WFI

West Family Investments Portfolio holdings

AUM $383M
This Quarter Return
+0.82%
1 Year Return
+26.07%
3 Year Return
+62.16%
5 Year Return
+133.6%
10 Year Return
+115.07%
AUM
$509M
AUM Growth
+$509M
Cap. Flow
-$20.4M
Cap. Flow %
-4.01%
Top 10 Hldgs %
56.82%
Holding
111
New
3
Increased
6
Reduced
15
Closed
10

Top Buys

1
THC icon
Tenet Healthcare
THC
$1.7M
2
MVC
MVC Capital, Inc.
MVC
$800K
3
TAT
TransAtlantic Petroleum LTD.
TAT
$601K
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$563K
5
PFLT icon
PennantPark Floating Rate Capital
PFLT
$517K

Top Sells

1
CIM
Chimera Investment
CIM
$5.58M
2
DD icon
DuPont de Nemours
DD
$1.74M
3
GSBD icon
Goldman Sachs BDC
GSBD
$1.67M
4
HTGC icon
Hercules Capital
HTGC
$1.66M
5
FDUS icon
Fidus Investment
FDUS
$1.43M

Sector Composition

1 Real Estate 33.08%
2 Industrials 22.61%
3 Financials 14.58%
4 Healthcare 7.96%
5 Energy 7.72%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AXP icon
51
American Express
AXP
$225B
$1.92M 0.36%
30,000
– –
MNDT
52
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1.77M 0.33%
119,800
– –
MMP
53
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.74M 0.32%
24,600
– –
JPM.WS
54
DELISTED
JPMorgan Chase
JPM.WS
$1.73M 0.32%
70,200
– –
THC icon
55
Tenet Healthcare
THC
$16.5B
$1.7M 0.32%
+75,000
New +$1.7M
SYNA icon
56
Synaptics
SYNA
$2.62B
$1.47M 0.27%
25,073
– –
LLY icon
57
Eli Lilly
LLY
$661B
$1.45M 0.27%
18,000
– –
HRZN icon
58
Horizon Technology Finance
HRZN
$296M
$1.44M 0.27%
106,472
-99,882
-48% -$1.35M
TAT
59
DELISTED
TransAtlantic Petroleum LTD.
TAT
$1.44M 0.27%
1,179,026
+492,498
+72% +$601K
ABBV icon
60
AbbVie
ABBV
$374B
$1.39M 0.26%
22,000
– –
MBFI
61
DELISTED
MB Financial Corp
MBFI
$1.33M 0.25%
35,000
-15,000
-30% -$570K
RIG icon
62
Transocean
RIG
$2.82B
$1.29M 0.24%
121,138
– –
ZTS icon
63
Zoetis
ZTS
$67.6B
$1.1M 0.2%
21,174
– –
QCOM icon
64
Qualcomm
QCOM
$170B
$1.1M 0.2%
16,000
-9,000
-36% -$617K
PAGP icon
65
Plains GP Holdings
PAGP
$3.71B
$1.06M 0.2%
82,000
– –
TSLX icon
66
Sixth Street Specialty
TSLX
$2.32B
$1M 0.19%
55,220
– –
ABT icon
67
Abbott
ABT
$230B
$930K 0.17%
22,000
– –
MDLZ icon
68
Mondelez International
MDLZ
$79.3B
$878K 0.16%
20,000
– –
BWP
69
DELISTED
Boardwalk Pipeline Partners
BWP
$854K 0.16%
49,796
– –
AGNC icon
70
AGNC Investment
AGNC
$10.4B
$839K 0.16%
42,933
-44,700
-51% -$874K
SAFE
71
Safehold
SAFE
$1.16B
$805K 0.15%
75,000
– –
SBY
72
DELISTED
Silver Bay Realty Trust Corp.
SBY
$645K 0.12%
36,791
– –
SFR
73
DELISTED
Starwood Waypoint Homes
SFR
$641K 0.12%
22,350
– –
CFG icon
74
Citizens Financial Group
CFG
$22.3B
$593K 0.11%
24,000
– –
NAD icon
75
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$563K 0.1%
+37,385
New +$563K
1 2
3
4 5