WFI

West Family Investments Portfolio holdings

AUM $383M
1-Year Return 26.07%
This Quarter Return
-1.69%
1 Year Return
+26.07%
3 Year Return
+62.16%
5 Year Return
+133.6%
10 Year Return
+115.07%
AUM
$474M
AUM Growth
-$5.28M
Cap. Flow
+$3.83M
Cap. Flow %
0.81%
Top 10 Hldgs %
64.43%
Holding
103
New
3
Increased
12
Reduced
8
Closed
–

Top Buys

1
EFC
Ellington Financial
EFC
$3.22M
2
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$2.1M
3
TAT
TransAtlantic Petroleum LTD.
TAT
$1.76M
4
MVC
MVC Capital, Inc.
MVC
$1.75M
5
SUNS
SLR Senior Investment Corp. Common Stock
SUNS
$1.32M

Top Sells

1
BKD icon
Brookdale Senior Living
BKD
$6.13M
2
MSFT icon
Microsoft
MSFT
$2.58M
3
TA
TravelCenters of America LLC
TA
$698K
4
AWH
Allied World Assurance Co Hld Lt
AWH
$553K
5
FSLR icon
First Solar
FSLR
$495K

Sector Composition

1 Industrials 30.85%
2 Real Estate 27.56%
3 Energy 13.27%
4 Financials 8.33%
5 Healthcare 8.31%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFX icon
51
PhenixFIN
PFX
$98M
$1.24M 0.26%
5,236
-250
-5% -$59.1K
MXWL
52
DELISTED
Maxwell Technologies Inc
MXWL
$1.2M 0.25%
137,100
+55,000
+67% +$480K
EMC
53
DELISTED
EMC CORPORATION
EMC
$1.17M 0.24%
40,000
– –
LLY icon
54
Eli Lilly
LLY
$652B
$1.17M 0.24%
18,000
– –
VALE icon
55
Vale
VALE
$44.4B
$1.16M 0.24%
105,600
– –
AGNC icon
56
AGNC Investment
AGNC
$10.8B
$1.05M 0.22%
49,600
– –
SAFE
57
Safehold
SAFE
$1.17B
$1.01M 0.21%
15,408
– –
BXMT icon
58
Blackstone Mortgage Trust
BXMT
$3.45B
$981K 0.2%
+36,200
New +$981K
IVR icon
59
Invesco Mortgage Capital
IVR
$529M
$956K 0.2%
6,083
– –
ONIT
60
Onity Group Inc.
ONIT
$341M
$953K 0.2%
+2,427
New +$953K
BWP
61
DELISTED
Boardwalk Pipeline Partners
BWP
$931K 0.19%
49,796
– –
ABT icon
62
Abbott
ABT
$231B
$915K 0.19%
22,000
– –
TTE icon
63
TotalEnergies
TTE
$133B
$806K 0.17%
12,500
– –
ZTS icon
64
Zoetis
ZTS
$67.9B
$782K 0.16%
21,174
– –
MFIC icon
65
MidCap Financial Investment
MFIC
$1.22B
$693K 0.14%
28,267
– –
MDLZ icon
66
Mondelez International
MDLZ
$79.9B
$685K 0.14%
20,000
– –
FCRD
67
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$672K 0.14%
52,100
+2,100
+4% +$27.1K
SBY
68
DELISTED
Silver Bay Realty Trust Corp.
SBY
$596K 0.12%
36,791
– –
SFR
69
DELISTED
Starwood Waypoint Homes
SFR
$581K 0.12%
22,350
– –
COP icon
70
ConocoPhillips
COP
$116B
$551K 0.12%
7,200
– –
EARN
71
Ellington Residential Mortgage REIT
EARN
$212M
$544K 0.11%
33,607
– –
KBR icon
72
KBR
KBR
$6.4B
$508K 0.11%
27,000
– –
ESNT icon
73
Essent Group
ESNT
$6.29B
$505K 0.11%
23,600
– –
NPI
74
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$499K 0.1%
37,251
– –
GGP
75
DELISTED
GGP Inc.
GGP
$488K 0.1%
20,719
– –
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3
4 5