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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+8.84%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$568M
AUM Growth
+$29.3M
Cap. Flow
-$2.51M
Cap. Flow %
-0.44%
Top 10 Hldgs %
58.43%
Holding
117
New
8
Increased
8
Reduced
12
Closed
5

Top Buys

Rank Stock Value
1
WSTC
West Corporation
WSTC
+$12.9M
2
NVCN
Neovasc Inc.
NVCN
+$1.92M
3
RC
Ready Capital
RC
+$1.46M
4
FDUS icon
Fidus Investment
FDUS
+$1.11M
5
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$1.11M

Top Sells

Rank Stock Value
1
CIM
Chimera Investment
CIM
+$8.76M
2
AWH
Allied World Assurance Co Hld Lt
AWH
+$4.31M
3
GSBD icon
Goldman Sachs BDC
GSBD
+$2.34M
4
C icon
Citigroup
C
+$2.14M
5
SYK icon
Stryker
SYK
+$1.15M

Sector Composition

Rank Sector Weight
1 Real Estate 28.48%
2 Industrials 26.63%
3 Financials 13.35%
4 Energy 7.02%
5 Healthcare 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMP
51
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.86M 0.33%
24,600
– –
AWH
52
DELISTED
Allied World Assurance Co Hld Lt
AWH
$1.85M 0.33%
34,373
-93,967
-73% -$4.31M
RIG icon
53
Transocean
RIG
$6.36B
$1.79M 0.31%
121,138
– –
BPL
54
DELISTED
Buckeye Partners, L.P.
BPL
$1.78M 0.31%
26,963
– –
MBFI
55
DELISTED
MB Financial Corp
MBFI
$1.65M 0.29%
35,000
– –
GSBD icon
56
Goldman Sachs BDC
GSBD
$1.08B
$1.5M 0.26%
63,881
-104,398
-62% -$2.34M
AGNC icon
57
AGNC Investment
AGNC
$13B
$1.5M 0.26%
82,733
+39,800
+93% +$754K
KGC icon
58
Kinross Gold
KGC
$32.9B
$1.44M 0.25%
463,352
– –
MNDT
59
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1.43M 0.25%
119,800
– –
ABBV icon
60
AbbVie
ABBV
$439B
$1.38M 0.24%
22,000
– –
SYNA icon
61
Synaptics
SYNA
$4.34B
$1.34M 0.24%
25,073
– –
LLY icon
62
Eli Lilly
LLY
$1.08T
$1.32M 0.23%
18,000
– –
AAPL icon
63
CALL
Apple
AAPL
$4.43T
$1.32M 0.23%
6,400
-400
-6% -$11.3K
TAT
64
DELISTED
TransAtlantic Petroleum LTD.
TAT
$1.31M 0.23%
1,179,026
– –
ZTS icon
65
Zoetis
ZTS
$30.2B
$1.13M 0.2%
21,174
– –
HRZN icon
66
Horizon Technology Finance
HRZN
$330M
$1.12M 0.2%
106,472
– –
THC icon
67
Tenet Healthcare
THC
$20.9B
$1.11M 0.2%
75,000
– –
PAGP icon
68
Plains GP Holdings
PAGP
$4.98B
$1.07M 0.19%
30,792
– –
TSLX icon
69
Sixth Street Specialty
TSLX
$1.77B
$1.03M 0.18%
55,220
– –
WFC icon
70
CALL
Wells Fargo
WFC
$264B
$956K 0.17%
+900
New +$45.3K
SAFE
71
Safehold
SAFE
$1.08B
$928K 0.16%
15,408
– –
MDLZ icon
72
Mondelez International
MDLZ
$78.2B
$887K 0.16%
20,000
– –
BWP
73
DELISTED
Boardwalk Pipeline Partners
BWP
$864K 0.15%
49,796
– –
CFG icon
74
Citizens Financial Group
CFG
$30.7B
$855K 0.15%
24,000
– –
ABT icon
75
Abbott
ABT
$188B
$845K 0.15%
22,000
– –
1 2
3
4 5

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West Family Investments's Q4 2016 Portfolio in Review

As of Q4 2016, West Family Investments held 117 positions worth $568M, up 5.4% from $538M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

West Family Investments's Q4 2016 filing shows 8 new, 8 increased, 12 reduced and 5 closed positions. Its largest new stake was Neovasc Inc.: 80 shares worth $3.46M. The largest sale was Chimera Investment, an estimated $8.76M.

By sector, the portfolio is most concentrated in Real Estate at 28% of assets, down from 31% a quarter earlier, followed by Industrials and Financials.

  • West Family Investments's largest Q4 2016 buy was Neovasc Inc.: 80 shares worth $3.46M.
  • West Family Investments added most to West Corporation in Q4 2016, an estimated $12.9M increase.
  • West Family Investments's biggest Q4 2016 reduction was Chimera Investment, cutting an estimated $8.76M.
  • West Family Investments fully exited Qualcomm in Q4 2016, selling an estimated $1.07M.
  • West Family Investments's ten largest holdings make up 58% of its $568M portfolio in Q4 2016.
  • West Family Investments opened 8 new positions and closed 5 in Q4 2016.
  • West Family Investments's portfolio value rose 5.4% quarter-over-quarter to $568M.

Based on West Family Investments's 13F filing for Q4 2016, filed 13 Feb 2017.