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WFI

West Family Investments Portfolio holdings

AUM $345M
1-Year Est. Return 46.29%
This Fund
S&P 500
This Quarter Est. Return
-1.69%
1 Year Est. Return
+46.29%
3 Year Est. Return
+116.17%
5 Year Est. Return
+113.18%
10 Year Est. Return
+254.99%
AUM
$479M
AUM Growth
-$3.68M
Cap. Flow
+$4.91M
Cap. Flow %
1.02%
Top 10 Hldgs %
63.81%
Holding
109
New
4
Increased
14
Reduced
8
Closed
3

Top Buys

Rank Stock Value
1
EFC
Ellington Financial
EFC
+$3.45M
2
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
+$2.19M
3
TAT
TransAtlantic Petroleum LTD.
TAT
+$2.08M
4
MVC
MVC Capital, Inc.
MVC
+$2.01M
5
SUNS
SLR Senior Investment Corp. Common Stock
SUNS
+$1.39M

Top Sells

Rank Stock Value
1
BKD icon
Brookdale Senior Living
BKD
+$6.48M
2
MSFT icon
Microsoft
MSFT
+$2.48M
3
TA
TravelCenters of America LLC
TA
+$705K
4
AWH
Allied World Assurance Co Hld Lt
AWH
+$558K
5
FSLR icon
First Solar
FSLR
+$508K

Sector Composition

Rank Sector Weight
1 Industrials 30.56%
2 Real Estate 27.3%
3 Energy 13.14%
4 Financials 8.25%
5 Healthcare 8.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
51
AbbVie
ABBV
$442B
$1.27M 0.27%
22,000
– –
PFX icon
52
PhenixFIN
PFX
$88.9M
$1.24M 0.26%
5,236
-250
-5% -$64K
MXWL
53
DELISTED
Maxwell Technologies Inc
MXWL
$1.2M 0.25%
137,100
+55,000
+67% +$586K
EMC
54
DELISTED
EMC CORPORATION
EMC
$1.17M 0.24%
40,000
– –
LLY icon
55
Eli Lilly
LLY
$1.08T
$1.17M 0.24%
18,000
– –
VALE icon
56
Vale
VALE
$60.9B
$1.16M 0.24%
105,600
– –
AGNC icon
57
AGNC Investment
AGNC
$12.9B
$1.05M 0.22%
49,600
– –
SAFE
58
Safehold
SAFE
$1.08B
$1.01M 0.21%
15,408
– –
BXMT icon
59
Blackstone Mortgage Trust
BXMT
$2.47B
$981K 0.2%
+36,200
New +$1.03M
IVR icon
60
Invesco Mortgage Capital
IVR
$802M
$956K 0.2%
6,083
– –
ONIT
61
Onity Group
ONIT
$328M
$953K 0.2%
+2,427
New +$1.1M
BWP
62
DELISTED
Boardwalk Pipeline Partners
BWP
$931K 0.19%
49,796
– –
ABT icon
63
Abbott
ABT
$190B
$915K 0.19%
22,000
– –
TTE icon
64
TotalEnergies
TTE
$195B
$806K 0.17%
7,918,447,110
– –
ZTS icon
65
Zoetis
ZTS
$31.1B
$782K 0.16%
21,174
– –
MFIC icon
66
MidCap Financial Investment
MFIC
$804M
$693K 0.14%
28,267
– –
MDLZ icon
67
Mondelez International
MDLZ
$78.9B
$685K 0.14%
20,000
– –
FCRD
68
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$672K 0.14%
52,100
+2,100
+4% +$28.7K
SBY
69
DELISTED
Silver Bay Realty Trust Corp.
SBY
$596K 0.12%
36,791
– –
SFR
70
DELISTED
Starwood Waypoint Homes
SFR
$581K 0.12%
22,350
– –
COP icon
71
ConocoPhillips
COP
$151B
$551K 0.12%
7,200
– –
EARN
72
Ellington Residential Mortgage REIT
EARN
$164M
$544K 0.11%
33,607
– –
KBR icon
73
KBR
KBR
$4.74B
$508K 0.11%
27,000
– –
ESNT icon
74
Essent Group
ESNT
$6.08B
$505K 0.11%
23,600
– –
NPI
75
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$499K 0.1%
37,251
– –
1 2
3
4 5

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West Family Investments's Q3 2014 Portfolio in Review

As of Q3 2014, West Family Investments held 109 positions worth $479M, down 0.76% from $482M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

West Family Investments's Q3 2014 filing shows 4 new, 14 increased, 8 reduced and 3 closed positions. Its largest new stake was Onity Group: 2,427 shares worth $953K. The largest sale was Brookdale Senior Living, an estimated $6.48M.

By sector, the portfolio is most concentrated in Industrials at 31% of assets, up from 29% a quarter earlier, followed by Real Estate and Energy.

  • West Family Investments's largest Q3 2014 buy was Onity Group: 2,427 shares worth $953K.
  • West Family Investments added most to Ellington Financial in Q3 2014, an estimated $3.45M increase.
  • West Family Investments's biggest Q3 2014 reduction was Brookdale Senior Living, cutting an estimated $6.48M.
  • West Family Investments's ten largest holdings make up 64% of its $479M portfolio in Q3 2014.
  • West Family Investments opened 4 new positions and closed 3 in Q3 2014.
  • West Family Investments's portfolio value fell 0.76% quarter-over-quarter to $479M.

Based on West Family Investments's 13F filing for Q3 2014, filed 14 Nov 2014.