroup
C
$175B
$1.48M 0.33%
+35,000
New +$1.48M
LLY icon
55
Eli Lilly
LLY
$661B
$1.48M 0.32%
18,000
– –
THC icon
56
Tenet Healthcare
THC
$16.5B
$1.45M 0.32%
75,000
– –
FSLR icon
57
First Solar
FSLR
$21.6B
$1.4M 0.31%
+35,000
New +$1.4M
ARCC icon
58
Ares Capital
ARCC
$15.7B
$1.39M 0.3%
88,724
+43,928
+98% +$687K
WFC icon
59
Wells Fargo
WFC
$258B
$1.39M 0.3%
+25,000
New +$1.39M
TAT
60
DELISTED
TransAtlantic Petroleum LTD.
TAT
$1.38M 0.3%
1,179,026
– –
ABBV icon
61
AbbVie
ABBV
$374B
$1.36M 0.3%
22,000
– –
SYNA icon
62
Synaptics
SYNA
$2.62B
$1.3M 0.28%
25,073
– –
TSLX icon
63
Sixth Street Specialty
TSLX
$2.32B
$1.1M 0.24%
55,220
– –
RIG icon
64
Transocean
RIG
$2.82B
$1.06M 0.23%
121,138
– –
HTGC icon
65
Hercules Capital
HTGC
$3.51B
$1.05M 0.23%
82,982
+62,982
+315% +$795K
ZTS icon
66
Zoetis
ZTS
$67.6B
$1.01M 0.22%
21,174
– –
MDLZ icon
67
Mondelez International
MDLZ
$79.3B
$910K 0.2%
20,000
– –
ABT icon
68
Abbott
ABT
$230B
$865K 0.19%
22,000
– –
CF icon
69
CF Industries
CF
$13.7B
$839K 0.18%
30,000
– –
CDTX icon
70
Cidara Therapeutics
CDTX
$1.61B
$750K 0.16%
100,000
– –
PMT
71
PennyMac Mortgage Investment
PMT
$1.08B
$576K 0.13%
35,500
– –
EARN
72
Ellington Residential Mortgage REIT
EARN
$214M
$527K 0.12%
36,573
– –
NAD icon
73
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$525K 0.12%
37,385
– –
FSK icon
74
FS KKR Capital
FSK
$5.06B
$492K 0.11%
+54,400
New +$492K
MFIC icon
75
MidCap Financial Investment
MFIC
$1.21B
$460K 0.1%
80,800
+65,800
+439% +$375K
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