WFI

West Family Investments Portfolio holdings

AUM $383M
1-Year Return 26.07%
This Quarter Return
+5.6%
1 Year Return
+26.07%
3 Year Return
+62.16%
5 Year Return
+133.6%
10 Year Return
+115.07%
AUM
$518M
AUM Growth
-$19.5M
Cap. Flow
-$48.4M
Cap. Flow %
-9.35%
Top 10 Hldgs %
58.05%
Holding
109
New
4
Increased
7
Reduced
10
Closed
14

Top Buys

1
NVCN
Neovasc Inc.
NVCN
$1.53M
2
PFLT icon
PennantPark Floating Rate Capital
PFLT
$933K
3
CF icon
CF Industries
CF
$881K
4
BKD icon
Brookdale Senior Living
BKD
$796K
5
CDTX icon
Cidara Therapeutics
CDTX
$780K

Top Sells

1
SUI icon
Sun Communities
SUI
$14.7M
2
CIM
Chimera Investment
CIM
$12.7M
3
LVLT
Level 3 Communications Inc
LVLT
$7.62M
4
GS icon
Goldman Sachs
GS
$4.5M
5
C icon
Citigroup
C
$2.36M

Sector Composition

1 Real Estate 28.74%
2 Industrials 27.88%
3 Financials 12.91%
4 Healthcare 8.64%
5 Energy 7.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JPM.WS
51
DELISTED
JPMorgan Chase
JPM.WS
$1.63M 0.31%
35,200
-15,000
-30% -$695K
KGC icon
52
Kinross Gold
KGC
$27.5B
$1.63M 0.31%
463,352
– –
LLY icon
53
Eli Lilly
LLY
$662B
$1.51M 0.29%
18,000
– –
MNDT
54
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1.51M 0.29%
119,800
– –
RIG icon
55
Transocean
RIG
$2.98B
$1.51M 0.29%
121,138
– –
MBFI
56
DELISTED
MB Financial Corp
MBFI
$1.5M 0.29%
35,000
– –
ABBV icon
57
AbbVie
ABBV
$371B
$1.43M 0.28%
22,000
– –
THC icon
58
Tenet Healthcare
THC
$17B
$1.33M 0.26%
75,000
– –
SYNA icon
59
Synaptics
SYNA
$2.73B
$1.24M 0.24%
25,073
– –
HRZN icon
60
Horizon Technology Finance
HRZN
$294M
$1.19M 0.23%
106,472
– –
ZTS icon
61
Zoetis
ZTS
$67.3B
$1.13M 0.22%
21,174
– –
TSLX icon
62
Sixth Street Specialty
TSLX
$2.33B
$1.13M 0.22%
55,220
– –
ABT icon
63
Abbott
ABT
$230B
$977K 0.19%
22,000
– –
BXMT icon
64
Blackstone Mortgage Trust
BXMT
$3.42B
$919K 0.18%
29,680
-66,569
-69% -$2.06M
CF icon
65
CF Industries
CF
$13.7B
$881K 0.17%
+30,000
New +$881K
MDLZ icon
66
Mondelez International
MDLZ
$80.1B
$862K 0.17%
20,000
– –
SBY
67
DELISTED
Silver Bay Realty Trust Corp.
SBY
$790K 0.15%
36,791
– –
CDTX icon
68
Cidara Therapeutics
CDTX
$1.58B
$780K 0.15%
+5,000
New +$780K
ARCC icon
69
Ares Capital
ARCC
$15.9B
$779K 0.15%
44,796
– –
PMT
70
PennyMac Mortgage Investment
PMT
$1.09B
$630K 0.12%
35,500
– –
EARN
71
Ellington Residential Mortgage REIT
EARN
$212M
$536K 0.1%
36,573
– –
NAD icon
72
Nuveen Quality Municipal Income Fund
NAD
$2.72B
$512K 0.1%
37,385
– –
VALE icon
73
Vale
VALE
$44.6B
$504K 0.1%
53,100
– –
IQI icon
74
Invesco Quality Municipal Securities
IQI
$515M
$381K 0.07%
30,674
– –
PAGP icon
75
Plains GP Holdings
PAGP
$3.64B
$376K 0.07%
12,016
-18,776
-61% -$588K
1 2
3
4 5