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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$538M
AUM Growth
-$10M
Cap. Flow
-$25.5M
Cap. Flow %
-4.73%
Top 10 Hldgs %
55.36%
Holding
122
New
4
Increased
6
Reduced
15
Closed
13

Top Buys

Rank Stock Value
1
THC icon
Tenet Healthcare
THC
+$1.95M
2
MVC
MVC Capital, Inc.
MVC
+$782K
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$580K
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$503K
5
FCRD
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
+$471K

Top Sells

Rank Stock Value
1
CIM
Chimera Investment
CIM
+$5.7M
2
TTE icon
TotalEnergies
TTE
+$5.18M
3
DD icon
DuPont de Nemours
DD
+$1.74M
4
HTGC icon
Hercules Capital
HTGC
+$1.63M
5
GSBD icon
Goldman Sachs BDC
GSBD
+$1.6M

Sector Composition

Rank Sector Weight
1 Real Estate 31.3%
2 Industrials 21.39%
3 Financials 13.79%
4 Healthcare 7.53%
5 Energy 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KGC icon
51
Kinross Gold
KGC
$32.7B
$1.95M 0.36%
463,352
– –
BPL
52
DELISTED
Buckeye Partners, L.P.
BPL
$1.93M 0.36%
26,963
– –
AXP icon
53
American Express
AXP
$231B
$1.92M 0.36%
30,000
– –
MNDT
54
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1.76M 0.33%
119,800
– –
MMP
55
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.74M 0.32%
24,600
– –
JPM.WS
56
DELISTED
JPMorgan Chase
JPM.WS
$1.73M 0.32%
70,200
– –
THC icon
57
Tenet Healthcare
THC
$21.3B
$1.7M 0.32%
+75,000
New +$1.95M
SYNA icon
58
Synaptics
SYNA
$4.27B
$1.47M 0.27%
25,073
– –
LLY icon
59
Eli Lilly
LLY
$1.09T
$1.45M 0.27%
18,000
– –
HRZN icon
60
Horizon Technology Finance
HRZN
$331M
$1.44M 0.27%
106,472
-99,882
-48% -$1.34M
TAT
61
DELISTED
TransAtlantic Petroleum LTD.
TAT
$1.44M 0.27%
1,179,026
+492,498
+72% +$434K
AAPL icon
62
CALL
Apple
AAPL
$4.4T
$1.43M 0.27%
6,800
– –
ABBV icon
63
AbbVie
ABBV
$440B
$1.39M 0.26%
22,000
– –
MBFI
64
DELISTED
MB Financial Corp
MBFI
$1.33M 0.25%
35,000
-15,000
-30% -$574K
RIG icon
65
Transocean
RIG
$6.37B
$1.29M 0.24%
121,138
– –
SCTY
66
PUT
DELISTED
SolarCity Corporation
SCTY
$1.11M 0.21%
500
– –
ZTS icon
67
Zoetis
ZTS
$29.9B
$1.1M 0.2%
21,174
– –
QCOM icon
68
Qualcomm
QCOM
$170B
$1.1M 0.2%
16,000
-9,000
-36% -$547K
PAGP icon
69
Plains GP Holdings
PAGP
$5B
$1.06M 0.2%
30,792
– –
TSLX icon
70
Sixth Street Specialty
TSLX
$1.78B
$1M 0.19%
55,220
– –
ABT icon
71
Abbott
ABT
$192B
$930K 0.17%
22,000
– –
MDLZ icon
72
Mondelez International
MDLZ
$79B
$878K 0.16%
20,000
– –
BWP
73
DELISTED
Boardwalk Pipeline Partners
BWP
$854K 0.16%
49,796
– –
AGNC icon
74
AGNC Investment
AGNC
$13B
$839K 0.16%
42,933
-44,700
-51% -$876K
SAFE
75
Safehold
SAFE
$1.09B
$805K 0.15%
15,408
– –
1 2
3
4 5

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West Family Investments's Q3 2016 Portfolio in Review

As of Q3 2016, West Family Investments held 122 positions worth $538M, down 1.8% from $549M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

West Family Investments withdrew a net $25.5M in Q3 2016, closing 13 positions and reducing 15 holdings. Its most notable exit was DuPont de Nemours, an estimated $1.74M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 31% of assets, down from 32% a quarter earlier, followed by Industrials and Financials.

Against the trend, West Family Investments opened a new position in Tenet Healthcare worth $1.7M.

  • West Family Investments's largest Q3 2016 buy was Tenet Healthcare: 75,000 shares worth $1.7M.
  • West Family Investments added most to MVC Capital, Inc. in Q3 2016, an estimated $782K increase.
  • West Family Investments's biggest Q3 2016 reduction was Chimera Investment, cutting an estimated $5.7M.
  • West Family Investments fully exited DuPont de Nemours in Q3 2016, selling an estimated $1.74M.
  • West Family Investments's ten largest holdings make up 55% of its $538M portfolio in Q3 2016.
  • West Family Investments opened 4 new positions and closed 13 in Q3 2016.
  • West Family Investments's portfolio value fell 1.8% quarter-over-quarter to $538M.

Based on West Family Investments's 13F filing for Q3 2016, filed 14 Nov 2016.